0001193125-14-333438.txt : 20140905 0001193125-14-333438.hdr.sgml : 20140905 20140905133700 ACCESSION NUMBER: 0001193125-14-333438 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20140905 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20140905 DATE AS OF CHANGE: 20140905 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MIDDLEFIELD BANC CORP CENTRAL INDEX KEY: 0000836147 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 341585111 STATE OF INCORPORATION: OH FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36613 FILM NUMBER: 141085334 BUSINESS ADDRESS: STREET 1: 15985 E HIGH ST STREET 2: P O BOX 35 CITY: MIDDLEFILED STATE: OH ZIP: 44062-9263 BUSINESS PHONE: 4406321666 MAIL ADDRESS: STREET 1: 15985 EAST HIGH STREET STREET 2: P O BOX 35 CITY: MIDDLEFIELD STATE: OH ZIP: 44062-9263 8-K 1 d784761d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported): September 5, 2014

 

 

Middlefield Banc Corp.

(Exact name of registrant specified in its charter)

 

 

 

Ohio   000-32561   34-1585111

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

15985 East High Street

Middlefield, Ohio

    44062
(Address of principal executive offices)     (Zip Code)

Registrant’s telephone number, including area code: (440) 632-1666

not applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)

 

 

 


Item 8.01: Other Events

The common stock of Middlefield Banc Corp. has been approved by The NASDAQ Stock Market LLC for listing. Trading on The NASDAQ Capital Market stock exchange will begin at market opening on Wednesday, September 10, 2014, under the ticker symbol “MBCN.”

 

Item 9.01(d) Exhibits

 

99.1 press release

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

      Middlefield Banc Corp.
Date: September 5, 2014      

/s/ James R. Heslop, II

      Executive Vice President and Chief
      Operating Officer


EXHIBIT INDEX

 

EXHIBIT     
NUMBER    DESCRIPTION
99.1    press release
EX-99.1 2 d784761dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

 

LOGO

15985 East High Street

P. O. Box 35

Middlefield, Ohio 44062

Phone: 440/632-1666 FAX: 440/632-1700

www.middlefieldbank.com

PRESS RELEASE

 

Contact: James R. Heslop, 2nd
   Executive Vice President/Chief Operating Officer
   (440) 632-1666 Ext. 3219
   jheslop@middlefieldbank.com

Middlefield Banc Corp. Announces NASDAQ Stock Exchange Listing

MIDDLEFIELD, OHIO, September 5, 2014 ¿¿¿¿ Middlefield Banc Corp., the bank holding company of The Middlefield Banking Company, announced that shares of its common stock will begin trading on the NASDAQ Capital Market stock exchange effective with the opening of trading on September 10, 2014. Shares of the Company’s common stock will trade under the symbol “MBCN”.

“The listing of our common stock on NASDAQ represents another significant milestone in the 113-year history of The Middlefield Banking Company,” said Thomas G. Caldwell, President and Chief Executive Officer. “As we continue to grow and mature as a Company, the NASDAQ listing will enable current and potential shareholders greater liquidity to trade in our stock, price visibility into the value of the Company, and increased exposure of our Company outside of our historical operating markets. Listing our common stock on a national stock exchange is another important step in our strategic plan to position the Company for the future.”

Middlefield Banc Corp., headquartered in Middlefield, Ohio, is a bank holding company with total assets in excess of $672 million. The bank operates 10 full service banking centers and a LPL Financial® brokerage office serving Chardon, Cortland, Dublin, Garrettsville, Mantua, Middlefield, Newbury, Orwell, and Westerville. Additional information is available at www.middlefieldbank.com.

