-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Med1GNyuy4DbvNXqXh21BmqdL2jt+rSOvpg7EZD71KVX9vUDMWukCUx8zMWNKrNb uhRAQznUdH0LvoUefELa2Q== 0001104659-05-008916.txt : 20050301 0001104659-05-008916.hdr.sgml : 20050301 20050301160407 ACCESSION NUMBER: 0001104659-05-008916 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050225 FILED AS OF DATE: 20050301 DATE AS OF CHANGE: 20050301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAUTHEN CHARLES E CENTRAL INDEX KEY: 0001215706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 05650319 MAIL ADDRESS: STREET 1: C/O WALTER INDUSTRIES INC STREET 2: 4211 W BOY SCOUT BLVD CITY: TAMPAQ STATE: FL ZIP: 33607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: GEN BUILDING CONTRACTORS - RESIDENTIAL BUILDINGS [1520] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 1500 N DALE MABRY HWY CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 8138714811 MAIL ADDRESS: STREET 1: 1500 N DALE MABRY HWY STREET 2: 1500 NORTH MABRY HGWY CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 4 1 a4.xml 4 X0202 4 2005-02-25 0 0000837173 WALTER INDUSTRIES INC /NEW/ WLT 0001215706 CAUTHEN CHARLES E 4211 W. BOY SCOUT BOULEVARD TAMPA FL 33607 0 1 0 0 Senior VP and Controller Common Stock 2005-02-25 4 A 0 4600 0.00 A 26153.99 D Common Stock 2005-02-25 4 F 0 596 38.72 D 25557.99 D Common Stock 2005-02-25 4 M 0 40000 7.4687 A 65557.99 D Common Stock 2005-02-25 4 M 0 6653 11.025 A 72210.99 D Common Stock 2005-02-25 4 S 0 153 38.98 D 72057.99 D Common Stock 2005-02-25 4 S 0 100 38.97 D 71957.99 D Common Stock 2005-02-25 4 S 0 46400 38.67 D 25557.99 D Common Stock 2005-02-25 4 F 0 3442 38.72 D 22115.99 D Common Stock 2005-02-25 4 A 0 9070 11.025 A 31185.99 D Common Stock 2005-02-25 4 A 0 3374 9.88 A 34559.99 D Non-qualified stock option 38.72 2005-02-25 4 A 0 4600 0.00 A 2015-02-25 Common Stock 4600 4600 D Non-qualified stock option 7.4687 2005-02-25 4 M 0 40000 0.00 D 2010-11-02 Common Stock 40000 10000 D Non-qualified stock option 11.025 2005-02-25 4 M 0 6653 0.00 D 2012-02-21 Common Stock 6653 0 D Incentive stock option 11.025 2005-02-25 4 M 0 9070 0.00 D 2012-02-21 Common Stock 9070 0 D Incentive stock option 9.88 2005-02-25 4 M 0 3374 0.00 D 2013-02-20 Common Stock 3374 3374 D Award of Restricted Stock Units which vest in 7 years (02/25/2012), subject to accelerated vesting upon certain conditions. Includes shares held by Reporting Person under Employee Stock Purchase Plan. Options vest in 3 equal annual installments beginning 02/25/2006. Options vest in 5 equal annual installments beginning 11/02/2001. Options vest in 3 equal annual installments beginning 02/21/2003. Options vest in 3 equal annual installments beginning 02/20/2004. Catherine C. McGurk, by power of attorney 2005-02-28 -----END PRIVACY-ENHANCED MESSAGE-----