0000899243-18-021677.txt : 20180808
0000899243-18-021677.hdr.sgml : 20180808
20180808162446
ACCESSION NUMBER: 0000899243-18-021677
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171208
FILED AS OF DATE: 20180808
DATE AS OF CHANGE: 20180808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21750
FILM NUMBER: 181001714
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER NAME:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER NAME:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Voya Holdings, Inc.
CENTRAL INDEX KEY: 0001577976
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21750
FILM NUMBER: 181001715
BUSINESS ADDRESS:
STREET 1: ONE ORANGE WAY
CITY: WINDSOR
STATE: CT
ZIP: 06095
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: ONE ORANGE WAY
CITY: WINDSOR
STATE: CT
ZIP: 06095
FORMER NAME:
FORMER CONFORMED NAME: Lion Connecticut Holdings Inc.
DATE OF NAME CHANGE: 20130528
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VOYA RETIREMENT INSURANCE & ANNUITY Co
CENTRAL INDEX KEY: 0000837010
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21750
FILM NUMBER: 181001716
BUSINESS ADDRESS:
STREET 1: ONE ORANGE WAY
CITY: WINDSOR
STATE: CT
ZIP: 06095-4774
BUSINESS PHONE: 860-580-4646
MAIL ADDRESS:
STREET 1: ONE ORANGE WAY
CITY: WINDSOR
STATE: CT
ZIP: 06095-4774
FORMER NAME:
FORMER CONFORMED NAME: ING LIFE INSURANCE & ANNUITY CO
DATE OF NAME CHANGE: 20020319
FORMER NAME:
FORMER CONFORMED NAME: AETNA LIFE INSURANCE & ANNUITY CO /CT
DATE OF NAME CHANGE: 19920703
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kayne Anderson Energy Total Return Fund, Inc.
CENTRAL INDEX KEY: 0001322652
IRS NUMBER: 421665942
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 811 MAIN STREET
STREET 2: 14TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-425-0231
MAIL ADDRESS:
STREET 1: 811 MAIN STREET
STREET 2: 14TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-12-08
1
0001322652
Kayne Anderson Energy Total Return Fund, Inc.
KYE
0001535929
Voya Financial, Inc.
230 PARK AVENUE
NEW YORK
NY
10169
0
0
1
0
0001577976
Voya Holdings, Inc.
ONE ORANGE WAY
WINDSOR
CT
06095
0
0
1
0
0000837010
VOYA RETIREMENT INSURANCE & ANNUITY Co
ONE ORANGE WAY
WINDSOR
CT
06095
0
0
1
0
Series B Mandatory Redeemable Preferred Shares
2017-12-08
4
J
0
200000
25.02
D
0
I
By Subsidiary
Series C Mandatory Redeemable Preferred Shares
2018-08-06
4
J
0
800000
25.00
D
0
I
By Subsidiary
On December 8, 2017, the Issuer redeemed $30,000,000 of its Series B Mandatory Redeemable Preferred Shares.
Most of the securities reported herein were directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein.
The Securities reported herein are being terminated and reissued in connection with the Merger of KYE into Kayne Anderson Midstream/Energy Fund, Inc. on August 6, 2018. A separate Form 4 will be filed reporting ownership of the securities reissued under that Issuer.
/s/ Jean Weng, SVP & Corporate Secretary, Voya Financial, Inc.
2018-08-08
/s/ Jean Weng, SVP & Assistant Secretary, Voya Holdings Inc.
2018-08-08
/s/ Jean Weng, SVP & Assistant Secretary, Voya Retirement Insurance and Annuity Company
2018-08-08