UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-5628
NAME OF REGISTRANT: VANGUARD MALVERN FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: ANNE E. ROBINSON
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: SEPTEMBER 30
DATE OF REPORTING PERIOD: JULY 1, 2016 - JUNE 30, 2017
FUND: VANGUARD U.S. VALUE FUND
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ISSUER: Abbott Laboratories
TICKER: ABT CUSIP: 002824100
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. ALPERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROXANNE S. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SALLY E. BLOUNT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NANCY MCKINSTRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHEBE N. NOVAKOVIC ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DANIEL J. STARKS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GLENN F. TILTON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MILES D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: ACCO Brands Corporation
TICKER: ACCO CUSIP: 00081T108
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES A. BUZZARD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KATHLEEN S. DVORAK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BORIS ELISMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PRADEEP JOTWANI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT J. KELLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS KROEGER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GRACIELA MONTEAGUDO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HANS MICHAEL NORKUS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR E. MARK RAJKOWSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: Advanced Micro Devices, Inc.
TICKER: AMD CUSIP: 007903107
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN E. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NORA M. DENZEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NICHOLAS M. DONOFRIO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH A. HOUSEHOLDER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL J. INGLIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN W. MARREN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LISA T. SU ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR AHMED YAHIA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: Aetna Inc.
TICKER: AET CUSIP: 00817Y108
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FERNANDO AGUIRRE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK T. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANK M. CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BETSY Z. COHEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MOLLY J. COYE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROGER N. FARAH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEFFREY E. GARTEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ELLEN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD J. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR EDWARD J. LUDWIG ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOSEPH P. NEWHOUSE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR OLYMPIA J. SNOWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #6A: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6B: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
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ISSUER: Aflac Incorporated
TICKER: AFL CUSIP: 001055102
MEETING DATE: 5/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL P. AMOS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL S. AMOS, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR W. PAUL BOWERS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KRISS CLONINGER, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TOSHIHIKO FUKUZAWA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELIZABETH J. HUDSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOUGLAS W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT B. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS J. KENNY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHARLES B. KNAPP ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KAROLE F. LLOYD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOSEPH L. MOSKOWITZ ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR BARBARA K. RIMER ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR MELVIN T. STITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
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ISSUER: AK Steel Holding Corporation
TICKER: AKS CUSIP: 001547108
MEETING DATE: 9/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
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ISSUER: AK Steel Holding Corporation
TICKER: AKS CUSIP: 001547108
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A1: ELECT DIRECTOR DENNIS C. CUNEO ISSUER YES FOR FOR
PROPOSAL #A2: ELECT DIRECTOR SHERI H. EDISON ISSUER YES FOR FOR
PROPOSAL #A3: ELECT DIRECTOR MARK G. ESSIG ISSUER YES FOR FOR
PROPOSAL #A4: ELECT DIRECTOR WILLIAM K. GERBER ISSUER YES FOR FOR
PROPOSAL #A5: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #A6: ELECT DIRECTOR RALPH S. MICHAEL, III ISSUER YES FOR FOR
PROPOSAL #A7: ELECT DIRECTOR ROGER K. NEWPORT ISSUER YES FOR FOR
PROPOSAL #A8: ELECT DIRECTOR JAMES A. THOMSON ISSUER YES FOR FOR
PROPOSAL #A9: ELECT DIRECTOR DWAYNE A. WILSON ISSUER YES FOR FOR
PROPOSAL #A10: ELECT DIRECTOR VICENTE WRIGHT ISSUER YES FOR FOR
PROPOSAL #A11: ELECT DIRECTOR ARLENE M. YOCUM ISSUER YES FOR FOR
PROPOSAL #B: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #C: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #D: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #E: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
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ISSUER: Alpha and Omega Semiconductor Limited
TICKER: AOSL CUSIP: G6331P104
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIKE F. CHANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YUEH-SE HO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LUCAS S. CHANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL L. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT I. CHEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KING OWYANG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. SALAMEH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
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ISSUER: AMC Entertainment Holdings, Inc.
TICKER: AMC CUSIP: 00165C104
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY J. SAICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY F. LOCKE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN M. PAWLUS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Ameren Corporation
TICKER: AEE CUSIP: 023608102
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WARNER L. BAXTER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CATHERINE S. BRUNE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. EDWARD COLEMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELLEN M. FITZSIMMONS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RAFAEL FLORES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WALTER J. GALVIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD J. HARSHMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GAYLE P. W. JACKSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEVEN H. LIPSTEIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEPHEN R. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: REPORT ANALYZING RENEWABLE ENERGY SHAREHOLDER YES AGAINST FOR
ADOPTION
PROPOSAL #6: ASSESS IMPACT OF A 2 DEGREE SCENARIO SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON COAL COMBUSTION RESIDUAL AND SHAREHOLDER YES AGAINST FOR
WATER IMPACTS
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ISSUER: American Airlines Group Inc.
TICKER: AAL CUSIP: 02376R102
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES F. ALBAUGH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY D. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN T. CAHILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. EMBLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MATTHEW J. HART ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALBERTO IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD C. KRAEMER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN D. KRONICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARTIN H. NESBITT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR W. DOUGLAS PARKER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RAY M. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR RICHARD P. SCHIFTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: American Express Company
TICKER: AXP CUSIP: 025816109
MEETING DATE: 5/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN J. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER CHERNIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RALPH DE LA VEGA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANNE L. LAUVERGEON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL O. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THEODORE J. LEONSIS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD C. LEVIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SAMUEL J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DANIEL L. VASELLA ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ROBERT D. WALTER ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
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ISSUER: Ameriprise Financial, Inc.
TICKER: AMP CUSIP: 03076C106
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES M. CRACCHIOLO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DIANNE NEAL BLIXT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AMY DIGESO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LON R. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SIRI S. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY NODDLE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR H. JAY SARLES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT F. SHARPE, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHRISTOPHER J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
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ISSUER: Amkor Technology, Inc.
TICKER: AMKR CUSIP: 031652100
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. KIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER A. CAROLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WINSTON J. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN T. KIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN Y. KIM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT R. MORSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN F. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID N. WATSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES W. ZUG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
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ISSUER: Anixter International Inc.
TICKER: AXE CUSIP: 035290105
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LORD JAMES BLYTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERIC F. BRACE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA WALKER BYNOE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. ECK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT W. GRUBBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR F. PHILIP HANDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELVYN N. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SCOTT R. PEPPET ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR VALARIE L. SHEPPARD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STUART M. SLOAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Anthem, Inc.
TICKER: ANTM CUSIP: 036752103
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR R. KERRY CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT L. DIXON, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Apache Corporation
TICKER: APA CUSIP: 037411105
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ANNELL R. BAY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN J. CHRISTMANN, IV ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR CHANSOO JOUNG ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR WILLIAM C. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR AMY H. NELSON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DANIEL W. RABUN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR PETER A. RAGAUSS ISSUER YES FOR FOR
PROPOSAL #8: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: Apple Hospitality REIT, Inc.
TICKER: APLE CUSIP: 03784Y200
MEETING DATE: 8/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: Applied Materials, Inc.
TICKER: AMAT CUSIP: 038222105
MEETING DATE: 3/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JUDY BRUNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR XUN (ERIC) CHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AART J. DE GEUS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GARY E. DICKERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN R. FORREST ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS J. IANNOTTI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALEXANDER A. KARSNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ADRIANNA C. MA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DENNIS D. POWELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Ashford Hospitality Trust, Inc.
TICKER: AHT CUSIP: 044103109
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MONTY J. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN J. ANSELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AMISH GUPTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAMAL JAFARNIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDERICK J. KLEISNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP S. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN L. TALLIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assured Guaranty Ltd.
TICKER: AGO CUSIP: G0585R106
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANCISCO L. BORGES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR G. LAWRENCE BUHL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DOMINIC J. FREDERICO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BONNIE L. HOWARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS W. JONES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATRICK W. KENNY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALAN J. KRECZKO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SIMON W. LEATHES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL T. O'KANE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR YUKIKO OMURA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5aa: ELECT HOWARD W. ALBERT AS DIRECTOR OF ISSUER YES FOR FOR
ASSURED GUARANTY RE LTD
PROPOSAL #5ab: ELECT ROBERT A. BAILENSON AS DIRECTOR ISSUER YES FOR FOR
OF ASSURED GUARANTY RE LTD
PROPOSAL #5ac: ELECT RUSSELL B. BREWER, II AS ISSUER YES FOR FOR
DIRECTOR OF ASSURED GUARANTY RE LTD
PROPOSAL #5ad: ELECT GARY BURNET AS DIRECTOR OF ISSUER YES FOR FOR
ASSURED GUARANTY RE LTD
PROPOSAL #5ae: ELECT STEPHEN DONNARUMMA AS DIRECTOR ISSUER YES FOR FOR
OF ASSURED GUARANTY RE LTD
PROPOSAL #5af: ELECT DOMINIC J. FREDERICO AS DIRECTOR ISSUER YES FOR FOR
OF ASSURED GUARANTY RE LTD
PROPOSAL #5ag: ELECT JAMES M. MICHENER AS DIRECTOR OF ISSUER YES FOR FOR
ASSURED GUARANTY RE LTD
PROPOSAL #5ah: ELECT WALTER A. SCOTT AS DIRECTOR OF ISSUER YES FOR FOR
ASSURED GUARANTY RE LTD
PROPOSAL #5B: RATIFY PRICEWATERHOUSECOOPERS LLP AS AG ISSUER YES FOR FOR
RE'S AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AT&T Inc.
TICKER: T CUSIP: 00206R102
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL L. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL A. DI PIAZZA, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. FISHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT T. FORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENN H. HUTCHINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BETH E. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MATTHEW K. ROSE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CYNTHIA B. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LAURA D'ANDREA TYSON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GEOFFREY Y. YANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPORT ON INDIRECT POLITICAL SHAREHOLDER YES AGAINST FOR
CONTRIBUTIONS
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVNET, INC.
TICKER: AVT CUSIP: 053807103
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RODNEY C. ADKINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. AMELIO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. VERONICA BIGGINS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR R. KERRY CLARK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES A. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR AVID MODJTABAI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RAY M. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM H. SCHUMANN, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baker Hughes Incorporated
TICKER: BHI CUSIP: 057224107
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY D. BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CLARENCE P. CAZALOT, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARTIN S. CRAIGHEAD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM H. EASTER, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LYNN L. ELSENHANS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANTHONY G. FERNANDES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CLAIRE W. GARGALLI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PIERRE H. JUNGELS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES A. LASH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR J. LARRY NICHOLS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES W. STEWART ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CHARLES L. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baker Hughes Incorporated
TICKER: BHI CUSIP: 057224107
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE MATERIAL TERMS OF THE EXECUTIVE ISSUER YES FOR FOR
OFFICER PERFORMANCE GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of America Corporation
TICKER: BAC CUSIP: 060505104
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHARON L. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN S. BIES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACK O. BOVENDER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK P. BRAMBLE, SR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PIERRE J.P. DE WECK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARNOLD W. DONALD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRIAN T. MOYNIHAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MICHAEL D. WHITE ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR THOMAS D. WOODS ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: AMEND THE GENERAL CLAWBACK POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: NON-CORE BANKING OPERATIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baxter International Inc.
