EX-99.1 2 exhibit991september182015.htm EXHIBIT 99.1 Exhibit



UNITED STATES BANKRUPTCY COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
 
 
 
 
 
 
 
 
 
 
In re:
 
 
 
 
 
 
Chapter 11
 
 
 
 
 
 
 
 
 
 
 
 
WALTER ENERGY, INC. et al.;
 
 
 
 
Case No: 15-02741-TOM11
 
 
 
 
 
 
 
 
 
 
Debtors.
 
 
 
 
 
 
Jointly Administered
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
MONTHLY BANKRUPTCY ADMINISTRATOR FORM FOR THE PERIOD
 
 
ENDED AUGUST 31, 2015
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
DEBTORS' ADDRESS:
3000 Riverchase Galleria, Suite 1700
 
 
 
 
 
 
Birmingham, AL 35244
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
DEBTORS' ATTORNEYS:
Kelley A. Cornish
 
 
 
 
 
 
 
Claudia R. Tobler

 
 
 
 
 
 
Paul, Weiss, Rifkind, Wharton & Garrison, LLP
 
 
 
 
 
 
1285 Avenue of the Americas
 
 
 
 
 
 
 
New York, New York 10019
 
 
 
 
 
 
 
and
 
 
 
 
 
 
 
 
 
Patrick Darby
 
 
 
 
 
 
 
Jay R. Bender
 
 
 
 
 
 
Bradley Arant Boult Cummings LLP
 
 
 
 
 
 
One Federal Place
 
 
 
 
 
 
 
 
1819 Fifth Avenue North
 
 
 
 
 
 
 
Birmingham, Alabama 35203
 
 
 
 
 
 
 
 
 
 
 
 
 
 
REPORT PREPARER:
WALTER ENERGY, INC. et al.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
I CERTIFY THAT THE INFORMATION WITHIN THIS REPORT IS TRUE TO THE BEST OF MY KNOWLEDGE AND BELIEF.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
DATE: September 18, 2015
 
/s/ Brian M. Chopin
 
 
 
 
Brian M. Chopin, Acting Chief Accounting Officer & Corporate Controller
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 






 
UNITED STATES BANKRUPTCY COURT
 
FOR THE NORTHERN DISTRICT OF ALABAMA
 
 
 
 
 
In re Walter Energy, Inc. et al.
 
 
 
 
Case No. (Jointly Administered)
 
15-02741-TOM11
 
 
Reporting Period:
 
August 31, 2015
 
 
 
 
 
 
 
Federal Tax I.D. #
 
13-3429953
 
 
 
 
 
 
CORPORATE BANKRUPTCY ADMINISTRATOR FORM
 
 
 
 
 
Operating reports are to be filed monthly, in duplicate, with the Bankruptcy Clerk's Office by the 15th of each month
 
 
 
 
 
 
 
 
 
 
 
REQUIRED DOCUMENTS
Form No.
Document Attached
Explanation Attached
 
Legal Entities and Notes to BAF
 
X
 
 
Business Debtor's Affirmations
BA-01
X
 
 
Business Debtor's Cash Receipts & Disbursements
BA-02 (Part 1)
X
 
 
Income Statement
BA-02 (Part 2)
X
 
 
Business Debtor's Accounts Receivable
BA-02 (A)
X
 
 
Business Debtor's Actual Disbursements
BA-02 (B)
X
 
 
Business Debtor's Payments to Secured Creditors
BA-02 (C)
X
 
 
Business Debtor's Tax Payments
BA-02 (D)
 
See BA-01
 
Business Debtor's Bank Accounts
BA-03 (Part 1)
X
 
 
Gross Payroll
BA-03 (Part 2)
X
 
 
Inventory
BA-03 (Part 3)
X
 
 
Payments Made to Pre-Petition Unsecured Creditors
BA-03 (Part 4)
 
See BA-01
 
Business Debtor's Post-Petition Accounts Payable
BA-03 (A)
X
 
 
Balance Sheet
BA-04
X
 
 
Insurance Policies
BA-05
X
 






UNITED STATES BANKRUPTCY COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
 
 
 
 
In re Walter Energy, Inc. et al.
 
 
 
 
Case No. (Jointly Administered)
15-02741-TOM11
 
 
Reporting Period:
August 31, 2015
 
 
 
 
 
 
Federal Tax I.D. #
13-3429953
 
 
 
 
LEGAL ENTITIES AND NOTES TO THE BANKRUPTCY ADMINISTRATOR FORM
 
 
 
 
GENERAL:
 
 
 
The report includes activity from the following Debtors and related case numbers:
 
 
 
 
 
Debtor
Case Number
 
 
 
 
 
 
Walter Energy, Inc.
15-02741-TOM-11
 
 
Atlantic Development and Capital, LLC
15-02747-TOM-11
 
 
Atlantic Leaseco, LLC
15-02773-TOM-11
 
 
Blue Creek Coal Sales, Inc.
15-02750-TOM-11
 
 
Blue Creek Energy, Inc.
15-02752-TOM-11
 
 
J.W. Walter, Inc.
15-02755-TOM-11
 
 
Jefferson Warrior Railroad Company, Inc.
15-02759-TOM-11
 
 
Jim Walter Homes, LLC
15-02762-TOM-11
 
 
Jim Walter Resources, Inc.
15-02743-TOM-11
 
 
Maple Coal Co., LLC
15-02764-TOM-11
 
 
Sloss-Sheffield Steel & Iron Company
15-02766-TOM-11
 
 
SP Machine, Inc.
15-02746-TOM-11
 
 
Taft Coal Sales & Associates, Inc.
15-02751-TOM-11
 
 
Tuscaloosa Resources, Inc.
15-02753-TOM-11
 
 
V Manufacturing Company
15-02754-TOM-11
 
 
Walter Black Warrior Basin LLC
15-02756-TOM-11
 
 
Walter Coke, Inc.
15-02744-TOM-11
 
 
Walter Energy Holdings, LLC
15-02758-TOM-11
 
 
Walter Exploration & Production LLC
15-02757-TOM-11
 
 
Walter Home Improvement, Inc.
15-02760-TOM-11
 
 
Walter Land Company
15-02761-TOM-11
 
 
Walter Minerals, Inc.
15-02763-TOM-11
 
 
Walter Natural Gas, LLC
15-02765-TOM-11
 
 
 
 
 
 
GENERAL NOTES:
 
 
 
 
 
 
 
The financial statements and supplemental information contained herein are preliminary, unaudited, and may not comply in all material respects with accounting principles generally accepted in the United States of America ("U.S. GAAP"). In addition, the financial statements and supplemental information contained herein represent condensed consolidated information.
 
The unaudited consolidated financial statements have been derived from the books and records of Walter Energy, Inc. This information, however, has not been subject to certain procedures that would typically be applied to financial information in accordance with U.S. GAAP, and upon application of such procedures, the Debtors' believe that the financial information could be subject to changes, and these changes could be material. The information furnished in this report includes primarily normal recurring adjustments, but does not include all adjustments that would typically be made for financial statements in accordance with U.S. GAAP.
 
 
 
 
The financial information contained herein is presented on a preliminary and unaudited basis and remains subject to future adjustment.
 
