-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V/yQdCptRI6qYGqLw64yxN6VdXWyKuvKzCS8SOrbyNC1LO0w7ZXAwIUnZqidqIWJ OX9lUkt/083Cvsr+bUSHEw== 0000950152-01-505534.txt : 20020410 0000950152-01-505534.hdr.sgml : 20020410 ACCESSION NUMBER: 0000950152-01-505534 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OAK ASSOCIATES LTD /OH/ CENTRAL INDEX KEY: 0000836372 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 341818085 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02338 FILM NUMBER: 1777987 BUSINESS ADDRESS: STREET 1: 3875 EMBASSY PARKWAY STREET 2: SUITE 250 CITY: AKRON STATE: OH ZIP: 44333 BUSINESS PHONE: 3306681234 MAIL ADDRESS: STREET 1: 3875 EMBASSY PARKWAY STREET 2: SUITE 250 CITY: AKRON STATE: OH ZIP: 44333 13F-HR 1 l91245ae13f-hr.txt OAK ASSOCIATES, LTD. FORM 13F-HR FORM 13F INFORMATION REGUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20549 Report for the Calendar Year or Quarter Ended September 30, 2001 Name of Institutional Investment Manager: OAK ASSOCIATES, LTD. #28-2338 Business Address: 3875 EMBASSY PARKWAY, #250 AKRON, OHIO 44333 Name, Phone No., and Title of Person Duly Authorized to Submit This Report. JAMES D. OELSCHLAGER, MANAGING MEMBER (330) 668-1234
ATTENTION -- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unattended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of AKRON and State of OHIO on the 7th day of November 2001 JAMES D. OELSCHLAGER (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report.
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADVENT SOFTWARE COM 007974108 23629 627600 SH SOLE 627600 AETHER SYS INC COM COM 00808V105 3733 595300 SH SOLE 595300 AFFYMETRIX INC COM COM 00826t108 778 48500 SH SOLE 48500 AKAMAI TECHNOLOGIES COM 00971T101 5706 1960900 SH SOLE 1960900 AMDOCS LTD ORD COM G02602103 878 32959 SH SOLE 32959 AMERICAN HOME PRODUCTS COM 026609107 2134 36629 SH SOLE 36629 AMERICAN INT'L. GRP COM 026874107 791143 10145417 SH SOLE 9598529 AMGEN INC COM 031162100 300 5100 SH SOLE 5100 AMKOR TECHNOLOGY INC COM COM 031652100 5167 491200 SH SOLE 491200 ANHEUSER-BUSCH CO INC COM 035229103 436 10400 SH SOLE 10400 APPLIED BIOSYSTEMS COM 038020103 930 38130 SH SOLE 38130 APPLIED MATERIALS COM 038222105 686129 24007809 SH SOLE 23134296 ATMEL CORP. COM 049513104 142087 21233422 SH SOLE 21109760 AVANEX CORP COM COM 05348W109 353 119300 SH SOLE 119300 AVICI SYS INC COM COM 05367L109 324 253000 SH SOLE 253000 AXT INC. COM 00246W103 3371 318000 SH SOLE 318000 BANK ONE CORP COM 059438101 249 7911 SH SOLE 7911 BRISTOL MYERS SQUIBB COM 110122108 486 8750 SH SOLE 8750 BROCADE COMMUNICATIONS COM 111621108 269791 19147238 SH SOLE 18438974 BRUKER DALTONICS, INC. COM 116795105 956 57600 SH SOLE 57600 CACHEFLOW INC COM 126946102 11107 7405488 SH SOLE 7401368 CALIPER TECHNOLOGIES, INC COM 130876105 630 68100 SH SOLE 68100 CARDINAL HEALTH INC. COM 14149Y108 910 12300 SH SOLE 12300 CERNER CORP. COM 156782104 802 16200 SH SOLE 16200 CHARLES SCHWAB CORP. COM 808513105 76932 6689750 SH SOLE 6689750 CHECK POINT SOFTWARE COM M22465104 5835 265000 SH SOLE 265000 CIENA CORP. COM 171779101 175702 16946342 SH SOLE 16088733 CISCO SYSTEMS COM 17275R102 1118842 91749272 SH SOLE 90336711 CITIGROUP INC. COM 172967101 878577 21655302 SH SOLE 20737634 COMMONWEALTH OIL REF NEW COM 203201405 236 11735 SH SOLE 11735 CORNING GLASS WORKS COM 219350105 52959 6004419 SH SOLE 6004419 CREE INC COM COM 225447101 7007 474100 SH SOLE 474100