TICKER: BAX CUSIP: 071813109
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSE (JOE) E. ALMEIDA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS F. CHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN D. FORSYTH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MUNIB ISLAM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL F. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CAROLE J. SHAPAZIAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS T. STALLKAMP ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ALBERT P.L. STROUCKEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berkshire Hathaway Inc.
TICKER: BRK.B CUSIP: 084670702
MEETING DATE: 5/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARREN E. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES T. MUNGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD G. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. GATES, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID S. GOTTESMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLOTTE GUYMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS S. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RONALD L. OLSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WALTER SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MERYL B. WITMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ASSESS AND REPORT ON EXPOSURE TO CLIMATE SHAREHOLDER YES AGAINST FOR
CHANGE RISKS
PROPOSAL #6: REQUIRE DIVESTMENT FROM FOSSIL FUELS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Best Buy Co., Inc.
TICKER: BBY CUSIP: 086516101
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LISA M. CAPUTO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. PATRICK DOYLE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RUSSELL P. FRADIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KATHY J. HIGGINS VICTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HUBERT JOLY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID W. KENNY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KAREN A. MCLOUGHLIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS L. "TOMMY" ISSUER YES FOR FOR
MILLNER
PROPOSAL #1i: ELECT DIRECTOR CLAUDIA F. MUNCE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GERARD R. VITTECOQ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Big 5 Sporting Goods Corporation
TICKER: BGFV CUSIP: 08915P101
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JENNIFER H. DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN G. MILLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Booz Allen Hamilton Holding Corporation
TICKER: BAH CUSIP: 099502106
MEETING DATE: 7/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MELODY C. BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES O. ROSSOTTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brandywine Realty Trust
TICKER: BDN CUSIP: 105368203
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROL G. CARROLL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES C. DIGGS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WYCHE FOWLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR H. RICHARD HAVERSTICK, ISSUER YES FOR FOR
JR.
PROPOSAL #1e: ELECT DIRECTOR MICHAEL J. JOYCE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANTHONY A. NICHOLS, SR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES P. PIZZI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GERARD H. SWEENEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRIGGS & STRATTON CORPORATION
TICKER: BGG CUSIP: 109043109
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY R. HENNION ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICIA L. KAMPLING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TODD J. TESKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bristol-Myers Squibb Company
TICKER: BMY CUSIP: 110122108
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PETER J. ARDUINI ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ROBERT J. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GIOVANNI CAFORIO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MATTHEW W. EMMENS ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR LAURIE H. GLIMCHER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MICHAEL GROBSTEIN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ALAN J. LACY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DINESH C. PALIWAL ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR THEODORE R. SAMUELS ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR GERALD L. STORCH ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bunge Limited
TICKER: BG CUSIP: G16962105
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERNEST G. BACHRACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ENRIQUE H. BOILINI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROL M. BROWNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL CORNET DE WAYS- ISSUER YES FOR FOR
RUART
PROPOSAL #1e: ELECT DIRECTOR ANDREW FERRIER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREAS FIBIG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHLEEN HYLE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR L. PATRICK LUPO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN E. MCGLADE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SOREN SCHRODER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Burlington Stores, Inc.
TICKER: BURL CUSIP: 122017106
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TED ENGLISH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JORDAN HITCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY ANN TOCIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cabot Corporation
TICKER: CBT CUSIP: 127055101
MEETING DATE: 3/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUAN ENRIQUEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. KIRBY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK M. PREVOST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SEAN D. KEOHANE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CACI International Inc
TICKER: CACI CUSIP: 127190304
MEETING DATE: 11/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR KENNETH ASBURY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MICHAEL A. DANIELS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES S. GILMORE, III ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR WILLIAM L. JEWS ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR GREGORY G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR J. PHILLIP LONDON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JAMES L. PAVITT ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR WARREN R. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR CHARLES P. REVOILE ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR WILLIAM SCOTT WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital One Financial Corporation
TICKER: COF CUSIP: 14040H105
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RICHARD D. FAIRBANK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ANN FRITZ HACKETT ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR BENJAMIN P. JENKINS, III ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR PETER THOMAS KILLALEA ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR PIERRE E. LEROY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR PETER E. RASKIND ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR MAYO A. SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR BRADFORD H. WARNER ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR CATHERINE G. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Care Capital Properties, Inc.
TICKER: CCP CUSIP: 141624106
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DOUGLAS CROCKER, II ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOHN S. GATES, JR. ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RONALD G. GEARY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR RAYMOND J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JEFFREY A. MALEHORN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR DALE ANNE REISS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JOHN L. WORKMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carnival Corporation
TICKER: CCL CUSIP: 143658300
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT MICKY ARISON AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #2: RE-ELECT JONATHON BAND AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #3: ELECT HELEN DEEBLE AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #4: RE-ELECT ARNOLD W. DONALD AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
PROPOSAL #5: RE-ELECT RICHARD J. GLASIER AS A ISSUER YES FOR FOR
DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
PROPOSAL #6: RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
PROPOSAL #7: RE-ELECT JOHN PARKER AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #8: RE-ELECT STUART SUBOTNICK AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
PROPOSAL #9: RE-ELECT LAURA WEIL AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #10: RE-ELECT RANDALL J. WEISENBURGER AS A ISSUER YES FOR FOR
DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #13: APPROVE DIRECTORS' REMUNERATION REPORT ISSUER YES FOR FOR
(IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO
UK COMPANIES)
PROPOSAL #14: APPROVE REMUNERATION POLICY SET OUT IN ISSUER YES FOR FOR
SECTION B OF PART II OF THE CARNIVAL PLC DIRECTORS'
REMUNERATION REPORT (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
PROPOSAL #15: REAPPOINT THE UK FIRM OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS
FOR CARNIVAL PLC AND RATIFY THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR
CARNIVAL CORPORATION.
PROPOSAL #16: AUTHORIZE THE AUDIT COMMITTEE OF ISSUER YES FOR FOR
CARNIVAL PLC TO AGREE THE REMUNERATION OF THE
INDEPENDENT AUDITORS OF CARNIVAL PLC.
PROPOSAL #17: RECEIVE THE UK ACCOUNTS AND REPORTS OF ISSUER YES FOR FOR
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE
YEAR ENDED NOVEMBER 30, 2016 (IN ACCORDANCE WITH
LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES).
PROPOSAL #18: AUTHORIZE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CBL & Associates Properties, Inc.
TICKER: CBL CUSIP: 124830100
MEETING DATE: 5/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES B. LEBOVITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. LEBOVITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY L. BRYENTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR A. LARRY CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW S. DOMINSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN D. GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD J. LIEB ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY J. NAY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHLEEN M. NELSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CECO Environmental Corp.
TICKER: CECE CUSIP: 125141101
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON DEZWIREK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS SADLOWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC M. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID B. LINER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLAUDIO A. MANNARINO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN POLLACK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SETH RUDIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VALERIE GENTILE SACHS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD A. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CenterPoint Energy, Inc.
TICKER: CNP CUSIP: 15189T107
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL P. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JANIECE M. LONGORIA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT J. MCLEAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THEODORE F. POUND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT M. PROCHAZKA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SUSAN O. RHENEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PHILLIP R. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN W. SOMERHALDER, II ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER S. WAREING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chart Industries, Inc.
TICKER: GTLS CUSIP: 16115Q308
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAMUEL F. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. DOUGLAS BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD E. GOODRICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERRENCE J. KEATING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN W. KRABLIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL L. MOLININI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELIZABETH G. SPOMER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chesapeake Energy Corporation
TICKER: CHK CUSIP: 165167107
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GLORIA R. BOYLAND ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LUKE R. CORBETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARCHIE W. DUNHAM ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT D. LAWLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR R. BRAD MARTIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MERRILL A. ('PETE') ISSUER YES FOR FOR
MILLER, JR.
PROPOSAL #1g: ELECT DIRECTOR THOMAS L. RYAN ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chevron Corporation
TICKER: CVX CUSIP: 166764100
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WANDA M. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LINNET F. DEILY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT E. DENHAM ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALICE P. GAST ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JON M. HUNTSMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES W. MOORMAN, IV ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAMBISA F. MOYO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR INGE G. THULIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN S. WATSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MICHAEL K. WIRTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON RISKS OF DOING BUSINESS IN SHAREHOLDER YES AGAINST FOR
CONFLICT-AFFECTED AREAS
PROPOSAL #8: ASSESS AND REPORT ON TRANSITION TO A LOW SHAREHOLDER YES AGAINST FOR
CARBON ECONOMY
PROPOSAL #9: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: REQUIRE DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR
ENVIRONMENTAL EXPERIENCE
PROPOSAL #11: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chicago Bridge & Iron Company N.V.
TICKER: CBI CUSIP: 167250109
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FORBES I.J. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR JAMES R. BOLCH ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR LARRY D. MCVAY ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR MARSHA C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF $0.28 PER SHARE
PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #10: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cimarex Energy Co.
TICKER: XEC CUSIP: 171798101
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. HENTSCHEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. JORDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FLOYD R. PRICE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCES M. VALLEJO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cincinnati Bell Inc.
TICKER: CBB CUSIP: 171871106
MEETING DATE: 8/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cincinnati Bell Inc.
TICKER: CBB CUSIP: 171871502
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PHILLIP R. COX ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN W. ECK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAKKI L. HAUSSLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CRAIG F. MAIER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RUSSEL P. MAYER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LYNN A. WENTWORTH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARTIN J. YUDKOVITZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN M. ZRNO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THEODORE H. TORBECK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cirrus Logic, Inc.
TICKER: CRUS CUSIP: 172755100
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXANDER M. DAVERN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. DEHNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTINE KING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JASON P. RHODE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN R. SCHUELE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM D. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. TUPMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cisco Systems, Inc.
TICKER: CSCO CUSIP: 17275R102
MEETING DATE: 12/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROL A. BARTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL D. CAPELLAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN T. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR AMY L. CHANG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES H. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON ARAB AND NON-ARAB EMPLOYEES SHAREHOLDER YES AGAINST FOR
USING EEO-1 CATEGORIES
PROPOSAL #6: ESTABLISH BOARD COMMITTEE ON OPERATIONS SHAREHOLDER YES AGAINST FOR
IN ISRAELI SETTLEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citigroup Inc.
TICKER: C CUSIP: 172967424
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. CORBAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELLEN M. COSTELLO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DUNCAN P. HENNES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER B. HENRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANZ B. HUMER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RENEE J. JAMES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EUGENE M. MCQUADE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL E. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GARY M. REINER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANTHONY M. SANTOMERO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WILLIAM S. THOMPSON, JR. ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JAMES S. TURLEY ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR ERNESTO ZEDILLO PONCE DE ISSUER YES FOR FOR
LEON
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: DEMONSTRATE NO GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: APPOINT A STOCKHOLDER VALUE COMMITTEE SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: CLAW-BACK OF PAYMENTS UNDER RESTATEMENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: LIMIT/PROHIBIT ACCELERATED VESTING OF SHAREHOLDER YES AGAINST FOR
AWARDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citizens Financial Group, Inc.