 
 
 
The results of operations contained herein are not necessarily indicative of results which may be expected for any other period or for the full year and may not necessarily reflect the consolidated results of operations and financial position of the Debtors in the future.






UNITED STATES BANKRUPTCY COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
 
 
 
 
In re Walter Energy, Inc. et al.
 
 
 
 
Case No. (Jointly Administered)
15-02741-TOM11
 
 
Reporting Period:
August 31, 2015
 
 
 
 
 
 
Federal Tax I.D. #
13-3429953
 
 
 
 
NOTES TO THE BANKRUPTCY ADMINISTRATOR FORM
 
 
 
 
Notes to BA-02 (Part 1):
 
 
 
The Debtors cash receipts & disbursements presented cover the weeks ended August 8, 2015, August 15, 2015, August 22, 2015 and August 29, 2015.
 
 
 
 
Cash is received and disbursed as described in the Debtors' motion to approve their cash management system and is consistent with the Debtors' cash management practices.
 
 
 
 
Cash receipts and disbursements related to transfers among the Debtor entities are not included in this schedule.
 
 
 
 
The Debtors' age customer accounts receivables in the normal course of the Debtors' operations. Other receivables primarily represent receivables from vendors and other relationships. Historically, write-offs have been insignificant for these accounts and therefore, the Debtors do not monitor on an aging basis.
 
 
 
 
The Debtors have not entered into agreements for debtor-in-possession (DIP) financing.
 
 
 
 
Notes to BA-02 (Part 2):
 
 
 
 
 
 
 
The income statement presented reflects the condensed consolidated statement of operations for Walter Energy, Inc. and consolidated subsidiaries.
 
 
 
 
Notes to BA-02 (A):
 
 
 
 
 
 
 
The Debtors accounts receivable aging is presented as of August 31, 2015.
 
 
 
 
Notes to BA-02 (B):
 
 
 
 
 
 
 
The Debtors actual disbursements presented cover the weeks ended August 8, 2015, August 15, 2015, August 22, 2015 and August 29, 2015.
 
Notes to BA-02 (C):
 
 
 
 
 
 
 
The post-petition payments made to Secured Creditors for the month ended August 31, 2015 represents adequate protection payments and an erroneous payment to Caterpillar Financial Services Corporation that was subsequently refunded on September 8, 2015.
 
 
 
 
Notes to BA-03 (Part 1):
 
 
 
All amounts listed are the bank balances for the Debtors as of August 31, 2015. Bank statements are available upon request.
 
 
 
 
Notes to BA-03 (Part 2):
 
 
 
 
 
 
 
The payroll disbursements presented to insiders represents post-petition payments of salary, severance, bonus, car allowance, expense reimbursement, etc. for the month ending August 31, 2015.
 
 
 
 





UNITED STATES BANKRUPTCY COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
 
 
 
 
In re Walter Energy, Inc. et al.
 
 
 
 
Case No. (Jointly Administered)
15-02741-TOM11
 
 
Reporting Period:
July 31, 2015
 
 
 
 
 
 
Federal Tax I.D. #
13-3429953
 
 
 
 
NOTES TO THE BANKRUPTCY ADMINISTRATOR FORM (CONTINUED)
 
 
 
 
Notes to BA-03 (Part 3):
 
 
 
 
 
 
 
The schedule of inventory presented reflects the balance for Walter Energy, Inc. and consolidated subsidiaries as of August 31, 2015.
 
 
 
 
Notes to BA-03 (A):
 
 
 
 
 
 
 
The Debtors post-petition accounts payable aging is presented as of August 31, 2015.
 
 
 
 
Notes to BA-04:
 
 
 
 
 
 
 
The balance sheet presented reflects the condensed consolidated balance sheet for Walter Energy, Inc. and consolidated subsidiaries.
 
 
 
 
Liabilities subject to compromise represent undersecured or unsecured obligations that will be accounted for under the plan of reorganization. Generally, actions to enforce or otherwise affect payment of pre-petition liabilities are stayed. Accounting Standards Codification ("ASC") 852 requires pre-petition liabilities that are subject to compromise to be reported at the amounts expected to be allowed, even if they may be settled for lessor amounts. These liabilities represent the amounts expected to be allowed on known or potential claims to be resolved through the Chapter 11 process, and remain subject to further adjustments arising from negotiated settlements, actions of the Bankruptcy Court, rejection of executory contracts and unexpired leases, the determination as to the value of collateral securing the claims, proofs of claim, and other events. Liabilities subject to compromise also include certain items that may be assumed under the plan of reorganization, and as such, may be subsequently reclassified to liabilities not subject to compromise.
 
 
 
 
The Bankruptcy Court has approved payment of certain pre-petition obligations necessary to maintain the operations of the Debtor's businesses and obligations associated with these matters are not classified as liabilities subject to compromise.
 
 
 
 
Differences between liability amounts estimated by the Debtors and claims filed by creditors will be investigated and, if necessary, the Bankruptcy Court will make a final determination as to the amount of the allowable claim. The determination of how liabilities will ultimately be treated cannot be made until the Bankruptcy Court approves a plan of reorganization. The Debtors will continue to evaluate these liabilities throughout the Chapter 11 Cases and adjust amounts as necessary. Such adjustment may be material. In light of the expected number of creditors, the claims resolutions process may take considerable time to complete. Accordingly, the ultimate amount or treatment of such liabilities is not determinable at this time.
 
 
 
 
Notes to BA-05:
 
 
 
 
 
 
 
The schedule of Insurance Policies presented reflects all insurance policies of the Debtors as of August 31, 2015. The descriptions of the Debtors’ Insurance Policies therein are intended only as a summary and the actual terms of such Insurance Policies shall govern in the event of any inconsistency with the descriptions set forth herein.






UNITED STATES BANKRUPTCY COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
 
 
 
 
In re Walter Energy, Inc. et al.
 
 
 
Case No. (Jointly Administered)
15-02741-TOM11
 
 
Reporting Period:
August 31, 2015
 
 
 
 
BA-01
Federal Tax I.D. #
13-3429953
 
 
 
 
BUSINESS DEBTOR'S AFFIRMATIONS
 
 
 
 
 
Must be completed each month. If the answer to any of the questions is “No”, provide a detailed explanation of each item. Attach additional sheets if necessary.
Yes
No
1

All undisputed post-petition business taxes have been paid/deposited in a timely manner.
X
 
1a

All undisputed post-petition individual taxes have been paid/deposited in a timely manner.
 
N/A
1b

All undisputed post-petition payroll taxes in the amount of $4,988,194 have been paid/deposited in a timely manner.
X
 
2

Adequate insurance on all assets/property including fire, theft, liability, collision and casualty and workman's compensation (if applicable) is currently in full force and effect.
X
 
3

New books and records were opened and are being maintained daily.
X
 
4

Copies of all banks statements and reconciliations are attached.
 
See BA-03 (Part 1)
5

I have otherwise complied with all requirements of the Chapter 11 Operating Order.
X
 
6

All financial statements filed with the Bankruptcy Clerk's Office are prepared in accordance with generally accepted accounting principles.
 
See General Notes
7

All payments of pre-petition obligations were made pursuant to applicable Orders entered by the Bankruptcy Court.
 
