-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AjLZqsZ0ZgatYtOrFLqJq2V5XhQPITCYRzNH9n5jgqjNnnk+SpkWDRPPO2rJv9b4 Ud386tVtQD7bmS0Rw6lHFg== 0000083612-03-000133.txt : 20031002 0000083612-03-000133.hdr.sgml : 20031002 20031002155546 ACCESSION NUMBER: 0000083612-03-000133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RJ REYNOLDS TOBACCO HOLDINGS INC CENTRAL INDEX KEY: 0000083612 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 560950247 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 NORTH MAIN STREET CITY: WINSTON-SALEM STATE: NC ZIP: 27102 BUSINESS PHONE: 336-741-5500 MAIL ADDRESS: STREET 1: 401 NORTH MAIN STREET CITY: WINSTON SALEM STATE: NC ZIP: 27102 FORMER COMPANY: FORMER CONFORMED NAME: RJR NABISCO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REYNOLDS R J INDUSTRIES INC DATE OF NAME CHANGE: 19860501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIVIANO JOSEPH P CENTRAL INDEX KEY: 0001049376 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06388 FILM NUMBER: 03924367 BUSINESS ADDRESS: STREET 1: 1301 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122585600 MAIL ADDRESS: STREET 1: 4351 GULF SHORE BLVD. N STREET 2: APT. 17N CITY: NAPLES STATE: FL ZIP: 34103 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-09-30 0000083612 RJ REYNOLDS TOBACCO HOLDINGS INC RJR 0001049376 VIVIANO JOSEPH P 401 NORTH MAIN STREET WINSTON-SALEM NC 27102 1000Phantom Stock Units02003-09-304A0271.240A1988-08-081988-08-08< underlyingSecurityTitle>Common Stock271.249821.79DPhantom Stock Units02003-09-304A0460.4336.8676A1988-08-081988-08-08Common Stock460.437428.16DOne Unit represents one share of Common Stock.Under the Equity Incentive Award Plan for Directors, directors of the Issuer are awarded Units on a quarterly and annual basis. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units.On earlier of 1/1/09 or 1/1 following termination of service.Includes 219.85 additional Units paid as dividends paid on 10/1/03.Director has deferred certain of his cash compensation into Units under the Deferred Compensation Plan for Directors. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units. 1293.74 Units are exercisable on 1/1 following termination of service; 3284.07 Units are exercisable on the earlier of 1/1/06 or 1/1 following termination of service; 1384.93 Units are exercisable on 1/1/09; and 1465.42 Units are exercisable on the earlier of 1/1/09 or 1/1 following termination of service. Include s 160.39 Units paid as dividends on 10/1/03. /s/McDara P. Folan, III, Attorney-in-Fact2003-10-02 -----END PRIVACY-ENHANCED MESSAGE-----