TICKER: CFG CUSIP: 174610105
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE VAN SAUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK CASADY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTINE M. CUMMING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY DI IORIO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM P. HANKOWSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD W. HANNA, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEO I. "LEE" HIGDON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES J. "BUD" KOCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ARTHUR F. RYAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SHIVAN S. SUBRAMANIAM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WENDY A. WATSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARITA ZURAITIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colgate-Palmolive Company
TICKER: CL CUSIP: 194162103
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES A. BANCROFT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN P. BILBREY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN T. CAHILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR IAN COOK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HELENE D. GAYLE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELLEN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR C. MARTIN HARRIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LORRIE M. NORRINGTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL B. POLK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN I. SADOVE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comcast Corporation
TICKER: CMCSA CUSIP: 20030N101
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH J. BACON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MADELINE S. BELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHELDON M. BONOVITZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD D. BREEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERALD L. HASSELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY A. HONICKMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ASUKA NAKAHARA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID C. NOVAK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN L. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHNATHAN A. RODGERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commercial Metals Company
TICKER: CMC CUSIP: 201723103
MEETING DATE: 1/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR VICKI L. AVRIL ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ROBERT L. GUIDO ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR SARAH E. RAISS ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR J. DAVID SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Computer Sciences Corporation
TICKER: CSC CUSIP: 205363104
MEETING DATE: 8/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MUKESH AGHI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HERMAN E. BULLS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRUCE B. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SACHIN LAWANDE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR J. MICHAEL LAWRIE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN PATRICK MACDONALD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER RUTLAND ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT F. WOODS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LIZABETH H. ZLATKUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Computer Sciences Corporation
TICKER: CSC CUSIP: 205363104
MEETING DATE: 3/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConAgra Foods, Inc.
TICKER: CAG CUSIP: 205887102
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY A. ALFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS K. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN G. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SEAN M. CONNOLLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOIE A. GREGOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAJIVE JOHRI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W.G. JURGENSEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD H. LENNY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RUTH ANN MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TIMOTHY R. MCLEVISH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cooper-Standard Holdings Inc.
TICKER: CPS CUSIP: 21676P103
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SEAN O. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. MASTROCOLA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JUSTIN E. MIRRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. REMENAR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SONYA F. SEPAHBAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS W. SIDLIK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN A. VAN OSS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MOLLY P. ZHANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CorEnergy Infrastructure Trust, Inc.
TICKER: CORR CUSIP: 21870U502
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CONRAD S. CICCOTELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRETT BRADY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TODD E. BANKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSRA Inc.
TICKER: CSRA CUSIP: 12650T104
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEITH B. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SANJU K. BANSAL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHELE A. FLOURNOY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK A. FRANTZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NANCY KILLEFER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CRAIG MARTIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SEAN O'KEEFE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAWRENCE B. PRIOR, III ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL E. VENTLING ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BILLIE I. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVS Health Corporation
TICKER: CVS CUSIP: 126650100
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD M. BRACKEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR C. DAVID BROWN, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALECIA A. DECOUDREAUX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NANCY-ANN M. DEPARLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANNE M. FINUCANE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LARRY J. MERLO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEAN-PIERRE MILLON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARY L. SCHAPIRO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR TONY L. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #7: REPORT ON PAY DISPARITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: ADOPT QUANTITATIVE RENEWABLE ENERGY SHAREHOLDER YES AGAINST FOR
GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Danaher Corporation
TICKER: DHR CUSIP: 235851102
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD J. EHRLICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA HEFNER FILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. HUGIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS P. JOYCE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERI LIST-STOLL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WALTER G. LOHR, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MITCHELL P. RALES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN M. RALES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN T. SCHWIETERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALAN G. SPOON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RAYMOND C. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ELIAS A. ZERHOUNI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: REPORT ON GOALS TO REDUCE GREENHOUSE GAS SHAREHOLDER YES AGAINST FOR
EMISSIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Darden Restaurants, Inc.
TICKER: DRI CUSIP: 237194105
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARGARET SHAN ATKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEAN M. BIRCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADLEY D. BLUM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA T. JAMISON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EUGENE I. (GENE) LEE, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM S. SIMON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES M. (CHUCK) ISSUER YES FOR FOR
SONSTEBY
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT A POLICY TO PHASE OUT NON- SHAREHOLDER YES AGAINST FOR
THERAPEUTIC USE OF ANTIBIOTICS IN THE MEAT SUPPLY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dean Foods Company
TICKER: DF CUSIP: 242370203
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANET HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. WAYNE MAILLOUX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HELEN E. MCCLUSKEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. MUSE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR B. CRAIG OWENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RALPH P. SCOZZAFAVA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JIM L. TURNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT T. WISEMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delek US Holdings, Inc.
TICKER: DK CUSIP: 246647101
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denbury Resources Inc.
TICKER: DNR CUSIP: 247916208
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. DIELWART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL B. DECKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY L. MCMICHAEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN O. MEYERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LYNN A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHIL RYKHOEK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RANDY STEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURA A. SUGG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Devon Energy Corporation
TICKER: DVN CUSIP: 25179M103
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA M. BAUMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BETHANCOURT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. HAGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT H. HENRY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL M. KANOVSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. MOSBACHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR DUANE C. RADTKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY P. RICCIARDELLO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN RICHELS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: REVIEW PUBLIC POLICY ADVOCACY ON CLIMATE SHAREHOLDER YES AGAINST FOR
CHANGE
PROPOSAL #8: ANNUALLY ASSESS PORTFOLIO IMPACTS OF SHAREHOLDER YES AGAINST FOR
POLICIES TO MEET 2 DEGREE SCENARIO
PROPOSAL #9: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: REPORT ON USING OIL AND GAS RESERVE SHAREHOLDER YES AGAINST FOR
METRICS FOR NAMED EXECUTIVE'S COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Discover Financial Services
TICKER: DFS CUSIP: 254709108
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. ARONIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY C. CASE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CANDACE H. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH F. EAZOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CYNTHIA A. GLASSMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD H. LENNY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS G. MAHERAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL H. MOSKOW ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID W. NELMS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARK A. THIERER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LAWRENCE A. WEINBACH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DTE Energy Company
TICKER: DTE CUSIP: 233331107
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERARD M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. BRANDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. FRANK FOUNTAIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES G. MCCLURE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GAIL J. MCGOVERN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK A. MURRAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES B. NICHOLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES W. PRYOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSUE ROBLES, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RUTH G. SHAW ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID A. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES H. VANDENBERGHE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ASSESS PORTFOLIO IMPACTS OF POLICIES TO SHAREHOLDER YES AGAINST FOR
MEET 2 DEGREE SCENARIO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EarthLink Holdings Corp.
TICKER: ELNK CUSIP: 27033X101
MEETING DATE: 2/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edison International
TICKER: EIX CUSIP: 281020107
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOUIS HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES T. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PEDRO J. PIZARRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA G. STUNTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM P. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELLEN O. TAUSCHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER J. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRETT WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eli Lilly and Company
TICKER: LLY CUSIP: 532457108
MEETING DATE: 5/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM G. KAELIN, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN C. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID A. RICKS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARSCHALL S. RUNGE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND DEFERRED COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enbridge Inc.
TICKER: ENB CUSIP: 29250N105
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLARENCE P. CAZALOT, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR MARCEL R. COUTU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY L. EBEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. HERB ENGLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES W. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR V. MAUREEN KEMPSTON ISSUER YES FOR FOR
DARKES
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AL MONACO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL E.J. PHELPS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR REBECCA B. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAN C. TUTCHER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CATHERINE L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #5: PREPARE A REPORT DETAILING DUE DILIGENCE SHAREHOLDER YES AGAINST FOR
PROCESS TO IDENTIFY AND ADDRESS SOCIAL AND
ENVIRONMENTAL RISKS WHEN REVIEWING POTENTIAL
ACQUISITIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energen Corporation
TICKER: EGN CUSIP: 29265N108
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH W. DEWEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. JAMES GORRIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES T. MCMANUS, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURENCE M. DOWNES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energizer Holdings, Inc.
TICKER: ENR CUSIP: 29272W109
MEETING DATE: 1/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CYNTHIA J. BRINKLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. KLEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ennis, Inc.
TICKER: EBF CUSIP: 293389102
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. BLIND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. SCHAEFER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entergy Corporation
TICKER: ETR CUSIP: 29364G103
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MAUREEN SCANNELL BATEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK J. CONDON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEO P. DENAULT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KIRKLAND H. DONALD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PHILIP L. FREDERICKSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD C. HINTZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STUART L. LEVENICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BLANCHE LAMBERT LINCOLN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KAREN A. PUCKETT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR W. J. 'BILLY' TAUZIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: REPORT ON DISTRIBUTED RENEWABLE SHAREHOLDER YES AGAINST FOR
GENERATION RESOURCES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EOG Resources, Inc.
TICKER: EOG CUSIP: 26875P101
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JANET F. CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES R. CRISP ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT P. DANIELS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES C. DAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DONALD F. TEXTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM R. THOMAS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANK G. WISNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EP Energy Corporation
TICKER: EPE CUSIP: 268785102
MEETING DATE: 5/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY A. BEARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SCOTT R. BROWNING ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR KEITH O. RATTIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRENT J. SMOLIK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT M. TICHIO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ethan Allen Interiors Inc.
TICKER: ETH CUSIP: 297602104
MEETING DATE: 11/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR M. FAROOQ KATHWARI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES B. CARLSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. DOONER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DOMENICK J. ESPOSITO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARY GARRETT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES W. SCHMOTTER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TARA I. STACOM ISSUER YES FOR FOR
PROPOSAL #2: AMEND ADVANCE NOTICE PROVISIONS ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #4: AMEND MAJORITY VOTE FOR THE ELECTION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Everest Re Group, Ltd.
TICKER: RE CUSIP: G3223R108
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOMINIC J. ADDESSO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. AMORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM F. GALTNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. GRAF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERALDINE LOSQUADRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER M. SINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH V. TARANTO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN A. WEBER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exelixis, Inc.
TICKER: EXEL CUSIP: 30161Q104
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL M. MORRISSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STELIOS PAPADOPOULOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE A. SCANGOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LANCE WILLSEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exelon Corporation
TICKER: EXC CUSIP: 30161N101
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTHONY K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANN C. BERZIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER M. CRANE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR YVES C. DE BALMANN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NANCY L. GIOIA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA P. JOJO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL L. JOSKOW ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT J. LAWLESS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD W. MIES ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN W. ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MAYO A. SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR STEPHEN D. STEINOUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Express Scripts Holding Company
TICKER: ESRX CUSIP: 30219G108
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MAURA C. BREEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. DELANEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ELDER GRANGER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NICHOLAS J. LAHOWCHIC ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS P. MAC MAHON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANK MERGENTHALER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WOODROW A. MYERS, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RODERICK A. PALMORE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM L. ROPER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SEYMOUR STERNBERG ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR TIMOTHY WENTWORTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Extreme Networks, Inc.