See BA-02 (C)






UNITED STATES BANKRUPTCY COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
 
 
 
 
 
 
In re Walter Energy, Inc. et al.
 
 
 
 
 
 
 
 
 
 
 
 
Case No. (Jointly Administered)
 
15-02741-TOM11

 
 
 
 
Reporting Period:

August 31, 2015

 
 
 
 
 
 
BA-02 (Part 1)
 
 
Federal Tax I.D. #

13-3429953

 
 
 
 
 
 
BUSINESS DEBTORS CASH RECEIPTS & DISBURSEMENTS
Period Covered: Weeks Ended 8/8/15, 8/15/15, 8/22/15 and 8/29/15 (000's)
 
 
 
 
 
 
 
 
 
 
 
 
A
RECEIPTS:
 
 
 
 
 
Sales/AR Receipts
$
45,000

 
 
 
 
Other Receipts
1,897

 
 
 
 
 
 
 
 
B
TOTAL RECEIPTS:
 
 
 
 
  (Total of A)
 
$
46,897

 
 
 
 
 
 
 
C
BUSINESS DISBURSEMENTS
 
 
 
 
Payroll, Benefits & Pension
$
25,036

 
 
 
Leases, Taxes, Utilities, Fuel, Insurance
5,157

 
 
 
Freight & Royalties
12,738

 
 
 
Other Expenditures
44,289

 
 
 
 
 
 
 
 
D
TOTAL DISBURSEMENTS
 
$
87,220

 
 
(Total of C)
 
 
 
 
 
 
 
 
 
 
E
SURPLUS OR DEFICIT
 
 
$
(40,323
)
 
  (Total of B minus D)
 
 
 
 
 
 
 
 
 
 
CASH AND CASH EQUIVALENTS AT BEGINNING OF PERIOD
 
207,876

 
CASH AND CASH EQUIVALENTS AT END OF PERIOD
 
$
167,553







UNITED STATES BANKRUPTCY COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
 
 
 
 
In re Walter Energy, Inc. et al.
 
 
 
 
 
 
 
 
Case No. (Jointly Administered)
15-02741-TOM11

 
Reporting Period:
August 31, 2015

 
 
 
 
BA-02 (Part 2)
Federal Tax I.D. #
13-3429953

 
 
 
 
CONDENSED CONSOLIDATED INCOME STATEMENT
(000's)
 
 
 
 
 
 
 
 
 
 
 
For the Month Ended
 
 
 
August 31, 2015
Revenues:
 
 
 
Sales
 
 
$
54,103

Miscellaneous income
 
 
935

Total revenues
 
 
55,038

Costs and expenses:
 
 
 
Cost of sales (exclusive of depreciation and depletion)
 
63,691

Depreciation and depletion
 
 
12,286

Selling, general and administrative
 
 
4,152

Other postretirement benefits
 
 
4,111

Restructuring charges
 
 
2,198

Total costs and expenses
 
 
86,438

Operating loss
 
 
(31,400
)
Interest expense, net
 
 
(11,809
)
Loss before reorganization items and income tax benefit
 
(43,209
)
Reorganization items, net
 
 
(6,598
)
Loss before income tax benefit
 
 
(49,807
)
Income tax benefit
 
 
(2,280
)
Net loss
 
 
$
(47,527
)
 
 
 
 






UNITED STATES BANKRUPTCY COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
 
 
 
 
In re Walter Energy, Inc. et al.
 
 
 
 
 
 
 
Case No. (Jointly Administered)
 
15-02741-TOM11
 
 
Reporting Period:

August 31, 2015
 
 
 
 
BA-02 (A)
Federal Tax I.D. #

13-3429953
 
 
 
 
BUSINESS DEBTOR'S ACCOUNTS RECEIVABLE
(000's)
 
 
 
 
 
 
 
 
 
Accounts Receivable Aging
As of August 31, 2015
 
 
 
 
 
 
0 - 29 days old
$
54,043

 
 
30 - 59 days old
230

 
 
60 - 89 days old
—

 
 
90 - 119 days old
—

 
 
120 + days old
1,361

 
 
Inactive
—

 
 
Less: unapplied/credits and unearned revenue
(5
)
 
 
   Total customer accounts receivables
55,629

 
 
Other receivables
—

 
 
Less: Reserves
(1,361
)
 
 
   Total Accounts Receivable (Debtors)
54,268

 
 
   Total Accounts Receivable (Non-Debtors)
1,900

 
 
Total Accounts Receivable
$
56,168

 
 
 
 
 






        
UNITED STATES BANKRUPTCY COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
 
 
 
In re Walter Energy, Inc. et al.
 
 
Case No. (Jointly Administered)
15-02741-TOM11

 
Reporting Period:
August 31, 2015

 
 
 
BA-02 (B)
Federal Tax I.D. #
13-3429953

 
 
 
BUSINESS DEBTOR'S ACTUAL DISBURSEMENTS
Period Covered: Weeks Ended 8/8/15, 8/15/15, 8/22/15 and 8/29/15 (000's)
 
 
 
Debtor
Case Number
Total Disbursements during Period
 
 
 
Walter Energy, Inc.
15-02741-TOM-11
$
21,456

Atlantic Development and Capital, LLC
15-02747-TOM-11
6

Atlantic Leaseco, LLC
15-02773-TOM-11
138

Blue Creek Coal Sales, Inc.
15-02750-TOM-11
—

Blue Creek Energy, Inc.
15-02752-TOM-11
37

J.W. Walter, Inc.
15-02755-TOM-11
—

Jefferson Warrior Railroad Company, Inc.
15-02759-TOM-11
—

Jim Walter Homes, LLC
15-02762-TOM-11
—

Jim Walter Resources, Inc.
15-02743-TOM-11
57,437

Maple Coal Co., LLC
15-02764-TOM-11
2,115

Sloss-Sheffield Steel & Iron Company
15-02766-TOM-11
—

SP Machine, Inc.
15-02746-TOM-11
—

Taft Coal Sales & Associates, Inc.
15-02751-TOM-11
1,274

Tuscaloosa Resources, Inc.
15-02753-TOM-11
—

V Manufacturing Company
15-02754-TOM-11
—

Walter Black Warrior Basin LLC
15-02756-TOM-11
1,003

Walter Coke, Inc.
15-02744-TOM-11
3,599

Walter Energy Holdings, LLC
15-02758-TOM-11
—

Walter Exploration & Production LLC
15-02757-TOM-11
—

Walter Home Improvement, Inc.
15-02760-TOM-11
—

Walter Land Company
15-02761-TOM-11
—

Walter Minerals, Inc.
15-02763-TOM-11
155

Walter Natural Gas, LLC
15-02765-TOM-11
—

 
 
$
87,220

 
 
 






UNITED STATES BANKRUPTCY COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
 
 
 
 
 
 
In re Walter Energy, Inc. et al.
 