This press release of Middlefield Banc Corp. and the reports Middlefield Banc Corp. files with the Securities and Exchange Commission often contain “forward-looking statements” relating to present or future trends or factors affecting the banking industry and, specifically, the financial operations, markets and products of Middlefield Banc Corp. These forward-looking statements involve certain risks and uncertainties. There are a number of important factors that could cause Middlefield Banc Corp.’s future results to differ materially from historical performance or projected performance. These factors include, but are not limited to: (1) a significant increase in competitive pressures among financial institutions; (2) changes in the interest rate environment that may reduce interest margins; (3) changes in prepayment speeds, charge-offs and loan loss provisions; (4) less favorable than expected general economic conditions; (5) legislative or regulatory changes that may adversely affect businesses in which Middlefield Banc Corp. is engaged; (6) technological issues which may adversely affect Middlefield Banc Corp.’s financial operations or customers; (7) changes in the securities markets; or (8) risk factors mentioned in the reports and registration statements Middlefield Banc Corp. files with the Securities and Exchange Commission. Middlefield Banc Corp. undertakes no obligation to release revisions to these forward-looking statements or to reflect events or circumstances after the date of this press release.

GRAPHIC 3 g784761g95n30.jpg GRAPHIC begin 644 g784761g95n30.jpg M_]C_X``02D9)1@`!`0$`8`!@``#_VP!#``H'!P@'!@H("`@+"@H+#A@0#@T- M#AT5%A$8(Q\E)"(?(B$F*S7J#A(6&AXB)BI*3E)66EYB9FJ*CI*6FIZBIJK*SM+6VM[BYNL+#Q,7& MQ\C)RM+3U-76U]C9VN'BX^3EYN?HZ>KQ\O/T]?;W^/GZ_\0`'P$``P$!`0$! M`0$!`0````````$"`P0%!@<("0H+_\0`M1$``@$"!`0#!`<%!`0``0)W``$" M`Q$$!2$Q!A)!40=A<1,B,H$(%$*1H;'!"2,S4O`58G+1"A8D-.$E\1<8&1HF M)R@I*C4V-S@Y.D-$149'2$E*4U155E=865IC9&5F9VAI:G-T=79W>'EZ@H.$ MA8:'B(F*DI.4E9:7F)F:HJ.DI::GJ*FJLK.TM;:WN+FZPL/$Q<;'R,G*TM/4 MU=;7V-G:XN/DY>;GZ.GJ\O/T]?;W^/GZ_]H`#`,!``(1`Q$`/P#V:BBB@`HH MHH`****`"BBB@`HHHH`****`"BBB@`HHHH`****`"BBB@`HHHH`****`"N8\ M?:O)H^@Q31/MD>ZB`QGD`[B./9:Z>O,OBU>EKG3[`-PJ-,PY[G`]NQK2FKR1 MSXF?)2;/2HI%FB25#E74,#[&GUSG@+4/[0\(69+;G@!A;GIM.!^F*Z.H:L[& ML)<\5+N%%%%(L****`"BBB@`HHHH`****`"BBB@`HHHH`****`"BBB@`HHHH M`****`"BBB@`HHHH`****`"BBB@`HHHH`****`"BBB@`HHHH`****`"O$_B! M?&]\878#;DM]L*\GC`Y_4FO:I'6*-I'(55!+$]@*^>+^Z>^U"XNW.6GE9SSG MJ;F$K04>YW_PEO\`#:AIS'KMG0?^.G_V6O2J\0\!7;VGC&QVAB)B MT3!1G@C^A`->WU-96D:X&?-2MV"BBBL3M"BBB@`HHHH`****`"BBB@`HHHH` M****`"BBB@`HHHH`IO?&VF\NX7Y3]V1>A^HJTDB2KN1@P/<&F7%NEQ&5<9]# M6)(D]C-\K%?0CH:6P'045EV^KCA;AL#5;8EU"3(2&4?I^E9?C#4<+'I\;AZ'1348.@8=",TZLSL"J6IZG!I=MYLOS.W$<8ZN?2 MC5-4@TJU,TQRQX2,=6-5\L=V=I8S236 MJ--M\S'S[>F?:K%1P1"&%4'85)4FRV"BBB@84444`%%%%`!1110`4444`8OB M^^.G>%=0N%;:_DE$.< M45V4%:-SQ,?*]6W8Z_X96)NO%0N"H*6L+/DC."?E'X\G\J]AKS_X366S3;Z^ M91^^E$:G'91SS]6_2O0*PK.\SOP4.6BO,****R.P****`"BBB@`HHHH`**** M`"BBB@`HHHH`****`"BBB@`J.>!)XRCC(-244`<]A0Q+#$J+T`HF^ M@8:#;H M^'+I8;Y%*R`F.6,Y1\=<>_M2BJ>R+J2Q-N>5TCH]$^*&I6LRIJZ+=V_`+HH6 M1??T->CW6O:99Z2NJ3W:+:NH9'SG?GH`.Y]J\`JQ/J%U<65M92REH+7=Y2?W M=QR:4J*;T*I8V<(M2U['9:M\4]2N)"NE6\=I$.CRC>Y_H/UK#_X3GQ/_`-!> M7_OA/\*NZ7\.->U*V%PPALT8947!(8_@`R)J2Q-N>5['0Z#\3=1M)UCUC%Y;$X,BJ%D3GKQP?I7J=K=07MM M'>=K]M:!LK;P9(W9P6/IV.`/TKAZV?%]Y]N\6:C,&W*)C&ISGA? MEX]N*QJV@K12.'$2YJLF=Y9>-X/#'A>RTW3HDNKW87F=ON1LQSCC[QY]>U8L M_C[Q--*T@U(Q`_P1QJ%'YBJ6A^&M4\0RLMA`#&AP\SG:B^V?7V%;EY\+]>MK M=I8I+6Z9?^6<;D,?ID`5%J:>NYMS8F<4XWLNQ3M/B'XEM9=[7RW"Y&4FC4@_ MD`17H7A/QQ:>(R;69!:WP&?++960>JG^E>,NCQNT0QS1,'1QU!'2G*E&2T%2Q=2G+5W1]&4C,%4LQ``&23VJCH>I#6-%M-0 M`"^?&&8#LW0C\\UYKX^\92ZA>2:5IT[)91929D/^N;N,_P!T?K7)&#D['L5: M\:<.?OL=%KWQ-T[3W:#3(_M\RG!?.(A^/\7X<>]<;=_$7Q+=,2EW';+G(6&( M<>V3DUS%:VB^%]8U\YL;4F+O-(=J?GW_``KJ5.$5J>/+$UZLK1?W%C_A.?$_ M_07E_P"^$_PJW:_$CQ+:XWW,5PJYXFB'/XC%7_\`A5&L_P#/]8_F_P#\36?! MX$UFWUZQM;ZR8V\LR[Y8CN0+U.3VX!ZT7ILKEQ47U/7=+N9[S2K6ZN8A#--$ MKO&IR%)&<5;I````.@I:XCW%H@HHHH&%%%%`!1110`4444`(2`,DX`[FJ-QJ ML4>5B'F-Z]JK:C'=&0[F+Q]@!@#\*SZEL"2^U*0PO+.^V-`25'`KA)YY+BY> MX8X=FS]/:MOQ'>8"6:'K\\G]!_6L"M8+2YY>+JWERKH78)Q*,'AAU%.GG2WC MWN?H!U)K.>018?.".F.]0^9+//NN1M)^X.V/:KMJ9^V?+MJ2$O;+^`'85 M*K%3E3BDJQ90&XN54#C--LQC%SE;N=5X6D2W3S)TZ]&%=='(DJ[HV##U%>7HUG9@C,\^\CG.%'^+"NW MMVD:%3*/FQS7E7Q4OA/XA@LU8D6T&6&>`S'/3Z`5M25YHYL9+EHOS.)KM/AI MH*:EK#ZC<)NAL<%`>\AZ?D!G\JXNO:/AYIXL?"-LY7$ET3,_OD\?H!715E:) MY>#IJ=77H=17"?%@K_8-F#C=]JX]<;6S_2N[KS#XM7FZ]T^RQ_JXVE)Q_>.! M_P"@FN:DO?1ZN+=J,CSZNO\`AQH*:MKAO+A`UO8X?!Z-(?N_E@G\JY"O9/AM MIXL_"<4Q7#W;M*Q[D9P/T'ZUU596B>5@Z:G55^FIUE<5\5`/^$6A.!G[6F/^ M^6KM:\U^+=Y\^G6('3?,QQ^`_K^EH,!Y4%N MN?F`.1N./TK@Z[>P`TGX47UR?EEU.;RU(QDKG;C\@WYFNNIJK'CX;2?-V39Q M+.TKM(Y)9R68GN35W1=+EUK6+;3HCM:=\%O[JCDG\`#5&N\^%%FLNL7MXPR8 M(0B\=V///T7]:E:=I]KI5C%96<0CAB&`!W]SZDU:HHKSSZ M-))61Y)\4M.CM?$$-W$H7[9%E\=V4X)_(BN*KN?BM="77K2V!4^1;[B!U!9N M_P"`%<-7?3^!'SV*M[:5CO\`2/$3:3\+96B)6X-P]M$2>[?-D?0$_C7G];FH M-Y/A#1[X;)X;D(#^0K$H@DKL5:;?+%]$C;\(^'SXCUR.U?(MHQYD[ M#^Z.WU/2O<+>WAM+>.WMXEBBC4*B*,!17$_"BT2/0[N\XWS7&P\=`H&/_0C7 M=US5I7E8];!4E"FI=6%%%%8G:%%%%`!1110`4444`%%%%`!1110`A&1@U1U" MWM8[:2YE^01J6)%7ZY;QAJ.!'I\9Z_/+].P_K^5-*[L9U9\D7(XV[,LUQ)._ M)];/30\=0E*[,:WM3*X MED&%'W15N:WCFCV,.!T]J590ORNNWW[5)4'5!1Y;(RV1X'\N0Y_NMZUTN@6# M;1)L)8]*HQ6@NVV,,BNUT5H(84MR`KJ,`^M3*5]#;#T5&3D%OI;O@R\#TK3A MMXH1A%`]ZEHJ3L"O!_%UY]N\5ZC-NW*)C&ISGA?EX]N*]PO[E;/3[BZ;I#$S MGG'09KYX9VD=I')+.2Q)[DUT4%JV>7F,M(Q!$,LBQK]YV"CZGBOHFTMUM+." MV0`+#&J`#T`Q7B'@RR-_XNTZ+;E4E\UNO11N_H*]UHKO5(>71]V4@KQ#Q[>? M;?&-\0V5A*PKQC[HY_7->V32K!!),^=L:ECCT`S7SM82M!1[E4\#-=YXZ_XEOA?0-%#Y M98_-D&0>0N/YL:Y+1+,ZAKEC9@X\V=%/TSD_IFM[XEW@N?%KPJU)MC*?)5\CUGX4 MW"/X>N;&]3%Y;`2*PVRQ,PGMSN`)`Z$5H:=?\`G?NI3B0=/>A%&;X\GD@\ M'WJQ([O,!$`B;OO$9X^F:\7^Q7?_`#Z7'_?IO\*^BJ*VA4Y%:QQ8C"^VES-V M/+?A9IDHUJ[O)HI(_)@"*'4KDL?U^[^M>I445,YU\)Z M@T4;2/)%Y2JJEC\WR]!]:\1^Q7?_`#Z7'_?IO\*^BJ*J%3D5K&.(POMI)MV/ M)_AAIDQ\22W4T$B+;VYVEU*_,Q`_'C->L445,Y%-1 MN,9/D%!QGEOE'\Z\&'`KZ!UVP_M/0KVRQDS0LJ_[V./UQ7S^05)#`AAP0>QK M>ALSSJZI(#L!"]1T52Q_P#0JZGP9XHA\7^'(=6CB\EF9DEB MSG8P/3/?C!_&E*IRS9=+"^UH13=NIY3X6T::_P#$UA!<6Y MJL!