TICKER: EXTR CUSIP: 30226D106
MEETING DATE: 11/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN H. KISPERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES P. CARINALLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN M. HOLMGREN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAJ KHANNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD H. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD B. MEYERCORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN C. SHOEMAKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exxon Mobil Corporation
TICKER: XOM CUSIP: 30231G102
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN K. AVERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRIETTA H. FORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS R. OBERHELMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SAMUEL J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN S. REINEMUND ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DARREN W. WOODS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #7: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: AMEND BYLAWS TO PROHIBIT PRECATORY SHAREHOLDER YES AGAINST FOR
PROPOSALS
PROPOSAL #9: DISCLOSE PERCENTAGE OF FEMALES AT EACH SHAREHOLDER YES AGAINST FOR
PERCENTILE OF COMPENSATION
PROPOSAL #10: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: INCREASE RETURN OF CAPITAL TO SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS IN LIGHT OF CLIMATE CHANGE RISKS
PROPOSAL #12: REPORT ON CLIMATE CHANGE POLICIES SHAREHOLDER YES FOR AGAINST
PROPOSAL #13: REPORT ON METHANE EMISSIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fifth Third Bancorp
TICKER: FITB CUSIP: 316773100
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS K. AKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR B. EVAN BAYH, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JORGE L. BENITEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHERINE B. BLACKBURN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JERRY W. BURRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EMERSON L. BRUMBACK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREG D. CARMICHAEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY R. HEMINGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEWELL D. HOOVER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EILEEN A. MALLESCH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARSHA C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FirstEnergy Corp.
TICKER: FE CUSIP: 337932107
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL T. ADDISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM T. COTTLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN J. DEMETRIOU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JULIA L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES E. JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD T. MISHEFF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS N. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES F. O'NEIL, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHRISTOPHER D. PAPPAS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LUIS A. REYES ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR GEORGE M. SMART ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JERRY SUE THORNTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #7: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #8: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #9: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: ASSESS PORTFOLIO IMPACTS OF POLICIES TO SHAREHOLDER YES AGAINST FOR
MEET 2 DEGREE SCENARIO
PROPOSAL #11: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flagstar Bancorp, Inc.
TICKER: FBC CUSIP: 337930705
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALESSANDRO P. DINELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY J. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. LEWIS ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. MATLIN ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR BRUCE E. NYBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. OVENDEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER SCHOELS ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR DAVID L. TREADWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JENNIFER R. WHIP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Freeport-McMoRan Inc.
TICKER: FCX CUSIP: 35671D857
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD C. ADKERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALD J. FORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYDIA H. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW LANGHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON C. MADONNA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR COURTNEY MATHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DUSTAN E. MCCOY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANCES FRAGOS TOWNSEND ISSUER YES FOR FOR
PROPOSAL #2: RATIFYERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fresh Del Monte Produce Inc.
TICKER: FDP CUSIP: G36738105
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. BERTHELOT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT S. BUCKLIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MADELEINE L. CHAMPION ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Frontline Ltd.
TICKER: FRO CUSIP: G3682E192
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JOHN FREDRIKSEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT KATE BLAKENSHIP AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT GEORGINA E. SOUSA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT OLA LORENTZON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT ROBERT HVIDE MACLEOD AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: AMEND BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #7: REAPPOINT PRICEWATERHOUSECOOPERS AS OF ISSUER YES FOR FOR
OSLO, NORWAY AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GATX Corporation
TICKER: GATX CUSIP: 361448103
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIANE M. AIGOTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE L. ARVIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERNST A. HABERLI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN A. KENNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES B. REAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. RITCHIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID S. SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CASEY J. SYLLA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN R. WILSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL G. YOVOVICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Cable Corporation
TICKER: BGC CUSIP: 369300108
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SALLIE B. BAILEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD CHILDS HALL, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREGORY E. LAWTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL T. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CRAIG P. OMTVEDT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATRICK M. PREVOST ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN E. WELSH, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Electric Company
TICKER: GE CUSIP: 369604103
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR SEBASTIEN M. BAZIN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR W. GEOFFREY BEATTIE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN J. BRENNAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR FRANCISCO D'SOUZA ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MARIJN E. DEKKERS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR PETER B. HENRY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR SUSAN J. HOCKFIELD ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JEFFREY R. IMMELT ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ANDREA JUNG ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR RISA LAVIZZO-MOUREY ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR LOWELL C. MCADAM ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR STEVEN M. MOLLENKOPF ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #16: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #17: ELECT DIRECTOR MARY L. SCHAPIRO ISSUER YES FOR FOR
PROPOSAL #18: ELECT DIRECTOR JAMES S. TISCH ISSUER YES FOR FOR
PROPOSAL #19: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #20: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #21: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #22: APPROVE MATERIAL TERMS OF SENIOR ISSUER YES FOR FOR
OFFICER PERFORMANCE GOALS
PROPOSAL #23: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #24: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #25: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #26: RESTORE OR PROVIDE FOR CUMULATIVE SHAREHOLDER YES AGAINST FOR
VOTING
PROPOSAL #27: REPORT ON CHARITABLE CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Motors Company
TICKER: GM CUSIP: 37045V100
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH J. ASHTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY T. BARRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA R. GOODEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH JIMENEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JANE L. MENDILLO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL G. MULLEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS M. SCHOEWE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THEODORE M. SOLSO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CAROL M. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: CREATION OF DUAL-CLASS COMMON STOCK SHAREHOLDER YES AGAINST FOR
PROPOSAL #1.1: ELECT DIRECTORS LEO HINDERY, JR. SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR VINIT SETHI SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM N. THORNDIKE, SHAREHOLDER NO N/A N/A
JR.
PROPOSAL #1.4: MANAGEMENT NOMINEE JOSEPH J. ASHTON SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: MANAGEMENT NOMINEE MARY T. BARRA SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE LINDA R. GOODEN SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: MANAGEMENT NOMINEE JOSEPH JIMENEZ SHAREHOLDER NO N/A N/A
PROPOSAL #1.8: MANAGEMENT NOMINEE JAMES J. MULVA SHAREHOLDER NO N/A N/A
PROPOSAL #1.9: MANAGEMENT NOMINEE PATRICIA F. RUSSO SHAREHOLDER NO N/A N/A
PROPOSAL #1.10: MANAGEMENT NOMINEE THOMAS M. SCHOEWE SHAREHOLDER NO N/A N/A
PROPOSAL #1.11: MANAGEMENT NOMINEE THEODORE M. SOLSO SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER NO N/A N/A
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER NO N/A N/A
PROPOSAL #7: CREATION OF DUAL-CLASS COMMON STOCK SHAREHOLDER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Brass and Copper Holdings, Inc.
TICKER: BRSS CUSIP: 37953G103
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VICKI L. AVRIL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD L. MARSH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRADFORD T. RAY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN H. WALKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN J. WASZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARTIN E. WELCH, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD C. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Net Lease, Inc.
TICKER: GNL CUSIP: 379378102
MEETING DATE: 12/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Net Lease, Inc.
TICKER: GNL CUSIP: 379378201
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EDWARD M. WEIL, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LEE M. ELMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES L. NELSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR P. SUE PERROTTY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWARD G. RENDELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ABBY M. WENZEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Government Properties Income Trust
TICKER: GOV CUSIP: 38376A103
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY M. PORTNOY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY P. SOMERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Plains Energy Incorporated
TICKER: GXP CUSIP: 391164100
MEETING DATE: 9/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hawaiian Electric Industries, Inc.
TICKER: HE CUSIP: 419870100
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PEGGY Y. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH P. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY K. TANIGUCHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. DAHL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCA Holdings, Inc.
TICKER: HCA CUSIP: 40412C101
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR R. MILTON JOHNSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT J. DENNIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NANCY-ANN DEPARLE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS F. FRIST, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM R. FRIST ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANN H. LAMONT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAY O. LIGHT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GEOFFREY G. MEYERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WAYNE J. RILEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: SHAREHOLDERS MAY CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hill-Rom Holdings, Inc.
TICKER: HRC CUSIP: 431475102
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROLF A. CLASSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM G. DEMPSEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY GARRETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES R. GIERTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES E. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN J. GREISCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. KUCHEMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD A. MALONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NANCY M. SCHLICHTING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STACY ENXING SENG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hospitality Properties Trust
TICKER: HPT CUSIP: 44106M102
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. HARRINGTON ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BARRY M. PORTNOY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND BYLAWS TO OPT-OUT OF ANTITAKEOVER SHAREHOLDER YES FOR AGAINST
PROVISION(S) AND REQUIRE SHAREHOLDER VOTE TO OPT BACK
IN
PROPOSAL #6: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HP Inc.
TICKER: HPQ CUSIP: 40434L105
MEETING DATE: 4/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AIDA M. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SHUMEET BANERJI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CARL BASS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT R. BENNETT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES V. BERGH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STACY BROWN-PHILPOT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHANIE A. BURNS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARY ANNE CITRINO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STACEY MOBLEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SUBRA SURESH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DION J. WEISLER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huntington Ingalls Industries, Inc.
TICKER: HII CUSIP: 446413106
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AUGUSTUS L. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIRKLAND H. DONALD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS B. FARGO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VICTORIA D. HARKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANASTASIA D. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS C. SCHIEVELBEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN K. WELCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN R. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND BUNDLED COMPENSATION PLANS ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huntsman Corporation
TICKER: HUN CUSIP: 447011107
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NOLAN D. ARCHIBALD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY C. BECKERLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. ANTHONY BURNS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JON M. HUNTSMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER R. HUNTSMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. MARGETTS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WAYNE A. REAUD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALVIN V. SHOEMAKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INC Research Holdings, Inc.
TICKER: INCR CUSIP: 45329R109
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RICHARD N. KENDER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KENNETH F. MEYERS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MATTHEW E. MONAGHAN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DAVID Y. NORTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ingles Markets, Incorporated
TICKER: IMKTA CUSIP: 457030104
MEETING DATE: 2/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST E. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRENDA S. TUDOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intel Corporation
TICKER: INTC CUSIP: 458140100
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANEEL BHUSRI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR REED E. HUNDT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR OMAR ISHRAK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRIAN M. KRZANICH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TSU-JAE KING LIU ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID S. POTTRUCK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GREGORY D. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FRANK D. YEARY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DAVID B. YOFFIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: POLITICAL CONTRIBUTIONS DISCLOSURE SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Business Machines Corporation
TICKER: IBM CUSIP: 459200101
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID N. FARR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK FIELDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALEX GORSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW N. LIVERIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. JAMES MCNERNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HUTHAM S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES W. OWENS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VIRGINIA M. ROMETTY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SIDNEY TAUREL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR PETER R. VOSER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #7: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Game Technology PLC
TICKER: IGT CUSIP: G4863A108
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: APPROVE EU POLITICAL DONATIONS ISSUER YES FOR FOR
PROPOSAL #7: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTL FCStone Inc.
TICKER: INTL CUSIP: 46116V105
MEETING DATE: 2/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL G. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT J. BRANCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. GRZYBOWSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DARYL HENZE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE W. KREHBIEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SEAN M. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC PARTHEMORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN RADZIWILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Isle of Capri Casinos, Inc.
