0000869392-20-002547.txt : 20201202
0000869392-20-002547.hdr.sgml : 20201202
20201202131058
ACCESSION NUMBER: 0000869392-20-002547
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201202
DATE AS OF CHANGE: 20201202
EFFECTIVENESS DATE: 20201202
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM DIVERSIFIED INCOME TRUST
CENTRAL INDEX KEY: 0000836622
IRS NUMBER: 043017475
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05635
FILM NUMBER: 201363146
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
STREET 2: MAILSTOP A 14
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921562
0000836622
S000005529
PUTNAM DIVERSIFIED INCOME TRUST
C000015036
Class A Shares
PDINX
C000015037
Class B Shares
PSIBX
C000015038
Class C Shares
PDVCX
C000015039
Class M Shares
PDVMX
C000015040
Class R Shares
PDVRX
C000015041
Class Y Shares
PDVYX
C000135951
Class R6
N-CEN
1
primary_doc.xml
X0303
N-CEN
LIVE
0000836622
XXXXXXXX
false
false
N-1A
S000005529
true
Putnam Diversified Income Trust
811-05635
0000836622
BEV01UAW1ZICRL6JHE75
100 FEDERAL STREET
BOSTON
02110
US-MA
US
1-800-225-1581
Higgins Michael J.
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Putnam Investment Management, LLC
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
State Street Bank and Trust Company
225 FRANKLIN STREET
BOSTON
02110
1-617-786-3000
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Putnam Retail Management Limited Partnership
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Putnam Investor Services, Inc.
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
N
N
N-1A
1
Y
Ahamed Liaquat
N/A
N
Akhoury Ravi
N/A
N
Baumann Barbara M
N/A
N
Domotorffy Katinka
004506390
N
Hill Catharine Bond
N/A
N
Joskow Paul L
N/A
N
Leibler Kenneth R
N/A
N
Putnam, III George
004355835
N
Reynolds Robert L
002009065
Y
Singh Manoj P
N/A
N
Sutphen Mona K
N/A
N
Clark James F
N/A
100 FEDERAL STREET
BOSTON
02110
XXXXXX
N
N
N
N
N
N
Putnam Retail Management Limited Partnership
8-5088
000007325
N/A
Y
N
PricewaterhouseCoopers LLP
238
5493002GVO7EO8RNNS37
Y
N
N
N
N
N
Putnam Diversified Income Trust
S000005529
BEV01UAW1ZICRL6JHE75
N
7
0
0
N/A
N
N
N
N
N/A
0.00
0.00
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-6 (17 CFR 270.17a-6)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
N
Putnam Investment Management, LLC
801-7974
000106629
N/A
N
Putnam Investments Limited
801-61441
000122254
N/A
Y
GB
N
Putnam Investor Services, Inc.
84-06331
N/A
Y
N
N
ICE Data Services (Convert)
5493000NQ9LYLDBCTL34
N
PDVENDOR
549300WIC0TOJ7N7GD54
N
MARKIT
549300HLPTRASHS0E726
GB
N
Markit
549300HLPTRASHS0E726
GB
N
PRICESERVE
54930015EWCI4VNCZP82
N
JPM Pricing Direct
549300WIC0TOJ7N7GD54
N
Reuters (equities)
549300561UZND4C7B569
N
Reuters (loan)
549300561UZND4C7B569
N
ICE Data Services (Corp)
5493000NQ9LYLDBCTL34
N
Reuters
549300561UZND4C7B569
N
Reuters (Corp)
549300561UZND4C7B569
N
N
State Street Bank and Trust Company
N/A
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Putnam Investor Services, Inc.
N/A
Y
N
N
N
CITI - CITIBANK, N.A.
8-8177
000007059
E57ODZWZ7FF32TWEFA76
258601.5
JPMS - J.P. MORGAN SECURITIES, LLC.
8-35008
000000079
ZBUT11V806EZRVTWT807
46762.78
GSCO - GOLDMAN SACHS & CO LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
35082.33
MSCO - MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1105.74
MLCO - BofA Securities, Inc.
8-7221
000007691
549300HN4UKV1E2R3U73
346.5
UBSW - UBS SECURITIES L.L.C.