 
 
 
 
 
Case No. (Jointly Administered)
 
15-02741-TOM11

 
 
 
Reporting Period:
 
August 31, 2015

 
 
 
 
 
 
BA-02 (C)
 
Federal Tax I.D. #
 
13-3429953

 
 
 
 
 
 
 
BUSINESS DEBTOR'S PAYMENTS TO SECURED CREDITORS
 
(000's)
 
 
 
 
 
 
 
Secured Creditors
Amount Paid During Period
Total Paid to Date
 
2011 Credit Agreement
$
4,728

$
4,728

 
9.50% Senior Secured Notes
 
6,143

6,143

 
11.00%/12.00% Senior Secured Second Lien PIK Notes
—

—

 
Capital Lease Obligations/Equipment Financing Arrangements 1
651

651

 
Branch Banking and Trust Company
—

—

 
 
 
 
 
 
 
Total Payments
$
11,522

$
11,522

 
 
 
 
 
 
 
1 Represents payment erroneously made to Caterpillar Financial Services Corporation that was subsequently refunded on September 8, 2015.






UNITED STATES BANKRUPTCY COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
 
 
 
 
 
 
 
 
In re Walter Energy, Inc. et al.
 
 
 
 
 
 
 
 
 
Case No. (Jointly Administered)
15-02741-TOM11
 
 
 
 
 
Reporting Period:
August 31, 2015
 
 
 
 
 
 
 
 
 
BA-03 (Part 1)
 
 
 
Federal Tax I.D. #
13-3429953
 
 
 
 
 
 
 
 
 
BUSINESS DEBTOR'S BANK ACCOUNTS
(000's)
 
 
 
 
 
 
 
 
Company
Financial Institution
Account Number
Account Description
City
State/Province
Country
Balance in USD
Blue Creek Coal Sales, Inc.
Bank of America
8159
Depository Account
Richmond
VA
USA
—

Jim Walter Resources, Inc.
Bank of America
1375
Depository Account
Richmond
VA
USA
—

Taft Coal Sales & Associates, Inc.
Bank of America
3478
Depository Account
Richmond
VA
USA
—

Tuscaloosa Resources, Inc.
Bank of America
2722
Depository Account
Richmond
VA
USA
—

Walter Black Warrior Basin, LLC
Bank of America
2801
Depository Account
Richmond
VA
USA
—

Walter Coke, Inc.
Bank of America
1388
Depository Account
Richmond
VA
USA
—

Walter Energy, Inc.
Bank of America
8039
Concentration, Wire Transfer, and ACH Transfer Account
Richmond
VA
USA
23,176

Atlantic Development & Capital LLC
Branch Bank and Trust
5246
TPA Rockwood Casualty Disbursement Account
Wilson
NC
USA
—

Atlantic Development & Capital LLC
Branch Bank and Trust
6897
Concentration, Wire Transfer, and Disbursement Account
Wilson
NC
USA
6,061

Atlantic LeaseCo LLC
Branch Bank and Trust
4989
Operating Account
Wilson
NC
USA
—

Maple Coal Co. LLC
Branch Bank and Trust
4970
Operating Account
Wilson
NC
USA
—

Blue Creek Coal Sales, Inc.
JP Morgan Chase
8663
Depository Account
New York
NY
USA
1

Jim Walter Resources, Inc.
JP Morgan Chase
8648
Depository Account
New York
NY
USA
—

Walter Black Warrior Basin, LLC
JP Morgan Chase
8671
Depository Account
New York
NY
USA
1

Walter Coke, Inc.
JP Morgan Chase
8655
Depository Account
New York
NY
USA
1

Walter Energy, Inc.
JP Morgan Chase
8630
Concentration, Wire Transfer, and ACH Transfer Account
New York
NY
USA
2,153

Blue Creek Coal Sales, Inc.
Regions Bank
9117
Disbursement Account
Birmingham
AL
USA
—

Blue Creek Energy, Inc.
Regions Bank
6085
Operating Account
Birmingham
AL
USA
100

Jim Walter Homes LLC
Regions Bank
9709
Disbursement Account
Birmingham
AL
USA
—

Jim Walter Resources, Inc.
Regions Bank
9652
Accounts Payable Disbursement Account
Birmingham
AL
USA
—

Jim Walter Resources, Inc.
Regions Bank
5682
Payroll Account
Birmingham
AL
USA
—

Jim Walter Resources, Inc.
Regions Bank
1275
Workman's Compensation Disbursement Account
Birmingham
AL
USA
—

Taft Coal Sales & Associates, Inc.
Regions Bank
6548
Disbursement Account
Birmingham
AL
USA
—

Tuscaloosa Resources, Inc.
Regions Bank
9660
Disbursement Account
Birmingham
AL
USA
—

Walter Black Warrior Basin, LLC
Regions Bank
9679
Disbursement Account
Birmingham
AL
USA
—

Walter Coke, Inc.
Regions Bank
9687
Accounts Payable Disbursement Account
Birmingham
AL
USA
—

Walter Coke, Inc.
Regions Bank
1711
Payroll Account
Birmingham
AL
USA
—

Walter Coke, Inc.
Regions Bank
1283
Retiree Medical Claims Disbursement Account
Birmingham
AL
USA
—

Walter Coke, Inc.
Regions Bank
9357
Worker's Compensation Disbursement Account
Birmingham
AL
USA
—

Walter Energy, Inc.
Regions Bank
7949
Concentration, Wire Transfer, and ACH Transfer Account
Birmingham
AL
USA
27,627

Walter Energy, Inc.
Regions Bank
9695
Disbursement Account
Birmingham
AL
USA
—

Walter Energy, Inc.
Regions Bank
3815
Depository Account
Birmingham
AL
USA
—






Walter Land Company
Regions Bank
1321
Operating Account
Birmingham
AL
USA
—

Walter Minerals
Regions Bank
1348
Operating Account
Birmingham
AL
USA
—

Walter Energy, Inc.
Scotiabank
9712
Operating Account
Toronto
Ontario
CA
833

Walter Energy, Inc.
Scotiabank
2316
Operating Account
Toronto
Ontario
CA
11

Walter Energy, Inc.
Bank of America
8831
Money Market Investment Account
Richmond
VA
USA
8,563

Walter Energy, Inc.
Comerica
1822
Trust Account and Investment Portal
Dallas
TX
USA
100,308

 
 
 
 
 
 
TOTAL
168,835

 
 
 
 
 
 
 
 






UNITED STATES BANKRUPTCY COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
 
 
 
 
In re Walter Energy, Inc. et al.
 
 
 
Case No. (Jointly Administered)
 
15-02741-TOM11

 
Reporting Period:
 
August 31, 2015

 
 
 
 
BA-03 (Part 2)
Federal Tax I.D. #
 
13-3429953

 
 
 
 
Gross Payroll - Payments to Insiders
(000's)
 
 
 
 
 
 
 
 
Insiders
Title
Amount Paid During Period
Total Paid to Date
Walter J. Scheller, III
Chief Executive Officer and Director
$
71

$
106

William G. Harvey
Executive Vice President and Chief Financial Officer
41

62

Michael T. Madden
Senior Vice President and Chief Commercial Officer
37

54

Earl H. Doppelt
Executive Vice President, General Counsel & Secretary
38

56

Richard A. Donnelly
President, Jim Walter Resources, Inc.
31

47

Danny L. Stickel
President, West Virginia Operations
34

50

Carol W. Farrell
President, Walter Coke
21

33

Michael T. Tokarz
Chairman of the Board
5

5

Mary R. "Nina" Henderson
Director
4

4

Jerry W. Kolb
Director
5

5

Patrick A. Krieghauser
Director
3

3

Joseph B. Leonard
Director
2

4

Bernard G. Rethore
Director
4

4

A.J. Wagner
Director
5

5

 
 
 
 
Total Payments to Insiders
$
301

$
438

 
 
 
 
 
 
 
 






UNITED STATES BANKRUPTCY COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
 
 
 
 
In re Walter Energy, Inc. et al.
 