TICKER: ISLE CUSIP: 464592104
MEETING DATE: 10/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY J. KOZICZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JetBlue Airways Corporation
TICKER: JBLU CUSIP: 477143101
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER BONEPARTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID CHECKETTS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VIRGINIA GAMBALE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHAN GEMKOW ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBIN HAYES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELLEN JEWETT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STANLEY MCCHRYSTAL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOEL PETERSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FRANK SICA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS WINKELMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Johnson & Johnson
TICKER: JNJ CUSIP: 478160104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY C. BECKERLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR IAN E. L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALEX GORSKY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK B. MCCLELLAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM D. PEREZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHARLES PRINCE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR A. EUGENE WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMorgan Chase & Co.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA B. BAMMANN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TODD A. COMBS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LABAN P. JACKSON, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL A. NEAL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROHIBIT ACCELERATED VESTING OF AWARDS SHAREHOLDER YES AGAINST FOR
TO PURSUE GOVERNMENT SERVICE
PROPOSAL #7: CLAWBACK AMENDMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
PROPOSAL #10: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL A SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kinder Morgan, Inc.
TICKER: KMI CUSIP: 49456B101
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. KINDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. KEAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIMBERLY A. DANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TED A. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY W. HALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY L. HULTQUIST ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD L. KUEHN, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBORAH A. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL C. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ARTHUR C. REICHSTETTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FAYEZ SAROFIM ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR C. PARK SHAPER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WILLIAM A. SMITH ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JOEL V. STAFF ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR ROBERT F. VAGT ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR PERRY M. WAUGHTAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
PROPOSAL #4: REPORT ON METHANE EMISSIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON ANNUAL SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON CAPITAL EXPENDITURE STRATEGY SHAREHOLDER YES AGAINST FOR
WITH RESPECT TO CLIMATE CHANGE POLICY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koppers Holdings Inc.
TICKER: KOP CUSIP: 50060P106
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CYNTHIA A. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEROY M. BALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHARON FENG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID M. HILLENBRAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALBERT J. NEUPAVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOUIS L. TESTONI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN R. TRITCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR T. MICHAEL YOUNG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L3 Technologies Inc.
TICKER: LLL CUSIP: 502413107
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CLAUDE R. CANIZARES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS A. CORCORAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANN E. DUNWOODY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEWIS KRAMER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT B. MILLARD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LLOYD W. NEWTON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR VINCENT PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR H. HUGH SHELTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ARTHUR L. SIMON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL T. STRIANESE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Laredo Petroleum, Inc.
TICKER: LPI CUSIP: 516806106
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDY A. FOUTCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER R. KAGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDMUND P. SEGNER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MYLES W. SCOGGINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lear Corporation
TICKER: LEA CUSIP: 521865204
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD H. BOTT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS P. CAPO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JONATHAN F. FOSTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY LOU JEPSEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHLEEN A. LIGOCKI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CONRAD L. MALLETT, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD L. RUNKLE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MATTHEW J. SIMONCINI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GREGORY C. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HENRY D.G. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Leidos Holdings, Inc.
TICKER: LDOS CUSIP: 525327102
MEETING DATE: 8/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2.1a: ELECT DIRECTOR DAVID G. FUBINI ISSUER YES FOR FOR
PROPOSAL #2.1b: ELECT DIRECTOR MIRIAM E. JOHN ISSUER YES FOR FOR
PROPOSAL #2.1c: ELECT DIRECTOR JOHN P. JUMPER ISSUER YES FOR FOR
PROPOSAL #2.1d: ELECT DIRECTOR HARRY M.J. KRAEMER, ISSUER YES FOR FOR
JR.
PROPOSAL #2.1e: ELECT DIRECTOR ROGER A. KRONE ISSUER YES FOR FOR
PROPOSAL #2.1f: ELECT DIRECTOR GARY S. MAY ISSUER YES FOR FOR
PROPOSAL #2.1g: ELECT DIRECTOR LAWRENCE C. NUSSDORF ISSUER YES FOR FOR
PROPOSAL #2.1h: ELECT DIRECTOR ROBERT S. SHAPARD ISSUER YES FOR FOR
PROPOSAL #2.1i: ELECT DIRECTOR NOEL B. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lexington Realty Trust
TICKER: LXP CUSIP: 529043101
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR E. ROBERT ROSKIND ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR T. WILSON EGLIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HAROLD FIRST ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD S. FRARY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAWRENCE L. GRAY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMIE HANDWERKER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CLAIRE A. KOENEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Media Corporation
TICKER: BATRA CUSIP: 531229409
MEETING DATE: 8/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. MALONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT R. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. IAN G. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Media Corporation
TICKER: BATRA CUSIP: 531229409
MEETING DATE: 1/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Media Corporation
TICKER: BATRA CUSIP: 531229409
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EVAN D. MALONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID E. RAPLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR LARRY E. ROMRELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lincoln National Corporation
TICKER: LNC CUSIP: 534187109
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEIRDRE P. CONNELLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS R. GLASS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE W. HENDERSON, ISSUER YES FOR FOR
III
PROPOSAL #1.5: ELECT DIRECTOR ERIC G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY C. KELLY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR M. LEANNE LACHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL F. MEE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK S. PITTARD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ISAIAH TIDWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5a: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT FOR EXISTING PREFERRED STOCK AND BYLAW
PROPOSAL #5b: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO REMOVE DIRECTORS
PROPOSAL #5c: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT FOR BUSINESS COMBINATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LSC Communications, Inc.
TICKER: LKSD CUSIP: 50218P107
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. QUINLAN, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. SHAN ATKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARGARET A. BREYA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MDU Resources Group, Inc.
TICKER: MDU CUSIP: 552690109
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS EVERIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN B. FAGG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. GOODIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. HELLERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR A. BART HOLADAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM E. MCCRACKEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICIA L. MOSS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HARRY J. PEARCE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN K. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medical Properties Trust, Inc.
TICKER: MPW CUSIP: 58463J304
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD K. ALDAG, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. STEVEN DAWSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. STEVEN HAMNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM G. MCKENZIE ISSUER YES FOR FOR
(GIL)
PROPOSAL #1.5: ELECT DIRECTOR C. REYNOLDS THOMPSON, ISSUER YES FOR FOR
III
PROPOSAL #1.6: ELECT DIRECTOR D. PAUL SPARKS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL G. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medtronic plc
TICKER: MDT CUSIP: G5960L103
MEETING DATE: 12/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRAIG ARNOLD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SCOTT C. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RANDALL J. HOGAN, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR OMAR ISHRAK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL O. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES T. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELIZABETH G. NABEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT C. POZEN ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR PREETHA REDDY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #5a: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5b: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES TO CLARIFY THE BOARD'S ISSUER YES FOR FOR
SOLE AUTHORITY TO DETERMINE ITS SIZE WITHIN THE FIXED
LIMITS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merck & Co., Inc.
TICKER: MRK CUSIP: 58933Y105
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS R. CECH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA J. CRAIG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN H. NOSEWORTHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CARLOS E. REPRESAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL B. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CRAIG B. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR PETER C. WENDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON RISKS OF DOING BUSINESS IN SHAREHOLDER YES AGAINST FOR
CONFLICT-AFFECTED AREAS
PROPOSAL #8: REPORT ON BOARD OVERSIGHT OF PRODUCT SHAREHOLDER YES AGAINST FOR
SAFETY AND QUALITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meritor, Inc.
TICKER: MTOR CUSIP: 59001K100
MEETING DATE: 1/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RHONDA L. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY A. CRAIG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. LYONS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mondelez International, Inc.
TICKER: MDLZ CUSIP: 609207105
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEWIS W.K. BOOTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LOIS D. JULIBER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK D. KETCHUM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JORGE S. MESQUITA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH NEUBAUER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NELSON PELTZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FREDRIC G. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR IRENE B. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHRISTIANA S. SHI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PATRICK T. SIEWERT ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RUTH J. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JEAN-FRANCOIS M. L. VAN ISSUER YES FOR FOR
BOXMEER
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ASSESS ENVIRONMENTAL IMPACT OF NON- SHAREHOLDER YES AGAINST FOR
RECYCLABLE PACKAGING
PROPOSAL #6: CREATE A COMMITTEE TO PREPARE A REPORT SHAREHOLDER YES AGAINST FOR
REGARDING THE IMPACT OF PLANT CLOSURES ON COMMUNITIES
AND ALTERNATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Morgan Stanley
TICKER: MS CUSIP: 617446448
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALISTAIR DARLING ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES P. GORMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT H. HERZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NOBUYUKI HIRANO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KLAUS KLEINFELD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMI MISCIK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DENNIS M. NALLY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HUTHAM S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES W. OWENS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RYOSUKE TAMAKOSHI ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR PERRY M. TRAQUINA ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #7: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
PROPOSAL #8: PROHIBIT ACCELERATED VESTING OF AWARDS SHAREHOLDER YES AGAINST FOR
TO PURSUE GOVERNMENT SERVICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MRC Global Inc.
TICKER: MRC CUSIP: 55345K103
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RHYS J. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEONARD M. ANTHONY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARBARA J. DUGANIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG KETCHUM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERARD P. KRANS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW R. LANE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CORNELIS A. LINSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN A. PERKINS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR H.B. WEHRLE, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT L. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MSG Networks Inc.
TICKER: MSGN CUSIP: 553573106
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH J. LHOTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL M. LITVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. SYKES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Fuel Gas Company
TICKER: NFG CUSIP: 636180101
MEETING DATE: 3/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REBECCA RANICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY W. SHAW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. SKAINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD J. TANSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Navient Corporation
TICKER: NAVI CUSIP: 63938C108
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN K. ADAMS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANNA ESCOBEDO CABRAL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM M. DIEFENDERFER, ISSUER YES FOR FOR
III
PROPOSAL #1d: ELECT DIRECTOR DIANE SUITT GILLELAND ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHERINE A. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LINDA A. MILLS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN (JACK) F. REMONDI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JANE J. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAURA S. UNGER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BARRY L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DAVID L. YOWAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NCR Corporation
TICKER: NCR CUSIP: 62886E108
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD L. CLEMMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KURT P. KUEHN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLC AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New Senior Investment Group Inc.
TICKER: SNR CUSIP: 648691103
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WESLEY R. EDENS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STUART A. MCFARLAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT SAVAGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newfield Exploration Company
TICKER: NFX CUSIP: 651290108
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEE K. BOOTHBY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAMELA J. GARDNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN W. NANCE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROGER B. PLANK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS G. RICKS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JUANITA M. ROMANS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN (JACK) W. SCHANCK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR J. TERRY STRANGE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. KENT WELLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: News Corporation
TICKER: NWS CUSIP: 65249B208
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR K. RUPERT MURDOCH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LACHLAN K. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT J. THOMSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSE MARIA AZNAR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NATALIE BANCROFT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER L. BARNES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ELAINE L. CHAO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOEL I. KLEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES R. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANA PAULA PESSOA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MASROOR SIDDIQUI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NorthStar Realty Finance Corp.
TICKER: NRF CUSIP: 66704R803
MEETING DATE: 12/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHARTER PROPOSAL ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nu Skin Enterprises, Inc.
TICKER: NUS CUSIP: 67018T105
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEVIN N. ANDERSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL W. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW D. LIPMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN J. LUND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NEIL H. OFFEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS R. PISANO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ZHEQING (SIMON) SHEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RITCH N. WOOD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDWINA D. WOODBURY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NVIDIA Corporation
TICKER: NVDA CUSIP: 67066G104
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT K. BURGESS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TENCH COXE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PERSIS S. DRELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES C. GAITHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEN-HSUN HUANG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAWN HUDSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HARVEY C. JONES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL G. MCCAFFERY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM J. MILLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK L. PERRY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR A. BROOKE SEAWELL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MARK A. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omega Healthcare Investors, Inc.
