0001209191-23-013996.txt : 20230301 0001209191-23-013996.hdr.sgml : 20230301 20230301122007 ACCESSION NUMBER: 0001209191-23-013996 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230225 FILED AS OF DATE: 20230301 DATE AS OF CHANGE: 20230301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON ALFRED F JR CENTRAL INDEX KEY: 0001223992 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36613 FILM NUMBER: 23691878 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MIDDLEFIELD BANC CORP CENTRAL INDEX KEY: 0000836147 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 341585111 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15985 E HIGH ST STREET 2: P O BOX 35 CITY: MIDDLEFILED STATE: OH ZIP: 44062-9263 BUSINESS PHONE: 4406321666 MAIL ADDRESS: STREET 1: 15985 EAST HIGH STREET STREET 2: P O BOX 35 CITY: MIDDLEFIELD STATE: OH ZIP: 44062-9263 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-25 0 0000836147 MIDDLEFIELD BANC CORP MBCN 0001223992 THOMPSON ALFRED F JR 15985 E. HIGH STREET MIDDLEFIELD OH 44302 0 1 0 0 EVP/Chief Credit Officer Common Stock 2023-02-25 4 A 0 196 29.00 A 1956.795 D Common Stock 2023-02-25 4 F 0 66 29.00 D 1890.795 D Common Stock 326.516 D Conditional Stock Award 24.80 2025-02-23 Common Stock 1713 1713 D Conditional Stock Award 22.50 2024-02-23 Common Stock 453 453 D Acquisition represents the vesting of performance shares granted to the reporting person on February 25, 2020, which vested on the third anniversary of their grant date based upon the Company's total shareholder return. Includes shares acquired under MBCN Dividend Reinvestment Plan. Includes shares held jointly with spouse. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2022. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2021. Alfred F. Thompson, Jr. by Julie E. Shaw Power of Attorney 2023-03-01