0001209191-21-037657.txt : 20210603
0001209191-21-037657.hdr.sgml : 20210603
20210603162505
ACCESSION NUMBER: 0001209191-21-037657
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210524
FILED AS OF DATE: 20210603
DATE AS OF CHANGE: 20210603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANTTILA MICHAEL
CENTRAL INDEX KEY: 0001792684
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36613
FILM NUMBER: 21992803
MAIL ADDRESS:
STREET 1: 15985 EAST HIGH STREET
CITY: MIDDLEFIELD
STATE: OH
ZIP: 44062
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MIDDLEFIELD BANC CORP
CENTRAL INDEX KEY: 0000836147
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 341585111
STATE OF INCORPORATION: OH
BUSINESS ADDRESS:
STREET 1: 15985 E HIGH ST
STREET 2: P O BOX 35
CITY: MIDDLEFILED
STATE: OH
ZIP: 44062-9263
BUSINESS PHONE: 4406321666
MAIL ADDRESS:
STREET 1: 15985 EAST HIGH STREET
STREET 2: P O BOX 35
CITY: MIDDLEFIELD
STATE: OH
ZIP: 44062-9263
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2021-05-24
2021-05-24
0
0000836147
MIDDLEFIELD BANC CORP
MBCN
0001792684
RANTTILA MICHAEL
15985 EAST HIGH STREET
P. O. BOX 10
MIDDLEFIELD
OH
44062
0
1
0
0
Bank Chief Financial Officer
Common Stock
2021-05-24
4
A
0
87
23.83
A
1130.092
D
Common Stock
2021-05-24
4
F
0
22
23.83
D
1108.092
D
Common Stock
2
I
as Custodian for Grandson
Conditional Stock Award
22.50
2024-02-23
Common Stock
1765
1765
D
Conditional Stock Award
26.09
2023-02-25
Common Stock
891
891
D
Conditional Stock Award
21.215
2022-03-01
Common Stock
658
658
D
Acquisition represents the vesting of performance shares granted to the reporting person on May 22, 2018, which vested on the third anniversary of their grant date based upon the Company's total shareholder return.
Includes shares acquired under the MBCN Dividend Reinvestment Plan.
Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2021.
Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 26, 2020.
Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 5, 2019.
This filing corrects a filing of May 24, 2021, which did not account for shares withheld for tax liability.
Michael C. Ranttila
by James R. Heslop, II
Power of Attorney
2021-06-03
EX-24.4A_990007
2
poa.txt
POA DOCUMENT
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
Know all by these presents, that the undersigned's hereby constitutes and
appoints James R. Heslop, II, or Donald L. Stacy, signing singly, the
undersigned's true and lawful attorney-in-fact, with full power and authority as
hereinafter described on behalf of and in the name, place and stead of the
undersigned to:
(1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including
any amendments thereto) with respect to the securities of Middlefield Banc
Corp., an Ohio corporation (the "Company"), with the United States Securities
and Exchange Commission, any national securities exchanges and the Company, as
considered necessary or advisable under Section 16(a) of the Securities Exchange
Act of 1934 and the rules and regulations promulgated thereunder, as amended
from time to time (the "Exchange Act");
(2) seek or obtain, as the undersigned's representative and on the undersigned's
behalf, information on transactions in the Company's securities from any third
party, including brokers, employee benefit plan administrators and trustees, and
the undersigned hereby authorizes any such person to release any such
information to the undersigned and approves and ratifies any such release of
information; and
(3) perform any and all other acts which in the discretion of such
attorney-in-fact are necessary or desirable for and on behalf of the undersigned
in connection with the foregoing.
The undersigned acknowledges that:
(1) this Power of Attorney authorizes, but does not require, such
attorney-in-fact to act in their discretion on information provided to such
attorney-in-fact without independent verification of such information;
(2) any documents prepared and/or executed by such attorney-in-fact on behalf of
the undersigned pursuant to this Power of Attorney will be in such form and will
contain such information and disclosure as such attorney-in-fact, in his or her
discretion, deems necessary or desirable;
(3) neither the Company nor such attorney-in-fact assumes (i) any liability for
the undersigned's responsibility to comply with the requirement of the Exchange
Act, (ii) any liability of the undersigned for any failure to comply with such
requirements, or (iii) any obligation or liability of the undersigned for profit
disgorgement under Section 16(b) of the Exchange Act; and
(4) this Power of Attorney does not relieve the undersigned from responsibility
for compliance with the undersigned's obligations under the Exchange Act,
including without limitation the reporting requirements under Section 16 of the
Exchange Act.
The undersigned hereby gives and grants the foregoing attorney-in-fact full
power and authority to do and perform all and every act and thing whatsoever
requisite, necessary or appropriate to be done in and about the foregoing
matters as fully to all intents and purposes as the undersigned might or could
do if present, hereby ratifying all that such attorney-in-fact of, for and on
behalf of the undersigned, shall lawfully do or cause to be done by virtue of
this Limited Power of Attorney.
This Power of Attorney shall remain in full force and effect until revoked by
the undersigned in a signed writing delivered to such attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 26th day of November, 2019.
/s/ Michael C. Ranttila
Signature
Michael C. Ranttila
Print Name
STATE OF
COUNTY OF
On this ___________ day of ____________, ______________, ________________
personally appeared before me, and acknowledged that s/he executed the foregoing
instrument for the purposes therein contained.
IN WITNESS WHEREOF, I have hereunto set my hand and official seal.
_________________________________
Notary Public
_________________________________
My Commission Expires: