8-K 1 a2086765z8-k.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 12, 2002 WALTER INDUSTRIES, INC. (Exact name of registrant as specified in its charter) DELAWARE 000-20537 13-3429953 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 4211 W. BOY SCOUT BOULEVARD, TAMPA, FLORIDA 33607 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (813) 871-4811 NOT APPLICABLE (Former name or former address, if changed since last report) Item 9. Regulation FD Disclosure On August 12, 2002, Walter Industries delivered to the Secretary of the Securities and Exchange Commission (SEC) certifications of its principal executive officer and principal financial officer, as required by SEC Order No. 4-460. Copies of the certifications are attached as Exhibits 99.1 and 99.2 to this report. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: August 12, 2000 ----------------------------------- WALTER INDUSTRIES, INC. By: /s/ William F. Ohrt ----------------------------------- Title: William F. Ohrt Executive Vice President and Chief Financial Officer Walter Industries, Inc. EXHIBIT INDEX
Exhibit No. Description ----------- ----------- 99.1 Statement Under Oath of Don DeFosset, Principal Executive Officer of Walter Industries, Inc. Regarding Facts and Circumstances Relating to Exchange Act Filings, filed on August 12, 2002. 99.2 Statement Under Oath of William F. Ohrt, Principal Financial Officer of Walter Industries, Inc. Regarding Facts and Circumstances Relating to Exchange Act Filings, filed on August 12, 2002.