0000869392-19-000094.txt : 20190225
0000869392-19-000094.hdr.sgml : 20190225
20190225171523
ACCESSION NUMBER: 0000869392-19-000094
CONFORMED SUBMISSION TYPE: N-CEN/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20190225
DATE AS OF CHANGE: 20190225
EFFECTIVENESS DATE: 20190225
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM DIVERSIFIED INCOME TRUST
CENTRAL INDEX KEY: 0000836622
IRS NUMBER: 043017475
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: N-CEN/A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05635
FILM NUMBER: 19630530
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
STREET 2: MAILSTOP A 14
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921562
0000836622
S000005529
PUTNAM DIVERSIFIED INCOME TRUST
N-CEN/A
1
primary_doc.xml
X0101
N-CEN/A
0000869392-18-000371
LIVE
0000836622
XXXXXXXX
false
false
N-1A
S000005529
true
Putnam Diversified Income Trust
811-05635
0000836622
BEV01UAW1ZICRL6JHE75
100 FEDERAL STREET
BOSTON
02110
US-MA
US
1-800-225-1581
State Street Bank and Trust Company
225 FRANKLIN STREET
BOSTON
02110
1-617-786-3000
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Higgins Michael J.
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Putnam Investment Management, LLC
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Putnam Retail Management Limited Partnership
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Putnam Investor Services, Inc.
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Y
N
N-1A
1
Y
Ahamed Liaquat
N/A
N
Akhoury Ravi
N/A
N
Baumann Barbara M
N/A
N
Domotorffy Katinka
004506390
N
Hill Catharine Bond
N/A
N
Joskow Paul L
N/A
N
Leibler Kenneth R
N/A
N
Patterson Robert E
N/A
N
Putnam, III George
004355835
N
Reynolds Robert L
002009065
Y
Singh Manoj P
N/A
N
Clark James F
N/A
100 FEDERAL STREET
BOSTON
02110
XXXXXX
N
N
N
N
N
N
Putnam Retail Management Limited Partnership
8-5088
000007325
N/A
Y
N
KPMG LLP
00185
N/A
N
N
N
N
N
N
N
Putnam Diversified Income Trust
S000005529
BEV01UAW1ZICRL6JHE75
Y
7
0
1
N/A
N
N
Y
N
Goldman Sachs Bank USA dba Goldman Sachs Agency Lending
KD3XUN7C6T14HNAYLU02
N
N
Revenue sharing split
0.00
0.00
Rule 17e-1 (17 CFR 270.17e-1)
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-6 (17 CFR 270.17a-6)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
N
Putnam Investment Management, LLC
801-7974
000106629
N/A
N
Putnam Investments Limited
801-61441
000122254
N/A
Y
GB
N
Putnam Investor Services, Inc.
84-06331
N/A
Y
N
N
ICE Data Services (Convert)
5493000NQ9LYLDBCTL34
N
PDVENDOR
549300WIC0TOJ7N7GD54
N
IHS Markit
549300HLPTRASHS0E726
GB
N
MARKIT
549300HLPTRASHS0E726
GB
N
Markit
549300HLPTRASHS0E726
GB
N
PRICESERVE
54930015EWCI4VNCZP82
N
JPM Pricing Direct
549300WIC0TOJ7N7GD54
N
Reuters (equities)
549300561UZND4C7B569
N
Reuters (loan)
549300561UZND4C7B569
N
ICE Data Services (Corp)
5493000NQ9LYLDBCTL34
N
Reuters (Corp)
549300561UZND4C7B569
N
Reuters
549300561UZND4C7B569
N
N
State Street Bank and Trust Company
N/A
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Putnam Investor Services, Inc.
N/A
Y
N
N
N
CITI - CITIBANK, N.A.
8-8177
000007059
E57ODZWZ7FF32TWEFA76
26718.28
JPMS - J.P. MORGAN SECURITIES, LLC.
8-35008
000000079
ZBUT11V806EZRVTWT807
15161.31
CSFB - CREDIT SUISSE SECURITIES (USA), LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
6795.06
GSCO - GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
5692.07
BOFA - BANK OF AMERICA SECURITIES, L.L.C.