 
 
 
 
 
 
Case No. (Jointly Administered)
 
15-02741-TOM11
 
Reporting Period:
 
August 31, 2015
 
 
 
 
BA-03 (Part 3)
Federal Tax I.D. #

13-3429953
 
 
 
 
INVENTORY
(000's)
 
 
 
 
 
 
As of August 31, 2015
 
 
Coal
$
120,822

 
 
Raw material, supplies and other
54,195

 
 
Total inventories
$
175,017

 






UNITED STATES BANKRUPTCY COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
 
 
 
 
In re Walter Energy, Inc. et al.
 
 
 
 
 
 
 
Case No. (Jointly Administered)
 
15-02741-TOM11
 
Reporting Period:
 
August 31, 2015
 
 
 
 
BA-03 (A)
Federal Tax I.D. #

13-3429953
 
 
 
 
BUSINESS DEBTOR'S POST-PETITION ACCOUNTS PAYABLE
(000's)
 
 
 
 
 
Post-Petition Accounts Payable Aging
As of August 31, 2015
 
 
 
 
 
 
0 - 29 days old
$
9,827

 
 
30 - 59 days old
620

 
 
60 - 89 days old
—

 
 
90 - 119 days old
—

 
 
120 + days old
—

 
 
Inactive
—

 
 
Less: Unapplied/credits
—

 
 
   Total trade accounts payable (Debtors)
10,447

 
 
Other payables (Debtors)
19,880

 
 
   Total accounts payable (Debtors)
30,327

 
 
   Total accounts payable (Non-Debtors)
4,664

 
 
   Total accounts payable
$
34,991

 






UNITED STATES BANKRUPTCY COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
 
 
 
In re Walter Energy, Inc. et al.
 
 
Case No. (Jointly Administered)
15-02741-TOM11

 
Reporting Period:
August 31, 2015

 
 
 
BA-04
Federal Tax I.D. #
13-3429953

 
 
 
CONDENSED CONSOLIDATED BALANCE SHEET
(000's)
 
 
 
 
 
 As of
 
 
August 31, 2015
ASSETS
  
Cash and cash equivalents
$
205,846

Trade receivables, net
56,168

Other receivables
129,440

Inventories
175,017

Deferred income taxes
16,247

Prepaid expenses
46,853

Other current assets
2,488

Total current assets
632,059

Mineral interests, net
440,570

Property, plant and equipment, net
885,933

Other long-term assets
89,050

Total assets
$
2,047,612

 
 
 
LIABILITIES AND STOCKHOLDERS' EQUITY (DEFICIT)
  
Liabilities not subject to compromise
 
Accounts payable
$
34,991

Accrued expenses
60,093

Other current liabilities
40,513

Current debt
934

Total current liabilities
136,531

Deferred income taxes
66,552

Other long-term liabilities
161,036

Total liabilities not subject to compromise
364,119

Liabilities subject to compromise
4,019,487

Total liabilities
4,383,606

Stockholders' equity (deficit):
  

Preferred stock, $0.01 par value per share
—

Common stock, $0.01 par value per share
807

Capital in excess of par value
1,680,115

Accumulated deficit
(3,803,357
)
Accumulated other comprehensive loss
(213,559
)
Total stockholders' equity (deficit)
(2,335,994
)
Total liabilities and stockholders' equity (deficit)
$
2,047,612







UNITED STATES BANKRUPTCY COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
 
 
 
 
In re Walter Energy, Inc. et al.
 
 
 
 
Case No. (Jointly Administered)
15-02741-TOM11
 
 
Reporting Period:
August 31, 2015
 
 
 
 
BA-05
 
Federal Tax I.D. #
13-3429953
 
 
 
 
INSURANCE POLICIES
 
 
 
 

Carrier & Policy Number
Name & Address of Insuring Agent
Coverage Type
Name of Insured
Beneficiary
Description of Property Insured
Amount of Coverage
Policy Term
Approx. Premium for Current Policy Term
Premium Due Date
Self-Insured (NA)/ N/A
N/A
General Liability
 
 
 
$5,000,000 SIR
3/1/15 - 3/1/16
N/A
N/A
Rockwood Casualty Insurance Company/ BAP106664
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Auto Liability
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries except Canada & Wales
All Owned Vehicles (246 Fleet), Hired & Non-owned vehicles
$2,000,000 Combined Single Limit
3/1/15 - 3/1/16
$183,011
Fully Paid
Rockwood Casualty Insurance Company/ WC455754
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Insured Workers' Comp.
Walter Energy, Inc, Taft Coal Sales & Associates, Inc., Tuscaloosa Resources, Inc., Walter Black Warrior Basin, LLC and Walter Minerals
Walter Energy, Inc, Taft Coal Sales & Associates, Inc., Tuscaloosa Resources, Inc., Walter Black Warrior Basin, LLC and Walter Minerals Employees
N/A
Statutory excess of $1,000,000 SIR
3/1/15 - 3/1/16
$131,545
Monthly
Rockwood Casualty Insurance Company/ XSWC5010
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Excess Workers' Comp.
Walter Coke, Inc.
Walter Coke, Inc. Employees
N/A
Statutory Limits excess of $1,000,000 SIR
3/1/15 - 3/1/16
$144,946
Monthly
Rockwood Casualty Insurance Company/ XSWC5011
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Excess Workers' Comp.
Jim Walter Resources, Inc.
Jim Walter Resources, Inc. Employees
N/A
$15,000,000 excess of $2,000,000 SIR
3/1/15 - 3/1/16
$857,863
Monthly
Rockwood Casualty Insurance Company/ XSWC5009
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Excess Workers' Comp.
Atlantic Development & Capital, LLC, Atlantic Leaseco, LLC, Maple Coal Co., LLC
Atlantic Development & Capital, LLC, Atlantic Leaseco, LLC, Maple Coal Co., LLC Employees
N/A
Statutory Limits excess of $1,000,000 SIR
3/1/15 - 3/1/16
$185,706
Monthly





The Insurance Company of the State of Pennsylvania/ WS11005382
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Foreign Liability
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
N/A
$2,000,000
3/1/15 - 3/1/16
$12,108
Fully Paid
National Fire & Marine Insurance Company/ 42RLO10017702
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Umbrella Liability
Walter Energy, Inc. and all subsidiaries
Third Parties
N/A
$25,000,000
3/1/15 - 3/1/16
$1,245,500
Fully Paid
Starr Surplus Lines Insurance Company/ 1000030258151
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Excess Liability
Walter Energy, Inc. and all subsidiaries
Third Parties
N/A
$25,000,000
3/1/15 - 3/1/16
$402,800
Fully Paid
Ironshore Europe Ltd/ B080115948U15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Excess Liability
Walter Energy, Inc. and all subsidiaries
Third Parties
N/A
$30,000,000
3/1/15 - 3/1/16
$173,665
Fully Paid
XL Insurance Company Limited/ B080115949U15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Excess Liability
Walter Energy, Inc. and all subsidiaries
Third Parties
N/A
$28,333,000
3/1/15 - 3/1/16
$164,013
Fully Paid
Argo Re Ltd./ B080115948U15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Excess Liability
Walter Energy, Inc. and all subsidiaries
Third Parties
N/A
$16,667,000
3/1/15 - 3/1/16
$94,372
Fully Paid
Beazley Group / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$12,500,000
6/15/15 - 6/15/16
$1,139,531
Fully Paid
Argo Global / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$865,385
6/15/15 - 6/15/16
$78,891
Fully Paid