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
46.64
NITE - VIRTU AMERICAS, LLC
8-68193
000149823
549300RA02N3BNSWBV74
19.92
CSFB - CREDIT SUISSE SECURITIES (USA), LLC
8-422
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1V8Y6QCX6YMJ2OELII46
0.23
341965.64
JPMS - J.P. MORGAN SECURITIES, LLC.
8-35008
000000079
ZBUT11V806EZRVTWT807
21694409663.68
MSCO - MORGAN STANLEY & CO. LLC
8-15869
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10931255364.52
CGMI - CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
9357139128.1
CSAG - CREDIT SUISSE AG, NEW YORK BRANCH
8-422
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ANGGYXNX0JLX3X63JN86
9128477780.99
MLCO - BofA Securities, Inc.
8-7221
000007691
549300HN4UKV1E2R3U73
7880076498.48
BCAP - BARCLAYS CAPITAL, INC.
8-41342
000019714
AC28XWWI3WIBK2824319
4032814069.21
GSCO - GOLDMAN SACHS & CO LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
3636705550.74
CITG - CITIGROUP GLOBAL MARKETS, INC./SALOMON BROTHERS
8-8177
000007059
MBNUM2BPBDO7JBLYG310
3498528638.27
MZHO - MIZUHO SECURITIES USA INC.
8-37710
000019647
7TK5RJIZDFROZCA6XF66
2633784968.62
WCHV - WELLS FARGO SECURITIES, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
773379831.05
75107020989.47
Y
3763975969.34
0.00
Committed
317500000
N
Uncommitted
235500000
N
N
N
N
false
false
true
false
false
false
INTERNAL CONTROL RPT
2
G.1.a.iii075.txt
INFORMATION ABOUT THE REGISTRANT
Report of Independent Registered Public Accounting Firm
To the Board of Trustees and Shareholders of Putnam Diversified
Income Trust:
In planning and performing our audit of the financial statements
of Putnam Diversified Income Trust (the Fund) as of and for the
year ended September 30, 2020, in accordance with the standards
of the Public Company Accounting Oversight Board (United States)
(PCAOB), we considered the Funds internal control over financial
reporting, including controls over safeguarding securities, as a
basis for designing our auditing procedures for the purpose of
expressing our opinion on the financial statements and to comply
with the requirements of Form N-CEN, but not for the purpose of
expressing an opinion on the effectiveness of the Funds internal
control over financial reporting. Accordingly, we do not
express an opinion on the effectiveness of the Funds internal
control over financial reporting.
The management of the Fund is responsible for establishing and
maintaining effective internal control over financial reporting.
In fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and
related costs of controls. A companys internal control over
financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and
the preparation of financial statements for external purposes in
accordance with generally accepted accounting principles. A
companys internal control over financial reporting includes
those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately
and fairly reflect the transactions and dispositions of the
assets of the company; (2) provide reasonable assurance that
transactions are recorded as necessary to permit preparation of
financial statements in accordance with generally accepted
accounting principles, and that receipts and expenditures of the
company are being made only in accordance with authorizations of
management and directors of the company; and (3) provide
reasonable assurance regarding prevention or timely detection of
unauthorized acquisition, use or disposition of a companys
assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect misstatements.
Also, projections of any evaluation of effectiveness to future
periods are subject to the risk that controls may become
inadequate because of changes in conditions, or that the degree
of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow
management or employees, in the normal course of performing
their assigned functions, to prevent or detect misstatements on
a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a
material misstatement of the companys annual or interim
financial statements will not be prevented or detected on a
timely basis.
Our consideration of the Funds internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control over financial reporting that might be material
weaknesses under standards established by the PCAOB. However,
we noted no deficiencies in the Funds internal control over
financial reporting and its operation, including controls over
safeguarding securities, that we consider to be material
weaknesses as defined above as of September 30, 2020.
This report is intended solely for the information and use of
the Board of Trustees of Putnam Diversified Income Trust and the
Securities and Exchange Commission and is not intended to be and
should not be used by anyone other than these specified parties.
PricewaterhouseCoopers LLP
Boston, Massachusetts
November 6, 2020
1 of 1
1 of 1
PricewaterhouseCoopers LLP, 101 Seaport Boulevard, Suite 500, Boston, MA 02210
T: (617)530 5000, F: (617) 530 5001, www.pwc.com/us