CYTYC CORP. COM 232946103 861 32100 SH SOLE 32100 DELL COMPUTER COM 247025109 1217 65700 SH SOLE 65700 DIGEX INC. COM 253756100 7257 2173220 SH SOLE 2169600 DMC STRATEX NETWORKS COM COM 23322L106 2936 569000 SH SOLE 569000 EARTHLINK COM 270321102 18428 1210000 SH SOLE 1210000 ELI LILLY & CO. COM 532457108 553762 6861977 SH SOLE 6850580 EMC CORP. COM 268648102 328566 27911538 SH SOLE 26996794 EXODUS COMMUNICATIONS COM 302088109 58 340200 SH SOLE 340200 EXPRESS SCRIPTS INC. COM 302182100 77059 1392960 SH SOLE 1392960 EXTREME NETWORKS, INC. COM 30226D106 21670 3135990 SH SOLE 3135990 FIFTH THIRD BANCORP COM 316773100 1180 19200 SH SOLE 19200 FINISAR COM COM 31787A101 2198 555000 SH SOLE 555000 FIRST DATA CORP COM 319963104 43992 755105 SH SOLE 755105 FIRSTMERIT CORP. COM 337915102 2757 117456 SH SOLE 117456 FLEXTRONICS INTL LTD ORD COM Y2573F102 18055 1091600 SH SOLE 1091600 FOUNDRY NETWORKS COM 35063R100 65750 10720385 SH SOLE 9660170 GENERAL ELECTRIC COM 369604103 7025 188832 SH SOLE 188566 GLIMCHER REALTY TRUST COM 379302102 579 35800 SH SOLE 35800 HRPT PPTYS TR COM SH BEN INT COM 40426W101 357 43900 SH SOLE 43900 INTEGRATED DEVICE TECH COM COM 458118106 27052 1344520 SH SOLE 1344520 INTEL CORP COM 458140100 184748 9038604 SH SOLE 9037834 INTUIT INC. COM 461202103 795 22200 SH SOLE 22200 INVITROGEN CORP COM COM 46185R100 756 11500 SH SOLE 11500 IVAX CORP COM 465823102 481 21700 SH SOLE 21700 JDS UNIPHASE CORP COM COM 46612J101 209600 33130297 SH SOLE 31908382 JNI CORP COM COM 46622G105 4609 737580 SH SOLE 737200 JOHNSON & JOHNSON COM 478160104 3728 67300 SH SOLE 67300 JP MORGAN CHASE & COMPANY COM 46625H100 2818 82514 SH SOLE 82514 JUNIPER NETWORKS COM 48203R104 141548 14554062 SH SOLE 13970772 LINEAR TECHNOLOGY CORP. COM 535678106 590982 17978527 SH SOLE 17076670 LUMINEX CORP. COM 55027E102 614 45000 SH SOLE 45000 MARVELL TECH GROUP LTD ORD COM G5876H105 5309 370000 SH SOLE 370000 MAXIM INTEGRATED PRODUCTS COM 57772K101 560933 15999304 SH SOLE 15201519 MBNA CORP. COM 55262L100 447803 14728708 SH SOLE 13399567 MBO PPTYS INC COM COM 55263L109 3 10022 SH SOLE 10022 MCDATA CORP CL A COM 580031201 6434 766868 SH SOLE 766868 MCDATA CORP. CL B COM 580031102 201 23800 SH SOLE 23800