TICKER: OHI CUSIP: 681936100
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG M. BERNFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NORMAN R. BOBINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CRAIG R. CALLEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA B. HILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BERNARD J. KORMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD LOWENTHAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BEN W. PERKS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR C. TAYLOR PICKETT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN D. PLAVIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oracle Corporation
TICKER: ORCL CUSIP: 68389X105
MEETING DATE: 11/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. BERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. RAYMOND BINGHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAFRA A. CATZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE R. CHIZEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE H. CONRADES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE J. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HECTOR GARCIA-MOLINA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY O. HENLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK V. HURD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RENEE J. JAMES ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LEON E. PANETTA ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR NAOMI O. SELIGMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oshkosh Corporation
TICKER: OSK CUSIP: 688239201
MEETING DATE: 2/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH J. ALLMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER B. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILSON R. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LESLIE F. KENNE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIMBERLEY METCALF- ISSUER YES FOR FOR
KUPRES
PROPOSAL #1.6: ELECT DIRECTOR STEVEN C. MIZELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN D. NEWLIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CRAIG P. OMTVEDT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DUNCAN J. PALMER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN S. SHIELY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM S. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Outfront Media Inc.
TICKER: OUT CUSIP: 69007J106
MEETING DATE: 6/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEREMY J. MALE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH H. WENDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Owens Corning
TICKER: OC CUSIP: 690742101
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CESAR CONDE ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR J. BRIAN FERGUSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RALPH F. HAKE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR F. PHILIP HANDY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR EDWARD F. LONERGAN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MARYANN T. MANNEN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JAMES J. MCMONAGLE ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR W. HOWARD MORRIS ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR SUZANNE P. NIMOCKS ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR MICHAEL H. THAMAN ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR JOHN D. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pepsico, Inc.
TICKER: PEP CUSIP: 713448108
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHONA L. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CESAR CONDE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR IAN M. COOK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RONA A. FAIRHEAD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD W. FISHER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR INDRA K. NOOYI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID C. PAGE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT C. POHLAD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DANIEL VASELLA ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DARREN WALKER ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR ALBERTO WEISSER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPORT ON PLANS TO MINIMIZE PESTICIDES' SHAREHOLDER YES AGAINST FOR
IMPACT ON POLLINATORS
PROPOSAL #6: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pfizer Inc.
TICKER: PFE CUSIP: 717081103
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS A. AUSIELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD E. BLAYLOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH J. ECHEVARRIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCES D. FERGUSSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HELEN H. HOBBS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHANTANU NARAYEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR IAN C. READ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: AMEND BYLAWS - CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PG&E Corporation
TICKER: PCG CUSIP: 69331C108
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEWIS CHEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY F. EARLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED J. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEH C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD C. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER H. KIMMEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. MESERVE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FORREST E. MILLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERIC D. MULLINS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROSENDO G. PARRA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BARBARA L. RAMBO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ANNE SHEN SMITH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GEISHA J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: CEASE CHARITABLE CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Philip Morris International Inc.
TICKER: PM CUSIP: 718172109
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDRE CALANTZOPOULOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS C. CAMILLERI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MASSIMO FERRAGAMO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WERNER GEISSLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JENNIFER LI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JUN MAKIHARA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SERGIO MARCHIONNE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KALPANA MORPARIA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LUCIO A. NOTO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FREDERIK PAULSEN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT B. POLET ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR STEPHEN M. WOLF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS SA AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: ESTABLISH A BOARD COMMITTEE ON HUMAN SHAREHOLDER YES AGAINST FOR
RIGHTS
PROPOSAL #8: PARTICIPATE IN OECD MEDIATION FOR HUMAN SHAREHOLDER YES AGAINST FOR
RIGHTS VIOLATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Post Holdings, Inc.
TICKER: POST CUSIP: 737446104
MEETING DATE: 1/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. GROTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. KEMPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT V. VITALE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON THE RISKS ASSOCIATED WITH USE SHAREHOLDER YES AGAINST FOR
OF CAGED CHICKENS IN SUPPLY CHAIN
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PPL Corporation
TICKER: PPL CUSIP: 69351T106
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY C. ADKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN G. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAJA RAJAMANNAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG A. ROGERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. SPENCE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NATICA VON ALTHANN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH H. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ARMANDO ZAGALO DE LIMA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ASSESS PORTFOLIO IMPACTS OF POLICIES TO SHAREHOLDER YES AGAINST FOR
MEET 2 DEGREE SCENARIO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Primerica, Inc.
TICKER: PRI CUSIP: 74164M108
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. ADDISON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL M. BABBIT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR P. GEORGE BENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY L. CRITTENDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA N. DAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK MASON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT F. MCCULLOUGH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BEATRIZ R. PEREZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR D. RICHARD WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GLENN J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BARBARA A. YASTINE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Principal Financial Group, Inc.
TICKER: PFG CUSIP: 74251V102
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BETSY J. BERNARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOCELYN CARTER-MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS H. FERRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT M. MILLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prologis, Inc.
TICKER: PLD CUSIP: 74340W103
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HAMID R. MOGHADAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE L. FOTIADES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LYDIA H. KENNARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR J. MICHAEL LOSH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR IRVING F. LYONS, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID P. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR OLIVIER PIANI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFFREY L. SKELTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CARL B. WEBB ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM D. ZOLLARS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prudential Financial, Inc.
TICKER: PRU CUSIP: 744320102
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. BALTIMORE, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR GILBERT F. CASELLAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK B. GRIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTINA HUND-MEJEAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KARL J. KRAPEK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER R. LIGHTE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SANDRA PIANALTO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTINE A. POON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DOUGLAS A. SCOVANNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN R. STRANGFELD ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MICHAEL A. TODMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quad/Graphics, Inc.
TICKER: QUAD CUSIP: 747301109
MEETING DATE: 5/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. ANGELSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS P. BUTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. FOWLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN M. FULLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER B. HARNED ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR J. JOEL QUADRACCI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR KATHRYN QUADRACCI ISSUER YES WITHHOLD AGAINST
FLORES
PROPOSAL #1.8: ELECT DIRECTOR JAY O. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN S. SHIELY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QUALCOMM Incorporated
TICKER: QCOM CUSIP: 747525103
MEETING DATE: 3/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BARBARA T. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY W. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS W. HORTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL E. JACOBS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HARISH MANWANI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK D. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVE MOLLENKOPF ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CLARK T. "SANDY" RANDT, ISSUER YES FOR FOR
JR.
PROPOSAL #1j: ELECT DIRECTOR FRANCISCO ROS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANTHONY J. VINCIQUERRA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROXY ACCESS AMENDMENTS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quintiles IMS Holdings, Inc.
TICKER: Q CUSIP: 74876Y101
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN J. COSLET ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. EVANISKO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS B. GILLINGS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD A. RITTENMEYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quintiles Transnational Holdings Inc.
TICKER: Q CUSIP: 74876Y101
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #3: CHANGE STATE OF INCORPORATION FROM NORTH ISSUER YES FOR FOR
CAROLINA TO DELAWARE
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rayonier Advanced Materials Inc.
TICKER: RYAM CUSIP: 75508B104
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DE LYLE W. BLOOMQUIST ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR PAUL G. BOYNTON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MARK E. GAUMOND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regions Financial Corporation
TICKER: RF CUSIP: 7591EP100
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROLYN H. BYRD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID J. COOPER, SR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DON DEFOSSET ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SAMUEL A. DI PIAZZA, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ERIC C. FAST ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR O. B. GRAYSON HALL, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN D. JOHNS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RUTH ANN MARSHALL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN W. MATLOCK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN E. MAUPIN, JR. ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CHARLES D. MCCRARY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAMES T. PROKOPANKO ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR LEE J. STYSLINGER, III ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR JOSE S. SUQUET ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reinsurance Group of America, Incorporated
TICKER: RGA CUSIP: 759351604
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PATRICIA L. GUINN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ARNOUD W.A. BOOT ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JOHN F. DANAHY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR J. CLIFF EASON ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ANNA MANNING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #6: AMEND NON-EMPLOYEE DIRECTOR STOCK AWARDS ISSUER YES FOR FOR
IN LIEU OF CASH
PROPOSAL #7: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rice Energy Inc.
TICKER: RICE CUSIP: 762760106
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL J. RICE, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN MCCARTNEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rush Enterprises, Inc.
TICKER: RUSHA CUSIP: 781846209
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W.M. 'RUSTY' RUSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. AKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. UNDERWOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND J. CHESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. CARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNON H. GUGLIELMO ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sabra Health Care REIT, Inc.
TICKER: SBRA CUSIP: 78573L106
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CRAIG A. BARBAROSH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT A. ETTL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. FOSTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD K. MATROS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MILTON J. WALTERS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanchez Energy Corporation
TICKER: SN CUSIP: 79970Y105
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. GREGORY COLVIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ALAN G. JACKSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR T. BRIAN CARNEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schlumberger Limited
TICKER: SLB CUSIP: 806857108
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER L.S. CURRIE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MIGUEL M. GALUCCIO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR V. MAUREEN KEMPSTON ISSUER YES FOR FOR
DARKES
PROPOSAL #1d: ELECT DIRECTOR PAAL KIBSGAARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NIKOLAY KUDRYAVTSEV ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HELGE LUND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL E. MARKS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR INDRA K. NOOYI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LUBNA S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LEO RAFAEL REIF ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR TORE I. SANDVOLD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR HENRI SEYDOUX ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ADOPT AND APPROVE FINANCIALS AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: AMEND EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schnitzer Steel Industries, Inc.
TICKER: SCHN CUSIP: 806882106
MEETING DATE: 1/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WAYLAND R. HICKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUDITH A. JOHANSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TAMARA L. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seadrill Limited
TICKER: SDRL CUSIP: G7945E105
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT JOHN FREDRIKSEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: REELECT KATE BLANKENSHIP AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: REELECT PAUL M. LEAND, JR., AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT ØRJAN SVANEVIK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: REELECT HANS PETTER AAS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: REELECT PER WULLF AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: REELECT GEORGINA E. SOUSA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: AMEND QUORUM REQUIREMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE MAXIMUM AMOUNT OF USD 1.5 MILLION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Select Income REIT
TICKER: SIR CUSIP: 81618T100
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONNA D. FRAICHE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM D. PORTNOY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Senior Housing Properties Trust
TICKER: SNH CUSIP: 81721M109
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA HARRIS JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADAM D. PORTNOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY M. PORTNOY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY P. SOMERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ship Finance International Limited
TICKER: SFL CUSIP: G81075106
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT HANS PETTER AAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REELECT PAUL M. LEAND, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT KATE BLANKENSHIP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT HARALD THORSTEIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: REELECT BERT M. BEKKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CAPITAL ADJUSTMENT THROUGH ISSUER YES FOR FOR
REDUCTION IN PAR VALUE AND INCREASE IN AUTHORIZED
SHARE CAPITAL
PROPOSAL #7: AMEND QUORUM REQUIREMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE MOORE STEPHENS, P.C. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sigma Designs, Inc.