#DY6]>YX)D>M.CC>:01Q(TCMT5!DG\!7K'@N^C\1:5J.JZY!H\JPWLD4= MS#``C1I@;LMGCT.>E8#>,-9M-/\`%=WI<6B^1I3Q?9Y+>/\`=$,#NPP^^V-G MH,YJ_;^1BLN=]9%?PY\.=2U.59M41[&TZD-Q*_L!V^IKU>RLK;3[2.TM(EBA MB7:B+T%4H-6AL]*L)-;O;6TNIX4+B658PTFT;@N3SR>U<[K/BV>\\4'P[HFK M:=8O!`9YKRX*RJ6SCR@NXY3V]ORKM],U*/#=EHUQI\VGZI*XDD#[W94R7VD<8P.O7/%*,W%W156C"K&TCR.XMK MBSE,5U!)!(.JR(5/ZU%D>HKUOXA^()M-M[6TTVXTN2\N+B.%K6YC\Z5@S`#" M`].I)/IQS6YJNG:=8Z1=7<6EZ89((6D_?1*J<#)R0I(&`>U;^W\CSGESOI(\ M/M+"\U"7R;*UEN)#QB-"V/KZ5]`:;;?8],M;78$\F%$V@YQ@`8KB-+\>:GCP M_/?:-8P66OR^5#]GN29(SV+*5`(Z=#QG\*[>[U33["6.*\O[:VDE_P!6LTRH M7^@)YK.I4YSKP^&5&^M[EJBJF[GC/;-.GU.P MM;1;RXOK:&V<`K-)*JHP/3#$X.:R.LM45$MU;M:_:UGC:W*>8)58%2N,YSTQ MBN7TOQ1K/B82WGA_3;3^RU9HX;J]G=#<$<$JJJ<+GC)_+M0!UM%8.B^(IIM) MFN_$-O#HTD%U);GS9L1OM.`RLP&0>WKBM"36](A2-Y=4LD65/,C9KA`'7^\. M>1[T`7J*QYO%OA^WOX;*75[1)9X/M$9:90K)D`'=G')/'K@^E:X.1D4`+111 M0!EIHR&]DN)F\QY&W,Q'7T`]`!6F`%``&`.U+102HI;!11104,EB2:)XI%W( MX*L/45EZ3H:::Y^;?CH2.M:]%%R7%-W"BBB@H0@$8(S56;3X93N`V,.A%6Z* M`&1!U0*YW$=_6GT44`%%%%`!1110`4444`%>#>++#^S?%.H6P7:OG%T'^RWS M#^=>\UY=\4]-SKFGW$0&^\3RB.A+`C'_`*%6U%VE8X,K5F+7+".Z>66VFN(=$T:)=)L9K9@)I67 MYIPA[#'WB.`?IGVH*HZ`<^U&!Z"D6>$Z)K4"6OA72M0%V=+BAEO98#"E0PZM:W'@FX2>V:&;5_$2/>)':,PB3=NV`=&8;7Q#XDURUU5F):Z2WBT]8=]W)"&#)'%QMB7NS_3/OLS: M7IMW!\0=3DL+:XBME6WMUVG@P1Y/S#ONVYQW7FO3M3@O9[":/3;J.SNW`$<[ MP^8$YY^7(SQ[U3\-:"OA_2C:M<-=7$TSW%S<,H4S2NU`'C,E]"H\ M,Z8]U#:Z5!I)D$M[;2/']H+,'D1/^6C==N>.<^E:GVR/PSK6GV]A8WX&C^'Y MIH();??()9"6+/C[O8GTZ=Z]HP..!QTHP,YQ0!X99:AICZAX-MXH+FY=[A;[ M4+\1,SW%U@'8&QEMK$9[`?C7I7Q*U>+2/`NIL\ZQ2W,+00@C)=F&,`?3/TZU MU.`,<#CI00#U`-`'C>EV.EVWB?PJ?"]TVIW-O$(]1.6G@A3;DL&;(C.0V`"/ MIZXSZS:ZM;:+=7Z2W=WJ&JK6J,P2W3`SG;G"CU'K7OH`'0`?2C:/ M04`>(ZMH^F[/'OB/[)F&&?[+;0_?7SB`K2%3P3E\@GIN..:OZ?JND0^)X8M< M@EEL].T2"/2;6>W)>FV M-@;9Y-->*&T)'[LF,@)D9''2N>\#^,-`TSP7:V.HWT>GW>F1>3=6]R/+D1EZ M_+U.?;^==_32BDY*@GZ4`>27?B:SOO%IU3Q18F"U31VDTRQG&\3%W(SC'$C+ M@8[`FJVA^#[:77_"6DZKI\7VFUT^6[OD="Q92Q\M&SQP3T]C7LI`/4#BC'.: M`/#[N#0QJ/C6QL[1)[ZYDCL--L@1(X8_>*`_=4-SQPH&.,5['HFGG2M#L=.: M0R&UMTB+DYW%5`S^E4/"GAL>&[&YBDN%NKB[NY+J:81"/