8-7221
000007691
N/A
2067.52
MSCO - MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
306.16
RBCD - RBC CAPITAL MARKETS CORPORATION
8-45411
000031194
549300LCO2FLSSVFFR64
183.92
56924.32
GSCO - GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
11684168369.13
CGMI - CITIGROUP GLOBAL MARKETS INC.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
10613498477.41
BONS - BANK OF NOVA SCOTIA
8-3716
000002739
L3I9ZG2KFGXZ61BMYR72
CA
10416027588.25
RBCC - RBC CAPITAL MARKETS, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
10151145082.99
MLCO - MERRILL LYNCH, PIERCE, FENNER AND SMITH INC.
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
9804034370.22
JPMS - J.P. MORGAN SECURITIES, LLC.
8-35008
000000079
ZBUT11V806EZRVTWT807
8931208317.19
MSCO - MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
4832940655.34
NMRA - NOMURA SECURITIES INTERNATIONAL, INC.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
3691284232.18
BOFA - BANK OF AMERICA SECURITIES, L.L.C.
8-7221
000007691
N/A
3148153652.01
CSFB - CREDIT SUISSE SECURITIES (USA), LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
3112039996.51
84295946454.58
Y
4155337092.86
0.00
Committed
317500000
N
Uncommitted
235500000
N
N
N
N
false
false
true
false
false
false
INTERNAL CONTROL RPT
2
G.1.a.iii075.txt
INFORMATION ABOUT THE REGISTRANT
KPMG
KPMG LLP
Two Financial
Center 60
South Street
Boston, MA 02111
Report of Independent Registered Public Accounting Firm
The Board of Trustees and
Shareholders
Putnam Diversified Income
Trust:
In planning and performing our audit of the financial statements of
Putnam Diversified Income Trust (the Fund), as of and for the year
ended September 30, 2018, in accordance with the standards of the
Public Company Accounting Oversight Board (United States), we
considered the Funds internal control over financial reporting,
including controls over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of expressing our
opinion on the financial statements and to comply with the requirements
of Form N-CEN, but not for the purpose of expressing an opinion on the
effectiveness of the Funds internal control over financial reporting.
Accordingly, we express no such opinion.
Management of the Fund is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling
this responsibility, estimates and judgments by management are
required to assess the expected benefits and related costs of
controls. A companys internal control over financial reporting is a
process designed to provide reasonable assurance regarding the
reliability of financial reporting and the preparation of financial
statements for external purposes in accordance with generally accepted
accounting principles (GAAP). A companys internal control over
financial reporting includes those policies and procedures that (1)
pertain to the maintenance of records that, in reasonable detail,
accurately and fairly reflect the transactions and dispositions of the
assets of the company; (2) provide reasonable assurance that
transactions are recorded as necessary to permit preparation of
financial statements in accordance with GAAP, and that receipts and
expenditures of the company are being made only in accordance with
authorizations of management and trustees of the company; and (3)
provide reasonable assurance regarding prevention or timely detection
of unauthorized acquisition, use or disposition of the companys assets
that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also, projections of
any evaluation of effectiveness to future periods are subject to the
risk that controls may become inadequate because of changes in
conditions, or that the degree of compliance with the policies or
procedures may deteriorate.
A deficiency in internal control over financial reporting exists when
the design or operation of a control does not allow management or
employees, in the normal course of performing their assigned
functions, to prevent or detect misstatements on a timely basis. A
material weakness is a deficiency, or a combination of deficiencies,
in internal control over financial reporting, such that there is a
reasonable possibility that a material misstatement of a funds annual
or interim financial statements will not be prevented or detected on a
timely basis.
Our consideration of the Funds internal control over financial
reporting was for the limited purpose described in the first paragraph
and would not necessarily disclose all deficiencies in internal control
that might be material weaknesses under standards established by the
Public Company Accounting Oversight Board (United States). However, we
noted no deficiencies in the Funds internal control over financial
reporting and its operations, including controls over safeguarding
securities that we consider to be a material weakness defined above as
of September 30, 2018.
This report is intended solely for the information and use of
management and the Board of Trustees of Putnam Diversified Income Trust
and the Securities and Exchange Commission and is not intended to be
and should not be used by anyone other than these specified parties.
KPMG LLP
Boston, Massachusetts
November 7, 2018
2