Hiscox /33/ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$576,923
6/15/15 - 6/15/16
$52,594
Fully Paid
QBE Syndicate 1886 / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$432,692
6/15/15 - 6/15/16
$39,445
Fully Paid
XL Catlin /1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$576,923
6/15/15 - 6/15/16
$52,594
Fully Paid
Cathedral Syndicate 2010 / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$865,385
6/15/15 - 6/15/16
$78,891
Fully Paid
Apollo 1969 at Lloyd’s / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$432,692
6/15/15 - 6/15/16
$39,445
Fully Paid
BRIT Global Specialty / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$576,923
6/15/15 - 6/15/16
$52,594
Fully Paid
W.R. Berkley / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$1,153,846
6/15/15 - 6/15/16
$105,188
Fully Paid
MSF Pritchard Syndicate 318 / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$865,385
6/15/15 - 6/15/16
$78,891
Fully Paid





Aegis London / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$865,385
6/15/15 - 6/15/16
$78,891
Fully Paid
ANV Syndicates / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$288,462
6/15/15 - 6/15/16
$26,297
Fully Paid
AIG Europe Limited/ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$10,000,000
6/15/15 - 6/15/16
$1,122,000
Fully Paid
Hardy Group / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$10,000,000
6/15/15 - 6/15/16
$1,187,450
Fully Paid
Montpelier Reinsurance Ltd / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$2,500,000
6/15/15 - 6/15/16
$225,463
Fully Paid
Allied World Assurance Company, Ltd /
1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$10,000,000
6/15/15 - 6/15/16
$920,741
Fully Paid
Ironshore Indemnity Inc./ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$10,000,000
6/15/15 - 6/15/16
$895,163
Fully Paid
Aspen Specialty Insurance Company/ PRA70NT15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$2,500,000
6/15/15 - 6/15/16
$198,758
Fully Paid





Houston Specialty Ins Company/ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$12,500,000
6/15/15 - 6/15/16
$1,375,000
Fully Paid
Great Lakes Reinsurance (UK) PLC/ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$10,000,000
6/15/15 - 6/15/16
$1,090,000
Fully Paid
Landmark American Insurance Company/ LHT393099
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$5,000,000
6/15/15 - 6/15/16
$447,416
Fully Paid
Starr Technical Risk Agency, Inc./ PGNL09171216004
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$5,000,000
6/15/15 - 6/15/16
$400,114
Fully Paid
Westchester Surplus Lines Insurance Company/ D35895437009
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$2,500,000
6/15/15 - 6/15/16
$315,823
Fully Paid
Partner Reinsurance Europe SE / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$9,000,000
6/15/15 - 6/15/16
$219,632
Fully Paid
AIG Europe Limited/ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$10,000,000
6/15/15 - 6/15/16
Included
Fully Paid
ANV Syndicates / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$1,000,000
6/15/15 - 6/15/16
$22,440
Fully Paid





Ark Syndicate Management Ltd / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$4,000,000
6/15/15 - 6/15/16
$89,760
Fully Paid
Hardy Group / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$10,000,000
6/15/15 - 6/15/16
Included
Fully Paid
Ironshore Indemnity Inc./ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$10,000,000
6/15/15 - 6/15/16
$368,821
Fully Paid
Oil Company Insurance Limited / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$4,000,000
6/15/15 - 6/15/16
$135,474
Fully Paid
ACE Bermuda Insurance Ltd./ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$20,000,000
6/15/15 - 6/15/16
$583,608
Fully Paid
Aspen Specialty Insurance Company/ PXA763015
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - U.S. Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$2,000,000
6/15/15 - 6/15/16
$56,386
Fully Paid
Houston Specialty Ins Company/ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - U.S. Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$12,500,000
6/15/15 - 6/15/16
Included
Fully Paid
Landmark American Insurance Company (RSUI)/ LHD393100
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - U.S. Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$5,000,000
6/15/15 - 6/15/16
$184,230
Fully Paid





Great Lakes Reinsurance (UK) PLC / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - U.S. Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$10,000,000
6/15/15 - 6/15/16
Included
Fully Paid
Westchester Surplus Lines Insurance Company/ D35895437009
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - U.S. Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$2,500,000
6/15/15 - 6/15/16
Included
Fully Paid
Partner Reinsurance Europe SE / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$2,250,000
6/15/15 - 6/15/16
Incl Above
Fully Paid
ANV Syndicates / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$250,000
6/15/15 - 6/15/16
Incl Above
Fully Paid
Ark Syndicate Management Ltd / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$1,000,000
6/15/15 - 6/15/16
Incl Above
Fully Paid
AIG Europe Limited/ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$2,500,000
6/15/15 - 6/15/16
Incl Above
Fully Paid
Hardy Group / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$2,500,000
6/15/15 - 6/15/16
Incl Above
Fully Paid
Ironshore Indemnity Inc./ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$2,500,000
6/15/15 - 6/15/16
Incl Above
Fully Paid





Oil Company Insurance Limited / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$1,000,000
6/15/15 - 6/15/16
Incl Above
Fully Paid
ACE Bermuda Insurance Ltd / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$5,000,000
6/15/15 - 6/15/16
Incl Above
Fully Paid
Aspen Specialty Insurance Company/ PXA763015
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$500,000
6/15/15 - 6/15/16
Incl Above
Fully Paid
Landmark American Insurance Company/ LHD393100
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$1,250,000
6/15/15 - 6/15/16
Incl Above
Fully Paid
Westchester Surplus Lines Insurance Company/ D35895437009
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Jim Walter Resources, WV Underground and Wales Underground Only
$625,000
6/15/15 - 6/15/16
Incl Above
Fully Paid
QBE Syndicate 1886 / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$3,125,000
6/15/15 - 6/15/16
$14,063
Fully Paid
Atrium Underwriting Group Limited / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$1,625,000
6/15/15 - 6/15/16
$7,313
Fully Paid
ANV Syndicates / 1-15714-00-15)
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$250,000
6/15/15 - 6/15/16
$1,000
Fully Paid





Ark Syndicate Management Ltd / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$1,000,000
6/15/15 - 6/15/16
$4,000
Fully Paid
Hardy Group / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$2,500,000
6/15/15 - 6/15/16
Included
Fully Paid
Ironshore Indemnity Inc./ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$2,500,000
6/15/15 - 6/15/16
Included
Fully Paid
ACE Bermuda Insurance Ltd / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$5,000,000
6/15/15 - 6/15/16
$18,887
Fully Paid
Oil Company Insurance Limited / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$1,000,000
6/15/15 - 6/15/16
$2,765
Fully Paid
Aspen Specialty Insurance Company/ PXA763015
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$500,000
6/15/15 - 6/15/16
Included
Fully Paid
Great Lakes Reinsurance (UK) PLC / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$2,500,000
6/15/15 - 6/15/16
Included
Fully Paid
Houston Specialty Ins Company/ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$3,125,000
6/15/15 - 6/15/16
Included
Fully Paid





