FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
STUDIO ONE MEDIA, INC. [ SOMD ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 08/29/2007 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 12/21/2007 | A | 1,000 | A | $4.13 | 1,000 | D | |||
Common Stock | 06/11/2009 | A | 22,000 | A | $0.61 | 23,000 | D | |||
Common Stock | 07/22/2009 | A | 12,048 | A | $0.47 | 35,048 | D | |||
Common Stock | 11/20/2009 | A | 4,016 | A | $0.47 | 39,064 | D | |||
Common Stock | 11/20/2009 | A | 14,535 | A | $0.52 | 53,599 | D | |||
Common Stock | 12/23/2009 | A | 1,000 | A | $0.74 | 54,599 | D | |||
Common Stock | 01/22/2010 | A | 10,235 | A | $0.73 | 64,834 | D | |||
Common Stock | 04/23/2010 | A | 11,274 | A | $0.67 | 76,108 | D | |||
Common Stock | 07/22/2010 | A | 13,860 | A | $0.72 | 89,968 | D | |||
Common Stock | 10/08/2010 | A | 16,878 | A | $0.59 | 106,846 | D | |||
Common Stock | 12/30/2010 | A | 1,000 | A | $0.71 | 107,846 | D | |||
Common Stock | 03/01/2011 | A | 21,786 | A | $0.69 | 129,632 | D | |||
Common Stock | 05/04/2011 | A | 15,000 | A | $1 | 144,632 | D | |||
Common Stock | 07/25/2011 | A | 23,077 | A | $0.65 | 167,709 | D | |||
Common Stock | 11/03/2011 | A | 28,846 | A | $0.52 | 196,555 | D | |||
Common Stock | 11/19/2012 | A | 224,116 | A | $0.27 | 420,671 | D | |||
Common Stock | 02/22/2013 | A | 121,212 | A | $0.12 | 541,883 | D | |||
Common Stock | 05/08/2013 | A | 140,845 | A | $0.11 | 682,728 | D | |||
Common Stock | 07/22/2013 | A | 89,686 | A | $0.17 | 772,414 | D | |||
Common Stock | 10/22/2013 | A | 68,259 | A | $0.22 | 840,673 | D | |||
Common Stock | 01/28/2014 | A | 69,930 | A | $0.21 | 910,603 | D | |||
Common Stock | 04/16/2014 | A | 95,964 | A | $0.15 | 1,006,567 | D | |||
Common Stock | 05/06/2014 | A | 1,755 | A | $0.15 | 1,008,322 | D | |||
Common Stock | 07/18/2014 | A | 86,580 | A | $0.17 | 1,094,902 | D | |||
Common Stock | 02/12/2015 | A | 45,558 | A | $0.33 | 1,140,460 | D | |||
Common Stock | 05/04/2015 | A | 33,956 | A | $0.44 | 1,174,416 | D | |||
Common Stock | 05/04/2015 | A | 32,626 | A | $0.46 | 1,207,042 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrant(1) | $0.2 | 08/29/2007 | A | 50,000 | 08/29/2007 | 08/29/2022 | Common Stock | 50,000 | $0.2 | 50,000 | D | ||||
Warrant(2) | $0.2 | 11/18/2008 | A | 75,000 | 11/18/2008 | 11/18/2023 | Common Stock | 75,000 | $0.2 | 125,000 | D |
Explanation of Responses: |
1. Warrant No. B-1048 was issued 8-29-07 for 50,000 shares at an exerciser price of $4.09, with an exercise period of 10 years from date of grant. It was first amended on 11-18-08 to (i) reduce the exercise price to $1.00, (ii) extend the exercise period to 10 years from date of original grant, and (iii) add a cashless exercise provision. It was further amended on 9-11-09 to reduce the exercise price to $0.52. It was amended for third time on 2-4-14 to reduce the exercise price to $0.20 and extend the exercise period to 15 years from date of original grant. |
2. Warrant No. C-1088 was issued 11-18-08 for 75,000 shares at an exerciser price of $1.00, with an exercise period of 5 years from date of grant. It was amended on 9-11-09 to reduce the exercise price to $0.52. It was amended again on 2-4-14 to reduce the exercise price to $0.20 and extend the exercise period to 15 years from date of original grant. |
Remarks: |
Barry M Goldwater Jr | 06/08/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |