a. How many Classes of shares of the Fund (if
any) are
authorized?
| 7 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | PUTNAM DIVERSIFIED INCOME CL A |
ii. Class identification number, if any | C000015036 |
iii. Ticker symbol, if any | PDINX |
Shares Outstanding Record:
2 |
i. Full name of Class | PUTNAM DIVERSIFIED INCOME CL B |
ii. Class identification number, if any | C000015037 |
iii. Ticker symbol, if any | PSIBX |
Shares Outstanding Record:
3 |
i. Full name of Class | PUTNAM DIVERSIFIED INCOME CL C |
ii. Class identification number, if any | C000015038 |
iii. Ticker symbol, if any | PDVCX |
Shares Outstanding Record:
4 |
i. Full name of Class | PUTNAM DIVERSIFIED INCOME CL M |
ii. Class identification number, if any | C000015039 |
iii. Ticker symbol, if any | PDVMX |
Shares Outstanding Record:
5 |
i. Full name of Class | PUTNAM DIVERSIFIED INCOME CLASS R |
ii. Class identification number, if any | C000015040 |
iii. Ticker symbol, if any | PDVRX |
Shares Outstanding Record:
6 |
i. Full name of Class | PUTNAM DIVERSIFIED INCOME TRUST FUND CLASS R6 |
ii. Class identification number, if any | C000135951 |
iii. Ticker symbol, if any | PDVGX |
Shares Outstanding Record:
7 |
i. Full name of Class | PUTNAM DIVERSIFIED INCOME CL Y |
ii. Class identification number, if any | C000015041 |
iii. Ticker symbol, if any | PDVYX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services (Convert) |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | PDVENDOR |
ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | MARKIT |
ii. LEI, if any, or provide and describe other
identifying number
| 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name | Markit |
ii. LEI, if any, or provide and describe other
identifying number
| 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name | PRICESERVE |
ii. LEI, if any, or provide and describe other
identifying number
| 54930015EWCI4VNCZP82 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
6 |
i. Full name | JPM Pricing Direct |
ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
7 |
i. Full name | Reuters (equities) |
ii. LEI, if any, or provide and describe other
identifying number
| 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
8 |
i. Full name | Reuters (loan) |
ii. LEI, if any, or provide and describe other
identifying number
| 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
9 |
i. Full name | ICE Data Services (Corp) |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
10 |
i. Full name | Reuters (Corp) |
ii. LEI, if any, or provide and describe other
identifying number
| 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
11 |
i. Full name | Reuters |
ii. LEI, if any, or provide and describe other
identifying number
| 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | CITI - CITIBANK, N.A. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | E57ODZWZ7FF32TWEFA76 |
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 82,165.5 |
Brokers Record:
2 |
i. Full name of broker | JPMS - J.P. MORGAN SECURITIES, LLC. |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 40,290.3 |
Brokers Record:
3 |
i. Full name of broker | GSCO - GOLDMAN SACHS & CO LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 7,844.77 |
Brokers Record:
4 |
i. Full name of broker | COWN - COWEN & COMPANY, L.L.C. |
ii. SEC file number | 8-22522 |
iii. CRD number | 000007616 |
iv. LEI, if any | 549300WR155U7DVMIW58 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2,495.46 |
Brokers Record:
5 |
i. Full name of broker | UBSW - UBS SECURITIES L.L.C. |
ii. SEC file number | 8-22651 |
iii. CRD number | 000007654 |
iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 100.87 |
Brokers Record:
6 |
i. Full name of broker | MLCO - BofA Securities, Inc. |
ii. SEC file number | 8-7221 |
iii. CRD number | 000007691 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 72 |
Brokers Record:
7 |
i. Full name of broker | CGML - CITIGROUP GLOBAL MARKETS INC |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | 6SHGI4ZSSLCXXQSBB395 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 4.28 |
Brokers Record:
8 |
i. Full name of broker | CSFB - CREDIT SUISSE SECURITIES (USA), LLC |
ii. SEC file number | 8-422 |
iii. CRD number | 000000816 |
iv. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1.43 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 132,974.61 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | MLCO - BofA Securities, Inc. |
ii. SEC file number | 8-7221 |
iii. CRD number | 000007691 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 13,636,352,654.52 |
Principal Transactions Record:
2 |
i. Full name of dealer | CGMI - CITIGROUP GLOBAL MARKETS INC. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 12,191,642,530.77 |
Principal Transactions Record:
3 |
i. Full name of dealer | JPMS - J.P. MORGAN SECURITIES, LLC. |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10,166,552,783.7 |
Principal Transactions Record:
4 |
i. Full name of dealer | GSCO - GOLDMAN SACHS & CO LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 8,211,746,365.27 |
Principal Transactions Record:
5 |
i. Full name of dealer | MSCO - MORGAN STANLEY & CO. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5,889,212,462.39 |
Principal Transactions Record:
6 |
i. Full name of dealer | BONS - BANK OF NOVA SCOTIA |
ii. SEC file number | 8-3716 |
iii. CRD number | 000002739 |
iv. LEI, if any | L3I9ZG2KFGXZ61BMYR72 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5,217,897,000 |
Principal Transactions Record:
7 |
i. Full name of dealer | CITG - CITIGROUP GLOBAL MARKETS, INC./SALOMON BROTHERS |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4,519,928,514.03 |
Principal Transactions Record:
8 |
i. Full name of dealer | MZHO - MIZUHO SECURITIES USA INC. |
ii. SEC file number | 8-37710 |
iii. CRD number | 000019647 |
iv. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,936,048,501.75 |
Principal Transactions Record:
9 |
i. Full name of dealer | CSAG - CREDIT SUISSE AG, NEW YORK BRANCH |
ii. SEC file number | 8-422 |
iii. CRD number | 000000816 |
iv. LEI, if any | ANGGYXNX0JLX3X63JN86 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,978,088,007.81 |
Principal Transactions Record:
10 |
i. Full name of dealer | BCAP - BARCLAYS CAPITAL, INC. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,894,917,274.37 |