TICKER: SIGM CUSIP: 826565103
MEETING DATE: 8/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. MICHAEL DODSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN MANNICHE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETE THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THINH Q. TRAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ARMANINO LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SkyWest, Inc.
TICKER: SKYW CUSIP: 830879102
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY C. ATKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. STEVE ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL A. CHILDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY J. EYRING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MEREDITH S. MADDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD J. MITTELSTAEDT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW C. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN F. UDVAR-HAZY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES L. WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Gas Holdings, Inc.
TICKER: SWX CUSIP: 844895102
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. BOUGHNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE A. CARDENAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. CHESTNUT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN C. COMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEROY C. HANNEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN P. HESTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANNE L. MARIUCCI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. MELARKEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR A. RANDALL THOMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS A. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spectra Energy Corp
TICKER: SE CUSIP: 847560109
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spirit AeroSystems Holdings, Inc.
TICKER: SPR CUSIP: 848574109
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES L. CHADWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRENE M. ESTEVES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL FULCHINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS C. GENTILE, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD GEPHARDT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD T. KADISH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN L. PLUEGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANCIS RABORN ISSUER YES FOR FOR
PROPOSAL #2: ELIMINATE CLASS OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State Street Corporation
TICKER: STT CUSIP: 857477103
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETT F. BURNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK DE SAINT-AIGNAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LYNN A. DUGLE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AMELIA C. FAWCETT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM C. FREDA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LINDA A. HILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH L. HOOLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SEAN O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD P. SERGEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GREGORY L. SUMME ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Steel Dynamics, Inc.
TICKER: STLD CUSIP: 858119100
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK D. MILLETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH E. BUSSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK D. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH W. CORNEW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TRACI M. DOLAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JURGEN KOLB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES C. MARCUCCILLI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRADLEY S. SEAMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GABRIEL L. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD P. TEETS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Summit Hotel Properties, Inc.
TICKER: INN CUSIP: 866082100
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL P. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BJORN R. L. HANSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY W. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH J. KAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS W. STOREY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND CHARTER TO REMOVE ANTITAKEOVER ISSUER YES FOR FOR
PROVISIONS TO OPT OUT OF MARYLAND'S UNSOLICITED
TAKEOVER ACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SunTrust Banks, Inc.
TICKER: STI CUSIP: 867914103
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALLAS S. CLEMENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL R. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. DOUGLAS IVESTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KYLE PRECHTL LEGG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONNA S. MOREA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID M. RATCLIFFE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR AGNES BUNDY SCANLAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANK P. SCRUGGS, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRUCE L. TANNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR THOMAS R. WATJEN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PHAIL WYNN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SUPERVALU INC.
TICKER: SVU CUSIP: 868536103
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONALD R. CHAPPEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR IRWIN S. COHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHILIP L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK GROSS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ERIC G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MATHEW M. PENDO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANCESCA RUIZ DE ISSUER YES FOR FOR
LUZURIAGA
PROPOSAL #1h: ELECT DIRECTOR WAYNE C. SALES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FRANK A. SAVAGE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GERALD L. STORCH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARY A. WINSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SYNNEX Corporation
TICKER: SNX CUSIP: 87162W100
MEETING DATE: 3/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DWIGHT STEFFENSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN MURAI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED BREIDENBACH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAU LEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW MIAU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS POLK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY QUESNEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANN VEZINA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS WURSTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DUANE ZITZNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANDREA ZULBERTI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tailored Brands, Inc.
TICKER: TLRD CUSIP: 87403A107
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DINESH S. LATHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. EDWAB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS S. EWERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRENE CHANG BRITT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RINALDO S. BRUTOCO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THEO KILLION ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GRACE NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM B. SECHREST ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHELDON I. STEIN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tech Data Corporation
TICKER: TECD CUSIP: 878237106
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES E. ADAIR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KAREN M. DAHUT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT M. DUTKOWSKY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HARRY J. HARCZAK, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRIDGETTE P. HELLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KATHLEEN MISUNAS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS I. MORGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PATRICK G. SAYER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SAVIO W. TUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The AES Corporation
TICKER: AES CUSIP: 00130H105
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDRES R. GLUSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES L. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TARUN KHANNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOLLY K. KOEPPEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES H. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN B. MORSE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MOISES NAIM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES O. ROSSOTTI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ASSESS IMPACT OF A 2 DEGREE SCENARIO SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Allstate Corporation
TICKER: ALL CUSIP: 020002101
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KERMIT R. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SIDDHARTH N. (BOBBY) ISSUER YES FOR FOR
MEHTA
PROPOSAL #1d: ELECT DIRECTOR JACQUES P. PEROLD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANDREA REDMOND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARY ALICE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PERRY M. TRAQUINA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: LEAD DIRECTOR QUALIFICATIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: POLITICAL CONTRIBUTIONS DISCLOSURE SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Bank of New York Mellon Corporation
TICKER: BK CUSIP: 064058100
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA Z. COOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS M. DONOFRIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH J. ECHEVARRIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD P. GARDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY A. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD L. HASSELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN M. HINSHAW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDMUND F. "TED" KELLY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN A. LUKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JENNIFER B. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARK A. NORDENBERG ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ELIZABETH E. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON AND ASSESS PROXY VOTING SHAREHOLDER YES AGAINST FOR
POLICIES IN RELATION TO CLIMATE CHANGE POSITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Chemours Company
TICKER: CC CUSIP: 163851108
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CURTIS V. ANASTASIO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRADLEY J. BELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD H. BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY B. CRANSTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CURTIS J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAWN L. FARRELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN D. NEWLIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK P. VERGNANO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #6: REPORT ON PAY DISPARITY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Dow Chemical Company
TICKER: DOW CUSIP: 260543103
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Dow Chemical Company
TICKER: DOW CUSIP: 260543103
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AJAY BANGA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JACQUELINE K. BARTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD K. DAVIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFF M. FETTIG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREW N. LIVERIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK LOUGHRIDGE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RAYMOND J. MILCHOVICH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT S. (STEVE) MILLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAUL POLMAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAMES M. RINGLER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR RUTH G. SHAW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Goldman Sachs Group, Inc.
TICKER: GS CUSIP: 38141G104
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LLOYD C. BLANKFEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK A. FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM W. GEORGE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELLEN J. KULLMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAKSHMI N. MITTAL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ADEBAYO O. OGUNLESI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER OPPENHEIMER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID A. VINIAR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARK O. WINKELMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Kraft Heinz Company
TICKER: KHC CUSIP: 500754106
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY E. ABEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALEXANDRE BEHRING ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WARREN E. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN T. CAHILL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TRACY BRITT COOL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FEROZ DEWAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEANNE P. JACKSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JORGE PAULO LEMANN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MACKEY J. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN C. POPE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARCEL HERRMANN TELLES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ASSESS ENVIRONMENTAL IMPACT OF NON- SHAREHOLDER YES AGAINST FOR
RECYCLABLE PACKAGING
PROPOSAL #6: REPORT ON SUPPLY CHAIN IMPACT ON SHAREHOLDER YES AGAINST FOR
DEFORESTATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The PNC Financial Services Group, Inc.
TICKER: PNC CUSIP: 693475105
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARJORIE RODGERS ISSUER YES FOR FOR
CHESHIRE
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. DEMCHAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW T. FELDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL R. HESSE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAY COLES JAMES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANE G. PEPPER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LORENE K. STEFFES ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DENNIS F. STRIGL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MICHAEL J. WARD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GREGORY D. WASSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: PREPARE EMPLOYMENT DIVERSITY REPORT AND SHAREHOLDER YES AGAINST FOR
REPORT ON DIVERSITY POLICIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Procter & Gamble Company
TICKER: PG CUSIP: 742718109
MEETING DATE: 10/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANCIS S. BLAKE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT D. COOK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TERRY J. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR W. JAMES MCNERNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID S. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ERNESTO ZEDILLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON CONSISTENCY BETWEEN CORPORATE SHAREHOLDER YES AGAINST FOR
VALUES AND POLITICAL ACTIVITIES
PROPOSAL #5: REPORT ON APPLICATION OF COMPANY NON- SHAREHOLDER YES AGAINST FOR
DISCRIMINATION POLICIES IN STATES WITH PRO-
DISCRIMINATION LAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Williams Companies, Inc.
TICKER: WMB CUSIP: 969457100
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN S. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN W. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN I. CHAZEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES I. COGUT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHLEEN B. COOPER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL A. CREEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER A. RAGAUSS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT D. SHEFFIELD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MURRAY D. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM H. SPENCE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JANICE D. STONEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tivity Health, Inc.
TICKER: TVTY CUSIP: 88870R102
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ARCHELLE GEORGIOU ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ROBERT J. GRECZYN, JR. ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR PETER A. HUDSON ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR BRADLEY S. KARRO ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR PAUL H. KECKLEY ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR CONAN J. LAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR LEE A. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DONATO J. TRAMUTO ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR KEVIN G. WILLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: T-Mobile US, Inc.
TICKER: TMUS CUSIP: 872590104
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. MICHAEL BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS DANNENFELDT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR SRIKANT M. DATAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE H. GUFFEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHEUS HOTTGES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUNO JACOBFEUERBORN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAPHAEL KUBLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR THORSTEN LANGHEIM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR JOHN J. LEGERE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TERESA A. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
PROPOSAL #6: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: CLAWBACK OF INCENTIVE PAYMENTS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transocean Ltd.
TICKER: RIG CUSIP: H8817H100
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROPRIATION OF AVAILABLE EARNINGS FOR ISSUER YES FOR FOR
FISCAL YEAR 2016
PROPOSAL #4A: ELECT DIRECTOR GLYN A. BARKER ISSUER YES FOR FOR
PROPOSAL #4B: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #4C: ELECT DIRECTOR FREDERICO F. CURADO ISSUER YES FOR FOR
PROPOSAL #4D: ELECT DIRECTOR CHADWICK C. DEATON ISSUER YES FOR FOR
PROPOSAL #4E: ELECT DIRECTOR VINCENT J. INTRIERI ISSUER YES FOR FOR
PROPOSAL #4F: ELECT DIRECTOR MARTIN B. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #4G: ELECT DIRECTOR SAMUEL J. MERKSAMER ISSUER YES FOR FOR
PROPOSAL #4H: ELECT DIRECTOR MERRILL A. "PETE" ISSUER YES FOR FOR
MILLER, JR.
PROPOSAL #4I: ELECT DIRECTOR EDWARD R. MULLER ISSUER YES FOR FOR
PROPOSAL #4J: ELECT DIRECTOR TAN EK KIA ISSUER YES FOR FOR
PROPOSAL #4K: ELECT DIRECTOR JEREMY D. THIGPEN ISSUER YES FOR FOR
PROPOSAL #5: ELECT MERRILL A. "PETE" MILLER, JR. AS ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #6A: APPOINT FREDERICO F. CURADO AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #6B: APPOINT VINCENT J. INTRIERI AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #6C: APPOINT MARTIN B. MCNAMARA AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6D: APPOINT TAN EK KIA AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7: DESIGNATE SCHWEIGER ADVOKATUR/NOTARIAT ISSUER YES FOR FOR
AS INDEPENDENT PROXY
PROPOSAL #8: APPOINTMENT OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017 AND REELECTION OF ERNST & YOUNG LTD,
ZURICH AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-
YEAR TERM
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10A: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS FOR THE PERIOD BETWEEN THE 2017 AND 2018
ANNUAL GENERAL MEETINGS IN THE AMOUNT OF USD 4.12
MILLION
PROPOSAL #10B: APPROVE MAXIMUM REMUNERATION OF THE ISSUER YES FOR FOR
EXECUTIVE MANAGEMENT TEAM FOR FISCAL YEAR 2018 IN THE
AMOUNT OF USD 24 MILLION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #12: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TTM Technologies, Inc.