MEDICIS PHARMACEUTICAL CORP. C COM 584690309 770 15400 SH SOLE 15400 MEDTRONIC INC COM 585055106 604144 13875429 SH SOLE 12970386 MERCK & CO INC COM 589331107 762642 11449329 SH SOLE 10857446 MICROMUSE INC COM 595094103 2366 416500 SH SOLE 416500 MICROSOFT COM 594918104 229495 4484960 SH SOLE 4484840 MICROTUNE INC. COM 59514P109 6766 593500 SH SOLE 593500 MOLECULAR DEVICES CORP. COM 60851C107 628 33700 SH SOLE 33700 MORGAN STANLEY DEAN WITTER & C COM 617446448 418543 9005795 SH SOLE 8399002 NATIONAL CITY CORP. COM 635405103 232 7730 SH SOLE 7730 NETWORK APPLIANCE COM 64120L104 645 94926 SH SOLE 94926 NEW FOCUS INC COM COM 644383101 975 302000 SH SOLE 302000 NEWPORT CORP. COM 651824104 7868 558000 SH SOLE 558000 NEXTEL COMMUNICATIONS INC CLAS COM 338898109 7011 811466 SH SOLE 811466 NORTEL NETWORKS NEW COM 656568102 3728 664483 SH SOLE 664483 NOVELLUS SYS INC. COM 670008101 24878 871080 SH SOLE 871080 ONI SYSTEMS CORP COM COM 68273F103 4863 1206600 SH SOLE 1206600 OPENWAVE SYS INC COM COM 683718100 19635 1540060 SH SOLE 1539860 OTG SOFTWARE INC COM COM 671059103 2908 524000 SH SOLE 524000 PACKETEER INC COM COM 695210104 2711 850000 SH SOLE 850000 PARAMETRIC TECHNOLOGY COM 699173100 428 82400 SH SOLE 82400 PEPSICO INC. COM 713448108 715 14740 SH SOLE 14740 PFIZER INC COM 717081103 742490 18518949 SH SOLE 17455875 PHILIP MORRIS COS. COM 718154107 795 16458 SH SOLE 16458 PMC-SIERRA, INC. COM 69344F106 170690 16413943 SH SOLE 15731923 PROCTER & GAMBLE CO COM 742718109 932 12803 SH SOLE 12803 QIAGEN NV COM N72482107 628 42700 SH SOLE 42700 QLOGIC CORP COM COM 747277101 15928 838300 SH SOLE 838300 REDBACK NETWORKS INC COM 757209101 882 608000 SH SOLE 608000 RESEARCH IN MOTION LTD COM COM 760975102 5001 311000 SH SOLE 311000 RUDOLPH TECHNOLOGIES COM COM 781270103 5881 238500 SH SOLE 238500 SEMTECH COM 816850101 44511 1568390 SH SOLE 1568150 STANFORD MICRODEVICES COM COM 854399102 1734 390500 SH SOLE 390500 STATE STREET BOSTON CORP COM 857473102 437 9600 SH SOLE 9600 STORAGENETWORKS INC COM COM 86211E103 4139 1044908 SH SOLE 1035785 STRATOS LIGHTWAVE INC COM COM 863100103 1718 498000 SH SOLE 498000 SUN MICROSYSTEMS COM 866810104 48115 5818008 SH SOLE 5816692 SYCAMORE NETWORKS COM 871206108 5263 1512205 SH SOLE 1511145
TECHNE CORP COM COM 878377100 762 25900 SH SOLE 25900 TIBCO SOFTWARE INC COM COM 88632Q103 9150 1246600 SH SOLE 1246600 TRANSMETA CORP DEL COM COM 89376R109 588 417210 SH SOLE 417210 TRIQUINT SEMICONDUCTOR COM 89674K103 39356 2461925 SH SOLE 2454745 VERITAS SOFTWARE CO COM COM 923436109 151895 8237208 SH SOLE 8226698 VITESSE SEMICONDUCTOR CORP. COM 928497106 58646 7567343 SH SOLE 7543536 WATERS CORP COM 941848103 1044 29200 SH SOLE 29200 WAYNE BANCORP INC COM 944293109 714 30521 SH SOLE 30521 WORLDCOM INC.- WORLDCOM GROUP COM 98157D106 1625 108049 SH SOLE 108049 XILINX INC. COM 983919101 182009 7735261 SH SOLE 7713055 NORTEL NETWORKS NEW 656568102 1234 219993 SH SOLE 219993
FORM 13F SUMMARY PAGE REPORT SUMMARY QUARTER ENDED 09/30/01 Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 117 Form 13F Information Table Value Total: 11,208,358 (thousand) List of Other Included Mangers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report if filed, other than the manager filing this report. No. 0 Form 13F File Number: N/A Name: N/A -----END PRIVACY-ENHANCED MESSAGE-----