0001104659-11-045758.txt : 20110810 0001104659-11-045758.hdr.sgml : 20110810 20110810162938 ACCESSION NUMBER: 0001104659-11-045758 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110809 FILED AS OF DATE: 20110810 DATE AS OF CHANGE: 20110810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hohol Keenan Harry CENTRAL INDEX KEY: 0001524614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 111024719 MAIL ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA - SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 3524 FORMER NAME: FORMER CONFORMED NAME: hohol keenan harry DATE OF NAME CHANGE: 20110629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4211 W. BOY SCOUT BLVD. CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 8138714811 MAIL ADDRESS: STREET 1: 4211 W. BOY SCOUT BLVD. STREET 2: 4211 W. BOY SCOUT BLVD. CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 4 1 a4.xml 4 X0304 4 2011-08-09 0 0000837173 Walter Energy, Inc. WLT 0001524614 Hohol Keenan Harry 3000 RIVERCHASE GALLERIA - SUITE 1700 BIRMINGHAM AL 35244 0 1 0 0 VP, Interim Gen Counsel & Secr Common Stock 2011-08-09 4 P 0 420 71.4952 A 5257 D Represents the weighted average purchase price for price increments ranging from $71.40 to $71.50. The Reporting Person will undertake to provide, upon request of the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Includes an award of 4,837 Restricted Stock Units which vest on 4/01/2014, subject to continued employment. /s/ Keenan Hohol 2011-08-10