-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AxgrKzS4lfSKrbi2KIfL0Hm555uZPIh3VnbenVg3qIDk8JchG3B7QQ5H43ycB3z/ 3C66+x9Twq4KLZBqGkDKhA== 0000895345-04-000788.txt : 20041101 0000895345-04-000788.hdr.sgml : 20041101 20041101192436 ACCESSION NUMBER: 0000895345-04-000788 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20041029 FILED AS OF DATE: 20041101 DATE AS OF CHANGE: 20041101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: GEN BUILDING CONTRACTORS - RESIDENTIAL BUILDINGS [1520] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 1500 N DALE MABRY HWY CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 8138714811 MAIL ADDRESS: STREET 1: 1500 N DALE MABRY HWY STREET 2: 1500 NORTH MABRY HGWY CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APPALOOSA INVESTMENT LP I CENTRAL INDEX KEY: 0000909488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 041111377 BUSINESS ADDRESS: STREET 1: APPALOOSA PARTNERS INC STREET 2: 26 MAIN ST CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: APPALOOSA PARTNERS INC STREET 2: 26 MAIN ST CITY: CHATHAM STATE: NJ ZIP: 07928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APPALOOSA MANAGEMENT LP CENTRAL INDEX KEY: 0001006438 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 041111378 BUSINESS ADDRESS: STREET 1: 26 MAIN ST STREET 2: 1ST FLOOR CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: 26 MAIN ST STREET 2: 1ST FLOOR CITY: CHATAM STATE: NJ ZIP: 07928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TEPPER DAVID A CENTRAL INDEX KEY: 0001181531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 041111380 BUSINESS ADDRESS: STREET 1: C/O APPALOOSA MANAGEMENT LP STREET 2: 26 MAIN ST FIRST FLOOR CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: C/O APPALOOSA MANAGEMENT LP STREET 2: 26 MAIN ST FIRST FL CITY: CHATHAM STATE: NJ ZIP: 07928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APPALOOSA PARTNERS INC CENTRAL INDEX KEY: 0001256430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 041111379 BUSINESS ADDRESS: STREET 1: 26 MAIN ST CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: 26 MAIN ST CITY: CHATHAM STATE: NJ ZIP: 07928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALOMINO FUND LTD CENTRAL INDEX KEY: 0001256437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 041111376 BUSINESS ADDRESS: STREET 1: 26 MAIN ST CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: 26 MAIN ST CITY: CHATHAM STATE: NJ ZIP: 07928 4 1 rs4-walter_teppergroupex.xml X0202 4 2004-10-29 0 0000837173 WALTER INDUSTRIES INC /NEW/ WLT 0001181531 TEPPER DAVID A C/O APPALOOSA MANAGEMENT LP 26 MAIN ST, FIRST FLOOR CHATHAM NJ 07928 0 0 1 0 0001256430 APPALOOSA PARTNERS INC 26 MAIN ST CHATHAM NJ 07928 0 0 1 0 0001006438 APPALOOSA MANAGEMENT LP 26 MAIN ST 1ST FLOOR CHATHAM NJ 07928 0 0 1 0 0000909488 APPALOOSA INVESTMENT LP I APPALOOSA PARTNERS INC 26 MAIN ST CHATHAM NJ 07928 0 0 1 0 0001256437 PALOMINO FUND LTD 26 MAIN ST CHATHAM NJ 07928 0 0 1 0 Common Stock 2004-10-29 4 P 0 959 16.5567 A 5630559 I See footnote Common Stock 2004-10-29 4 P 0 841 16.5567 A 5631400 I See footnote Common Stock 2004-10-29 4 P 0 82668 16.8788 A 5714068 I See footnote Common Stock 2004-10-29 4 P 0 72432 16.8788 A 5786500 I See footnote Common Stock 2004-11-01 4 P 0 7195 17.0037 A 5793695 I See footnote Common Stock 2004-11-01 4 P 0 6305 17.0037 A 5800000 I See footnote See Exhibit Exhibit A for text of (1). David A. Tepper 2004-11-01 See Exhibit 99.1 2004-11-01 EX-99 2 exh99_1.txt Exhibit 99.1 Name: APPALOOSA PARTNERS INC. Address: 26 Main Street Chatham, NJ 07928 Designated Filer: David A. Tepper Issuer: WALTER INDUSTRIES, INC. Issuer's Trading Symbol: WLT Date of Event Requiring Statement: October 29, 2004 By: /s/ David A. Tepper November 1, 2004 ------------------------------------------------------- Name: David A. Tepper Date Title: President Name: Appaloosa Management L.P. Address: c/o Appaloosa Partners Inc. 26 Main Street Chatham, NJ 07928 Designated Filer: David A. Tepper Issuer: WALTER INDUSTRIES, INC. Issuer's Trading Symbol: WLT Date of Event Requiring Statement: October 29, 2004 By: APPALOOSA PARTNERS INC., Its General Partner By: /s/ David A. Tepper November 1, 2004 ------------------------------------------------------- Name: David A. Tepper Date Title: President Name: APPALOOSA INVESTMENT LIMITED PARTNERSHIP I Address: c/o Appaloosa Partners Inc. 26 Main Street Chatham, NJ 07928 Designated Filer: David A. Tepper Issuer: WALTER INDUSTRIES, INC. Issuer's Trading Symbol: WLT Date of Event Requiring Statement: October 29, 2004 By: APPALOOSA Management L.P., its General Partner By: Appaloosa Partners Inc., its General Partner /s/ David A. Tepper November 1, 2004 ------------------------------------------------------ Name: David A. Tepper Date Title: President Name: PALOMINO FUND LTD. Address: c/o Appaloosa Partners Inc. 26 Main Street Chatham, NJ 07928 Designated Filer: David A. Tepper Issuer: WALTER INDUSTRIES, INC. Issuer's Trading Symbol: WLT Date of Event Requiring Statement: October 29, 2004 By: APPALOOSA Management L.P., its Investment Advisor By: Appaloosa Partners Inc., its General Partner /s/ David A. Tepper November 1, 2004 ------------------------------------------------------- Name: David A. Tepper Date Title: President EX-99.2 3 exh99_2.txt EXHIBIT A Exhibit 99.2 EXHIBIT A (1) The reporting persons to whom the information set forth on this line relates are David A. Tepper ("Mr. Tepper"), Appaloosa Investment Limited Partnership I ("AILP"), Palomino Fund Ltd. ("Palomino"), Appaloosa Management L.P.(the "Manager"), and Appaloosa Partners Inc.("API"). Mr. Tepper is the sole stockholder and president of API. API is the general partner of, and Mr. Tepper owns a majority of the limited partnership interests of, the Manager. The Manager is the general partner of AILP, and acts as an investment advisor to Palomino. Each of the foregoing reporting persons disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein. -----END PRIVACY-ENHANCED MESSAGE-----