a. How many Classes of shares of the Fund (if
any) are
authorized?
| 7 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 1 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | PUTNAM DIVERSIFIED INCOME CL M |
ii. Class identification number, if any | C000015039 |
iii. Ticker symbol, if any | PDVMX |
Shares Outstanding Record:
2 |
i. Full name of Class | PUTNAM DIVERSIFIED INCOME CLASS R |
ii. Class identification number, if any | C000015040 |
iii. Ticker symbol, if any | PDVRX |
Shares Outstanding Record:
3 |
i. Full name of Class | PUTNAM DIVERSIFIED INCOME TRUST FUND CLASS R6 |
ii. Class identification number, if any | C000135951 |
iii. Ticker symbol, if any | PDVGX |
Shares Outstanding Record:
4 |
i. Full name of Class | PUTNAM DIVERSIFIED INCOME CL Y |
ii. Class identification number, if any | C000015041 |
iii. Ticker symbol, if any | PDVYX |
Shares Outstanding Record:
5 |
i. Full name of Class | PUTNAM DIVERSIFIED INCOME CL A |
ii. Class identification number, if any | C000015036 |
iii. Ticker symbol, if any | PDINX |
Shares Outstanding Record:
6 |
i. Full name of Class | PUTNAM DIVERSIFIED INCOME CL B |
ii. Class identification number, if any | C000015037 |
iii. Ticker symbol, if any | PSIBX |
Shares Outstanding Record:
7 |
i. Full name of Class | PUTNAM DIVERSIFIED INCOME CL C |
ii. Class identification number, if any | C000015038 |
iii. Ticker symbol, if any | PDVCX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services (Convert) |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | PDVENDOR |
ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | IHS Markit |
ii. LEI, if any, or provide and describe other
identifying number
| 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name | MARKIT |
ii. LEI, if any, or provide and describe other
identifying number
| 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name | Markit |
ii. LEI, if any, or provide and describe other
identifying number
| 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
6 |
i. Full name | PRICESERVE |
ii. LEI, if any, or provide and describe other
identifying number
| 54930015EWCI4VNCZP82 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
7 |
i. Full name | JPM Pricing Direct |
ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
8 |
i. Full name | Reuters (equities) |
ii. LEI, if any, or provide and describe other
identifying number
| 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
9 |
i. Full name | Reuters (loan) |
ii. LEI, if any, or provide and describe other
identifying number
| 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
10 |
i. Full name | ICE Data Services (Corp) |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
11 |
i. Full name | Reuters (Corp) |
ii. LEI, if any, or provide and describe other
identifying number
| 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
12 |
i. Full name | Reuters |
ii. LEI, if any, or provide and describe other
identifying number
| 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | CITI - CITIBANK, N.A. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | E57ODZWZ7FF32TWEFA76 |
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 26,718.28 |
Brokers Record:
2 |
i. Full name of broker | JPMS - J.P. MORGAN SECURITIES, LLC. |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 15,161.31 |
Brokers Record:
3 |
i. Full name of broker | CSFB - CREDIT SUISSE SECURITIES (USA), LLC |
ii. SEC file number | 8-422 |
iii. CRD number | 000000816 |
iv. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 6,795.06 |
Brokers Record:
4 |
i. Full name of broker | GSCO - GOLDMAN, SACHS & CO. |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 5,692.07 |
Brokers Record:
5 |
i. Full name of broker | BOFA - BANK OF AMERICA SECURITIES, L.L.C. |
ii. SEC file number | 8-7221 |
iii. CRD number | 000007691 |
iv. LEI, if any | N/A |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2,067.52 |
Brokers Record:
6 |
i. Full name of broker | MSCO - MORGAN STANLEY & CO. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 306.16 |
Brokers Record:
7 |
i. Full name of broker | RBCD - RBC CAPITAL MARKETS CORPORATION |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 183.92 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 56,924.32 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | GSCO - GOLDMAN, SACHS & CO. |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 11,684,168,369.13 |
Principal Transactions Record:
2 |
i. Full name of dealer | CGMI - CITIGROUP GLOBAL MARKETS INC. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10,613,498,477.41 |
Principal Transactions Record:
3 |
i. Full name of dealer | BONS - BANK OF NOVA SCOTIA |
ii. SEC file number | 8-3716 |
iii. CRD number | 000002739 |
iv. LEI, if any | L3I9ZG2KFGXZ61BMYR72 |
v. State, if applicable | |
vi. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10,416,027,588.25 |
Principal Transactions Record:
4 |
i. Full name of dealer | RBCC - RBC CAPITAL MARKETS, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10,151,145,082.99 |
Principal Transactions Record:
5 |
i. Full name of dealer | MLCO - MERRILL LYNCH, PIERCE, FENNER AND SMITH INC. |
ii. SEC file number | 8-7221 |
iii. CRD number | 000007691 |
iv. LEI, if any | 8NAV47T0Y26Q87Y0QP81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 9,804,034,370.22 |
Principal Transactions Record:
6 |
i. Full name of dealer | JPMS - J.P. MORGAN SECURITIES, LLC. |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 8,931,208,317.19 |
Principal Transactions Record:
7 |
i. Full name of dealer | MSCO - MORGAN STANLEY & CO. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4,832,940,655.34 |
Principal Transactions Record:
8 |
i. Full name of dealer | NMRA - NOMURA SECURITIES INTERNATIONAL, INC. |
ii. SEC file number | 8-15255 |
iii. CRD number | 000004297 |
iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,691,284,232.18 |
Principal Transactions Record:
9 |
i. Full name of dealer | BOFA - BANK OF AMERICA SECURITIES, L.L.C. |
ii. SEC file number | 8-7221 |
iii. CRD number | 000007691 |
iv. LEI, if any | N/A |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,148,153,652.01 |
Principal Transactions Record:
10 |
i. Full name of dealer | CSFB - CREDIT SUISSE SECURITIES (USA), LLC |
ii. SEC file number | 8-422 |
iii. CRD number | 000000816 |
iv. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,112,039,996.51 |