0001104659-12-001293.txt : 20120110 0001104659-12-001293.hdr.sgml : 20120110 20120110102402 ACCESSION NUMBER: 0001104659-12-001293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120109 FILED AS OF DATE: 20120110 DATE AS OF CHANGE: 20120110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Doppelt Earl H CENTRAL INDEX KEY: 0001387654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 12518979 MAIL ADDRESS: STREET 1: 2411 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4211 W. BOY SCOUT BLVD. CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 8138714811 MAIL ADDRESS: STREET 1: 4211 W. BOY SCOUT BLVD. STREET 2: 4211 W. BOY SCOUT BLVD. CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 4 1 a4.xml 4 X0304 4 2012-01-09 0 0000837173 Walter Energy, Inc. WLT 0001387654 Doppelt Earl H 3000 RIVERCHASE GALLERIA, SUITE 1700 BIRMINGHAM AL 35244 0 1 0 0 Sr VP - General Counsel & Sec Common Stock 2012-01-09 4 A 0 3059 0 A 3059 D Common Stock 2012-01-09 4 A 0 3021 0 A 6080 D Non-qualified stock options (right to buy) 57.92 2012-01-09 4 A 0 4735 0 A 2022-01-09 Common Stock 4735 4735 D Non-qualified stock options (right to buy) 57.92 2012-01-09 4 A 0 4413 0 A 2022-01-09 Common Stock 4413 9148 D Award of Restricted Stock Units which vest in 3 equal annual installments beginning 1/09/2012, subject to continued employment. Award of Restricted Stock Units which vest on 1/09/2015, subject to continued employment. Non-qualified stock options which vest in 3 equal annual installments beginning 1/09/2012, subject to continued employment. Non-qualified stock options which on 1/09/2015, subject to continued employment. /s/ Earl Doppelt 2012-01-10