TICKER: TTMI CUSIP: 87305R109
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENTON K. ALDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIE S. ENGLAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP G. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tyson Foods, Inc.
TICKER: TSN CUSIP: 902494103
MEETING DATE: 2/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN TYSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GAURDIE E. BANISTER, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MIKE BEEBE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MIKEL A. DURHAM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TOM HAYES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEVIN M. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHERYL S. MILLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRAD T. SAUER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEFFREY K. SCHOMBURGER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT THURBER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BARBARA A. TYSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: BOARD DIVERSITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
PROPOSAL #8: IMPLEMENT A WATER QUALITY STEWARDSHIP SHAREHOLDER YES AGAINST FOR
POLICY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Bancorp
TICKER: USB CUSIP: 902973304
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS M. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WARNER L. BAXTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARC N. CASPER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANDREW CECERE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD K. DAVIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KIMBERLY J. HARRIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROLAND A. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DOREEN WOO HO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR OLIVIA F. KIRTLEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KAREN S. LYNCH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DAVID B. O'MALEY ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR O'DELL M. OWENS ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR CRAIG D. SCHNUCK ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR SCOTT W. WINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UGI Corporation
TICKER: UGI CUSIP: 902681105
MEETING DATE: 1/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. SHAWN BORT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD W. GOCHNAUER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK S. HERMANCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNE POL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARVIN O. SCHLANGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES B. STALLINGS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER B. VINCENT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN L. WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union Pacific Corporation
TICKER: UNP CUSIP: 907818108
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW H. CARD, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ERROLL B. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID B. DILLON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LANCE M. FRITZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DEBORAH C. HOPKINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JANE H. LUTE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL R. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL W. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS F. MCLARTY, III ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEVEN R. ROGEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOSE H. VILLARREAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unit Corporation
TICKER: UNT CUSIP: 909218109
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. MICHAEL ADCOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN B. HILDEBRAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY C. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. BAILEY PEYTON, IV ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Continental Holdings, Inc.
TICKER: UAL CUSIP: 910047109
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROLYN CORVI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANE C. GARVEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARNEY HARFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALTER ISAACSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES A. C. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. MILTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OSCAR MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM R. NUTI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDWARD M. PHILIP ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EDWARD L. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LAURENCE E. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAVID J. VITALE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JAMES M. WHITEHURST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Rentals, Inc.
TICKER: URI CUSIP: 911363109
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JENNE K. BRITELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE B. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BOBBY J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. KNEELAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SINGLETON B. MCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JASON D. PAPASTAVROU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FILIPPO PASSERINI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD C. ROOF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHIV SINGH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #6: SHAREHOLDERS MAY CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: AMEND RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United States Steel Corporation
TICKER: X CUSIP: 912909108
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PATRICIA DIAZ DENNIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAN O. DINGES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN G. DROSDICK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN J. ENGEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN J. GIRSKY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARIO LONGHI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL A. MASCARENAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GLENDA G. MCNEAL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT J. STEVENS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DAVID S. SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PATRICIA A. TRACEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
ELIMINATE REFERENCES TO A CLASSIFIED BOARD STRUCTURE
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Technologies Corporation
TICKER: UTX CUSIP: 913017109
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LLOYD J. AUSTIN, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DIANE M. BRYANT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEAN-PIERRE GARNIER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GREGORY J. HAYES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ELLEN J. KULLMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HAROLD MCGRAW, III ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FREDRIC G. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BRIAN C. ROGERS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CHRISTINE TODD WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uniti Group Inc.
TICKER: UNIT CUSIP: 91325V108
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JENNIFER S. BANNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SCOTT G. BRUCE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANCIS X. ('SKIP') ISSUER YES FOR FOR
FRANTZ
PROPOSAL #1d: ELECT DIRECTOR ANDREW FREY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KENNETH A. GUNDERMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID L. SOLOMON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Corporation
TICKER: UVV CUSIP: 913456109
MEETING DATE: 8/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS H. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL T. LAWTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: MEDIATION OF ALLEGED HUMAN RIGHTS SHAREHOLDER YES AGAINST FOR
VIOLATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Insurance Holdings, Inc.
TICKER: UVE CUSIP: 91359V107
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT P. CALLAHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIMBERLY D. COOPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SEAN P. DOWNES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARRYL L. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RALPH J. PALMIERI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD D. PETERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. PIETRANGELO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR OZZIE A. SCHINDLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JON W. SPRINGER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOEL M. WILENTZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unum Group
TICKER: UNM CUSIP: 91529Y106
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE H. BUNTING, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR E. MICHAEL CAULFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH J. ECHEVARRIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CYNTHIA L. EGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAMELA H. GODWIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY F. KEANEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GLORIA C. LARSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD P. MCKENNEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RONALD P. O'HANLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANCIS J. SHAMMO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valero Energy Corporation
TICKER: VLO CUSIP: 91913Y100
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH W. GORDER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KIMBERLY S. GREENE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEBORAH P. MAJORAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DONALD L. NICKLES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PHILIP J. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT A. PROFUSEK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN KAUFMAN PURCELL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN M. WATERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RANDALL J. WEISENBURGER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VEREIT, Inc.
TICKER: VER CUSIP: 92339V100
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GLENN J. RUFRANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HUGH R. FRATER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY HOGAN PREUSSE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD J. LIEB ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK S. ORDAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EUGENE A. PINOVER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JULIE G. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Verizon Communications Inc.
TICKER: VZ CUSIP: 92343V104
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELLYE L. ARCHAMBEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK T. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. CARRION ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MELANIE L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. FRANCES KEETH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KARL-LUDWIG KLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LOWELL C. MCADAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RODNEY E. SLATER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KATHRYN A. TESIJA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GREGORY D. WASSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR GREGORY G. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ESTABLISH BOARD COMMITTEE ON HUMAN SHAREHOLDER YES AGAINST FOR
RIGHTS
PROPOSAL #7: REPORT ON FEASIBILITY OF ADOPTING GHG SHAREHOLDER YES AGAINST FOR
EMISSIONS TARGETS
PROPOSAL #8: AMEND BYLAWS - CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: AMEND CLAWBACK POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: LIMIT MATCHING CONTRIBUTIONS TO SHAREHOLDER YES AGAINST FOR
EXECUTIVE RETIREMENT PLANS
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ISSUER: VMware, Inc.
TICKER: VMW CUSIP: 928563402
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ANTHONY BATES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #6: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
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ISSUER: Walgreens Boots Alliance, Inc.
TICKER: WBA CUSIP: 931427108
MEETING DATE: 1/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JANICE M. BABIAK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID J. BRAILER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM C. FOOTE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GINGER L. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN A. LEDERER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DOMINIC P. MURPHY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEFANO PESSINA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LEONARD D. SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NANCY M. SCHLICHTING ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES A. SKINNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: APPROVE REPORT ON EXECUTIVE PAY & SHAREHOLDER YES ABSTAIN AGAINST
SUSTAINABILITY PERFORMANCE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Walker & Dunlop, Inc.
TICKER: WD CUSIP: 93148P102
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN J. BOWERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA A. HALLENBECK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. MALONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN RICE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANA L. SCHMALTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD W. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM M. WALKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. WARREN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wal-Mart Stores, Inc.
TICKER: WMT CUSIP: 931142103
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CARLA A. HARRIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS W. HORTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARISSA A. MAYER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR C. DOUGLAS MCMILLON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GREGORY B. PENNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN S REINEMUND ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KEVIN Y. SYSTROM ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR S. ROBSON WALTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEUART L. WALTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROVIDE PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
PROPOSAL #7: REQUIRE INDEPENDENT DIRECTOR NOMINEE SHAREHOLDER YES AGAINST FOR
WITH ENVIRONMENTAL EXPERIENCE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Washington Prime Group Inc
TICKER: WPG CUSIP: 92939N102
MEETING DATE: 8/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS G. CONFORTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. DILLON, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. LAIKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN F. LEVY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK S. ORDAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACQUELYN R. SOFFER ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME TO "WASHINGTON PRIME ISSUER YES FOR FOR
GROUP INC."
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Washington Prime Group Inc.
TICKER: WPG CUSIP: 93964W108
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. TAGGERT BIRGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOUIS G. CONFORTI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. DILLON, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. LAIKIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN F. LEVY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHERYL G. VON BLUCHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JACQUELYN R. SOFFER ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
CHANGE THE VOTE REQUIREMENT TO AMEND BYLAWS
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: WellCare Health Plans, Inc.
TICKER: WCG CUSIP: 94946T106
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD C. BREON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETH A. BURDICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROL J. BURT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR H. JAMES DALLAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN F. HICKEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTIAN P. MICHALIK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GLENN D. STEELE, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM L. TRUBECK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL E. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wells Fargo & Company
TICKER: WFC CUSIP: 949746101
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN D. BAKER, II ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LLOYD H. DEAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELIZABETH A. DUKE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CYNTHIA H. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KAREN B. PEETZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FEDERICO F. PEÑA ISSUER YES AGAINST AGAINST
PROPOSAL #1j: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES AGAINST AGAINST
PROPOSAL #1l: ELECT DIRECTOR RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR TIMOTHY J. SLOAN ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR SUSAN G. SWENSON ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR SUZANNE M. VAUTRINOT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REVIEW AND REPORT ON BUSINESS STANDARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON DIVESTING NON-CORE BUSINESS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: ADOPT GLOBAL POLICY REGARDING THE SHAREHOLDER YES AGAINST FOR
RIGHTS OF INDIGENOUS PEOPLE
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ISSUER: Whirlpool Corporation
TICKER: WHR CUSIP: 963320106
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARC R. BITZER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREG CREED ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GARY T. DICAMILLO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DIANE M. DIETZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GERRI T. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEFF M. FETTIG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN D. LIU ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HARISH MANWANI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM D. PEREZ ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LARRY O. SPENCER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR MICHAEL D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Windstream Holdings, Inc.
TICKER: WIN CUSIP: 97382A200
MEETING DATE: 2/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: Xenia Hotels & Resorts, Inc.
TICKER: XHR CUSIP: 984017103
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY H. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN H. ALSCHULER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEITH E. BASS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS M. GARTLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BEVERLY K. GOULET ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY E. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS D. OKLAK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARCEL VERBAAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD MALVERN FUNDS
By: /s/F. William McNabb III
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 29, 2017
*By: /s/Anne E. Robinson
Anne E. Robinson, pursuant to a Power of Attorney filed on October 4, 2016,
see File Number 33-32548. Incorporated by Reference.