Landmark American Insurance Company (RSUI)/ LHD393100
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$1,250,000
6/15/15 - 6/15/16
Included
Fully Paid
Westchester Surplus Lines Insurance Company/ D35895437009
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$625,000
6/15/15 - 6/15/16
Included
Fully Paid
QBE Syndicate 1886 / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$3,125,000
6/15/15 - 6/15/16
$5,625
Fully Paid
Atrium Underwriting Group Limited
/ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$1,625,000
6/15/15 - 6/15/16
$2,925
Fully Paid
ANV Syndicates / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$250,000
6/15/15 - 6/15/16
Included
Fully Paid
Ark Syndicate Management Ltd / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$1,000,000
6/15/15 - 6/15/16
Included
Fully Paid
AIG Europe Limited/ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$0
6/15/15 - 6/15/16
Included
Fully Paid
Hardy Group / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$2,500,000
6/15/15 - 6/15/16
Included
Fully Paid





Ironshore Indemnity Inc./ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$2,500,000
6/15/15 - 6/15/16
Included
Fully Paid
Oil Company Insurance Limited / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$1,000,000
6/15/15 - 6/15/16
Included
Fully Paid
ACE Bermuda Insurance Ltd / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$5,000,000
6/15/15 - 6/15/16
Included
Fully Paid
Aspen Specialty Insurance Company/ PXA763015
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$500,000
6/15/15 - 6/15/16
Included
Fully Paid
Houston Specialty Ins Company/ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$3,125,000
6/15/15 - 6/15/16
Included
Fully Paid
Great Lakes Reinsurance (UK) PLC / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$2,500,000
6/15/15 - 6/15/16
Included
Fully Paid
Landmark American Insurance Company (RSUI)/ LHD393100
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$1,250,000
6/15/15 - 6/15/16
Included
Fully Paid
Westchester Surplus Lines Insurance Company/ D35895437009
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$625,000
6/15/15 - 6/15/16
Included
Fully Paid





Ark Syndicate Management Ltd / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Market
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$2,000,000
6/15/15 - 6/15/16
$3,000
Fully Paid
Hardy Group / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - London Market
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$5,000,000
6/15/15 - 6/15/16
Included
Fully Paid
Ironshore Indemnity Inc./ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$5,000,000
6/15/15 - 6/15/16
Included
Fully Paid
ACE Bermuda Insurance Ltd / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$10,000,000
6/15/15 - 6/15/16
$37,774
Fully Paid
Oil Company Insurance Limited / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$2,000,000
6/15/15 - 6/15/16
Included
Fully Paid
ACE Bermuda Insurance Ltd / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - Bermuda Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$10,000,000
6/15/15 - 6/15/16
Included
Fully Paid
Aspen Specialty Insurance Company/ PXA763015
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$1,000,000
6/15/15 - 6/15/16
Included
Fully Paid
Great Lakes Reinsurance (UK) PLC / 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$5,000,000
6/15/15 - 6/15/16
Included
Fully Paid





Houston Specialty Ins Company/ 1-15714-00-15
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$6,250,000
6/15/15 - 6/15/16
Included
Fully Paid
Landmark American Insurance Company (RSUI)/ LHD393100
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$2,500,000
6/15/15 - 6/15/16
Included
Fully Paid
Westchester Surplus Lines Insurance Company/ D35895437009
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property - US Markets
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
All owned or leased property, machinery and equipment
$1,250,000
6/15/15 - 6/15/16
Included
Fully Paid
XL Specialty Insurance Company/ ELU135071-14
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Directors & Officers
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
7/1/15 - 7/1/16
$500,000
Fully Paid
Executive Risk Indemnity Inc./ 6804-3124
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Directors & Officers
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
7/1/15 - 7/1/16
$375,000
Fully Paid
National Union Fire Insurance Company of Pittsburgh, PA/ 01-354-62-13
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Directors & Officers
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
7/1/15 - 7/1/16
$262,500
Fully Paid
ACE USA, Professional Risk; Ace American Insurance Company/ DOX G26809745 002
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Directors & Officers
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
7/1/15 - 7/1/16
$187,500
Fully Paid
Executive Risk Indemnity Inc./ 8240-9181
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Directors & Officers
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
7/1/15 - 7/1/16
$150,000
Fully Paid
Freedom Specialty Insurance Company/ XMF1400777
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Directors & Officers
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
7/1/15 - 7/1/16
$115,000
Fully Paid
Old Republic Insurance Company/ CUG 36820
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Directors & Officers
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
7/1/15 - 7/1/16
$100,000
Fully Paid
National Union Fire Insurance Company of Pittsburgh, PA/ 01-354-64-69
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Directors & Officers
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$20,000,000
7/1/15 - 7/1/16
$158,750
Fully Paid





XL Specialty Insurance Company/ ELU135070-14
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Directors & Officers
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
7/1/15 - 7/1/16
$75,000
Fully Paid
Allied World National Assurance Company/ 304-7609
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Side A DIC D&O Excess
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$15,000,000
7/1/15 - 7/1/16
$108,750
Fully Paid
Ironshore Indemnity Inc./ 537705
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Side A DIC D&O Excess
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
7/1/15 - 7/1/16
$65,000
Fully Paid
Executive Risk Indemnity Inc./ 8169-2335
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Side A DIC D&O Excess
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$15,000,000
7/1/15 - 7/1/16
$90,000
Fully Paid
National Union Fire Insurance Company of Pittsburgh, PA/ 01-354-85-59
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Side A DIC D&O Excess
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
7/1/15 - 7/1/16
$56,250
Fully Paid
XL Specialty Insurance Company/ ELU135071-14
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Directors & Officers
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
6 years from emergence
$700,000
Fully Paid
Executive Risk Indemnity Inc./ 6804-3124
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Directors & Officers
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
6 years from emergence
$525,000
Fully Paid
National Union Fire Insurance Company of Pittsburgh PA/ 01-354-62-13
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Directors & Officers
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
6 years from emergence
$367,500
Fully Paid
ACE USA, Professional Risk; Ace American Insurance Company/ DOX G26809745 002
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Directors & Officers
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
6 years from emergence
$262,500
Fully Paid
Executive Risk Indemnity Inc./ 8240-9181
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Directors & Officers
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
6 years from emergence
$210,000
Fully Paid
Freedom Specialty Insurance Company/ XMF1400777
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Directors & Officers
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
6 years from emergence
$161,000
Fully Paid
Old Republic Insurance Company (CUG)/ CUG 36820
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Directors & Officers
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
6 years from emergence
$140,000
Fully Paid





