0000899243-18-021678.txt : 20180808 0000899243-18-021678.hdr.sgml : 20180808 20180808162447 ACCESSION NUMBER: 0000899243-18-021678 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160105 FILED AS OF DATE: 20180808 DATE AS OF CHANGE: 20180808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22467 FILM NUMBER: 181001717 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER NAME: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER NAME: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Voya Holdings, Inc. CENTRAL INDEX KEY: 0001577976 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22467 FILM NUMBER: 181001718 BUSINESS ADDRESS: STREET 1: ONE ORANGE WAY CITY: WINDSOR STATE: CT ZIP: 06095 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: ONE ORANGE WAY CITY: WINDSOR STATE: CT ZIP: 06095 FORMER NAME: FORMER CONFORMED NAME: Lion Connecticut Holdings Inc. DATE OF NAME CHANGE: 20130528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOYA RETIREMENT INSURANCE & ANNUITY Co CENTRAL INDEX KEY: 0000837010 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22467 FILM NUMBER: 181001719 BUSINESS ADDRESS: STREET 1: ONE ORANGE WAY CITY: WINDSOR STATE: CT ZIP: 06095-4774 BUSINESS PHONE: 860-580-4646 MAIL ADDRESS: STREET 1: ONE ORANGE WAY CITY: WINDSOR STATE: CT ZIP: 06095-4774 FORMER NAME: FORMER CONFORMED NAME: ING LIFE INSURANCE & ANNUITY CO DATE OF NAME CHANGE: 20020319 FORMER NAME: FORMER CONFORMED NAME: AETNA LIFE INSURANCE & ANNUITY CO /CT DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOYA INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001068837 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22467 FILM NUMBER: 181001720 BUSINESS ADDRESS: STREET 1: 5780 POWERS FERRY RD STREET 2: SUITE 300 CITY: ATLANTA STATE: GA ZIP: 30327 BUSINESS PHONE: 7706904600 MAIL ADDRESS: STREET 1: 5780 POWERS FERRY RD STREET 2: SUITE 300 CITY: ATLANTA STATE: GA ZIP: 30327-4349 FORMER NAME: FORMER CONFORMED NAME: ING INVESTMENT MANAGEMENT LLC DATE OF NAME CHANGE: 19990329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. CENTRAL INDEX KEY: 0001500096 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 3100 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 310-284-6438 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 3100 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-05 0 0001500096 KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. KMF 0001535929 Voya Financial, Inc. 230 PARK AVENUE NEW YORK NY 10169 0 0 1 0 0001577976 Voya Holdings, Inc. ONE ORANGE WAY WINDSOR CT 06095 0 0 1 0 0000837010 VOYA RETIREMENT INSURANCE & ANNUITY Co ONE ORANGE WAY WINDSOR CT 06095 0 0 1 0 0001068837 VOYA INVESTMENT MANAGEMENT LLC ONE ORANGE WAY WINDSOR CT 06095 0 0 1 0 Series B Mandatory Redeemable Preferred Shares 2016-01-05 4 J 0 66667 25.61 D 133333 I By Subsidiary Series B Mandatory Redeemable Preferred Shares 2018-03-03 4 J 0 133333 25.00 D 0 I By Subsidiary Series C Mandatory Redeemable Preferred Shares 2016-02-29 4 J 0 50000 25.75 D 350000 I By Subsidiary Series D Mandatory Redeemable Preferred Shares 2018-08-06 4 J 0 800000 25.00 A 800000 I By Subsidiary On January 5, 2016, the Issuer redeemed $10,000,000 of its Series B Mandatory Redeemable Preferred Shares. Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. On March 3, 2018, the remaining Series B Mandatory Redeemable Preferred Shares of the Issuer matured. On February 29, 2016, the Issuer redeemed $5,000,000 of its Series C Mandatory Redeemable Preferred Shares. The Securities reported herein were terminated and reissued in connection with the Merger of Kayne Anderson Total Return Fund, Inc. (KYE) into KMF. on August 6, 2018. A separate Form 4 will be filed reporting the disposition of the securities terminated under that Issuer. These securities were formerly held as KYE Series C Mandatorily Redeemable Preferred Shares. /s/ Jean Weng, SVP & Corporate Secretary, Voya Financial, Inc. 2018-08-08 /s/ Jean Weng, SVP & Assistant Secretary, Voya Holdings Inc. 2018-08-08 /s/ Jean Weng, SVP & Assistant Secretary, Voya Retirement Insurance and Annuity Company 2018-08-08 /s/ Joshua Winchester, VP, Voya Investment Management, LLC 2018-08-08