National Union Fire Insurance Company of Pittsburgh, PA/ 01-354-64-69
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Directors & Officers
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$20,000,000
6 years from emergence
$222,250
Fully Paid
XL Specialty Insurance Company/ ELU135070-14
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Directors & Officers
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
6 years from emergence
$105,000
Fully Paid
Allied World National Assurance Company/ 304-7609
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Side A DIC D&O Excess
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$15,000,000
6 years from emergence
$152,250
Fully Paid
Ironshore Indemnity Inc./ 537705
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Side A DIC D&O Excess
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
6 years from emergence
$91,000
Fully Paid
Executive Risk Indemnity Inc./ 8169-2335
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Side A DIC D&O Excess
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$15,000,000
6 years from emergence
$126,000
Fully Paid
National Union Fire Insurance Company of Pittsburgh, PA/ 01-354-85-59
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Side A DIC D&O Excess
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and its Directors & Officers
N/A
$10,000,000
6 years from emergence
$78,750
Fully Paid
National Union Fire Insurance Company/ 53811546
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Fiduciary
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
N/A
$20,000,000
7/1/15 - 7/1/16
$84,104
Fully Paid
National Union Fire Insurance Company of Pittsburgh, PA / 01-462-97-20
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Crime
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
N/A
$10,000,000
7/1/15 - 7/1/16
$35,436
Fully Paid
U.S. Specialty Insurance Company/ U713-85292
Marsh USA, Inc; 1801 West End Ave, Suite 1500, Nashville TN 37203
Special Crime
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
N/A
$20,000,000
5/1/13 - 5/1/16
$7,356
Fully Paid
ACE American Insurance Company/ ADDN04832176
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Business Travel Accident
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
N/A
$10,000,000
4/1/13 - 4/1/16
$12,267
Fully Paid
XL Specialty Insurance Company/ UM00013261CR15A
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Marine Cargo
Walter Energy, Inc. and all subsidiaries
Walter Energy, Inc. and all subsidiaries
Coal shipped by barge - for “Acts of God” only
$4,000,000
6/15/15 - 6/15/16
$25,500
Fully Paid





First Mercury Insurance Company/ TX-CGL-0000049864-01
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
WV GL Parkway Authority Completed Operations Policy
Maple Coal Co., LLC
West Virginia Parkway Authority
1,000 ft of pipe running along turnpike
$2,000,000
12/1/14 - 12/1/17
$34,537
Fully Paid
Liberty Mutual Insurance Company/ 4NAAD9PK004
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property and B&M
Black Warrior Methane Corp.; Black Warrior Transmission Corp.
Black Warrior Methane Corp.; Black Warrior Transmission Corp.
All owned or leased property, machinery and equipment
$25,000,000
11/1/14 - 11/1/15
$181,084
Fully Paid
Starr Technical Risks Agency, Inc./ EPRN09165083
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Property and B&M
Black Warrior Methane Corp.; Black Warrior Transmission Corp.
Black Warrior Methane Corp.; Black Warrior Transmission Corp.
All owned or leased property, machinery and equipment
$25,000,000
11/1/14 - 11/1/15
$185,000
Fully Paid
Zurich American Insurance Company/ GLO6556002-05
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
General Liability
Black Warrior Methane Corp.; Black Warrior Transmission Corp.
Third Parties
N/A
$2,000,000
11/1/14 - 11/1/15
$166,456
Fully Paid
Zurich American Insurance Company/
WC6556003-04
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Workers' Compensation
Black Warrior Methane Corp.; Black Warrior Transmission Corp.
Black Warrior Methane Corp.; Black Warrior Transmission Corp. Employees
N/A
Statutory
11/1/14 - 11/1/15
$13,231
Fully Paid
American Guarantee & Liability Insurance Company/ AUC6556043-04
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Umbrella
Black Warrior Methane Corp.; Black Warrior Transmission Corp.
Third Parties
N/A
$5,000,000
11/1/14 - 11/1/15
$68,802
Fully Paid
Aspen Specialty Insurance Company/ ERA90G612
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Pollution Liability
Black Warrior Methane Corp.; Black Warrior Transmission Corp.
Third Parties
N/A
$5,000,000
11/1/12 - 11/1/15
$99,125
Fully Paid
Chubb Insurance Company of Canada/ 8226-0525
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Directors & Officers
Black Warrior Methane Corp.; Black Warrior Transmission Corp.
Black Warrior Methane Corp.; Black Warrior Transmission Corp. Directors & Officers
N/A
$1,000,000
11/1/14 - 11/1/15
$9,102
Fully Paid





Admiral Insurance Company/ FEI-EIL-10330-02
Willis Insurance Services of Georgia; Concourse Corp Center Five, Suite 1800, Atlanta, GA 30328
Pollution Liability
Atlantic Development & Capital, LLC
Third Parties
N/A
$3,000,000
12/1/14 - 12/1/15
$43,029
Fully Paid
Insurance Corporation of British Columbia/ Various per vehicle
N/A
Auto Primary Liability (Mandatory by Canada)
Walter Canadian Coal ULC et al
Third Parties
N/A
$200,000 All Vehicles
4/30/15 - 4/30/16
$41,365
Fully Paid
Intact Insurance Company/ 7V0002121
Marsh Canada Limited; 550 Burrard St., Suite 800, Vancouver, BC V6C 2K1
Auto Excess Liability
Walter Canadian Coal ULC
Third Parties
N/A
$1,800,000 (Light Commercial & Private Passenger Vehicles); $1,000,000 (Heavy Trucks)
6/30/15 - 6/30/16
$3,559
Fully Paid
Catlin Canada Inc./ GL1174220
Marsh Canada Limited; 550 Burrard St., Suite 800, Vancouver, BC V6C 2K1
General Liability
Walter Energy Canada Holdings, Inc.
Third Parties
N/A
$2,000,000
6/30/15 - 6/30/16
$25,000
Fully Paid
XL Insurance Company Limited/ PCN002043907
Marsh Canada Limited; 550 Burrard St., Suite 800, Vancouver, BC V6C 2K1
Pollution Liability
Walter Energy Canada Holdings, Inc.
Third Parties
N/A
$10,000,000
6/30/14 - 6/30/16
$301,000
Fully Paid
Catlin Canada Inc./ UM1174220
Marsh Canada Limited; 550 Burrard St., Suite 800, Vancouver, BC V6C 2K1
Umbrella Liability
Walter Energy Canada Holdings, Inc.
Third Parties
N/A
$8,000,000
6/30/15 - 6/30/16
$35,000
Fully Paid
ACE INA Insurance an ACE Group Company/ DO024195
Marsh Canada Limited; 550 Burrard St., Suite 800, Vancouver, BC V6C 2K1
D&O - Western Coal Run-off
Western Coal Corp
Western Coal Corp. Directors & Officers
N/A
$15,000,000
6/30/10 - 3/31/17
$241,026
Fully Paid
Lloyd's Underwriters/ XTFF0402
Marsh Canada Limited; 550 Burrard St., Suite 800, Vancouver, BC V6C 2K1
D&O - Western Coal Run-off
Western Coal Corp
Western Coal Corp. Directors & Officers
N/A
$10,000,000
6/30/10 - 3/31/17
$116,436
Fully Paid
Chubb Insurance Company of Canada/ 8210-0958
Marsh Canada Limited; 550 Burrard St., Suite 800, Vancouver, BC V6C 2K1
D&O - (Side A DIC) Western Coal Run-off
Western Coal Corp
Western Coal Corp. Directors & Officers
N/A
$10,000,000
6/30/10 - 3/31/17
$71,447
Fully Paid