-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HftMSb+wxtQuk+aWJ3RuIyUpGePtWi6n7DpO91Mtq28e+r2JMcK2pjIPBvodxyzN xYHPOrIOnzwNqbYtck0vLg== 0001209191-07-046805.txt : 20070808 0001209191-07-046805.hdr.sgml : 20070808 20070808164621 ACCESSION NUMBER: 0001209191-07-046805 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070806 FILED AS OF DATE: 20070808 DATE AS OF CHANGE: 20070808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN STANDARD COMPANIES INC CENTRAL INDEX KEY: 0000836102 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 133465896 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CENTENNIAL AVENUE STREET 2: P O BOX 6820 CITY: PISCATAWAY STATE: NJ ZIP: 08855-6820 BUSINESS PHONE: 7329806000 MAIL ADDRESS: STREET 1: ONE CENTENNIAL AVENUE STREET 2: P O BOX 6820 CITY: PISCATAWAY STATE: NJ ZIP: 08855-6820 FORMER COMPANY: FORMER CONFORMED NAME: ASI HOLDING CORP DATE OF NAME CHANGE: 19941114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POSES FREDERIC M CENTRAL INDEX KEY: 0001145441 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11415 FILM NUMBER: 071036224 BUSINESS ADDRESS: STREET 1: AMERICAN STANDARD COMPANIES INC. STREET 2: ONE CENTENNIAL AVENUE CITY: PISCATAWAY STATE: NJ ZIP: 08853 MAIL ADDRESS: STREET 1: AMERICAN STANDARD COMPANIES INC. STREET 2: ONE CENTENNIAL AVENUE CITY: PISCATAWAY STATE: NJ ZIP: 08855 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-08-06 0 0000836102 AMERICAN STANDARD COMPANIES INC ASD 0001145441 POSES FREDERIC M C/O AMERICAN STANDARD COMPANIES INC. ONE CENTENNIAL AVENUE PISCATAWAY NJ 08855 1 1 0 0 Chairman & CEO Common Stock, $.01 par value 2007-08-06 4 M 0 10800 9.05 A 244991 D Common Stock, $.01 par value 2007-08-06 4 M 0 89200 9.05 A 334191 D Common Stock, $.01 par value 2007-08-06 4 S 0 9300 37.12 D 324891 D Common Stock, $.01 par value 2007-08-06 4 S 0 400 37.13 D 324491 D Common Stock, $.01 par value 2007-08-06 4 S 0 500 37.14 D 323991 D Common Stock, $.01 par value 2007-08-06 4 S 0 100 37.15 D 323891 D Common Stock, $.01 par value 2007-08-06 4 S 0 300 37.18 D 323591 D Common Stock, $.01 par value 2007-08-06 4 S 0 100 37.24 D 323491 D Common Stock, $.01 par value 2007-08-06 4 S 0 400 37.25 D 323091 D Common Stock, $.01 par value 2007-08-06 4 S 0 500 37.26 D 322591 D Common Stock, $.01 par value 2007-08-06 4 S 0 14600 37.265 D 307991 D Common Stock, $.01 par value 2007-08-06 4 S 0 800 37.27 D 307191 D Common Stock, $.01 par value 2007-08-06 4 S 0 5900 37.28 D 301291 D Common Stock, $.01 par value 2007-08-06 4 S 0 8900 37.285 D 292391 D Common Stock, $.01 par value 2007-08-06 4 S 0 21300 37.29 D 271091 D Common Stock, $.01 par value 2007-08-06 4 S 0 3200 37.295 D 267891 D Common Stock, $.01 par value 2007-08-06 4 S 0 100 37.30 D 267791 D Common Stock, $.01 par value 2007-08-06 4 S 0 3600 37.31 D 264191 D Common Stock, $.01 par value 2007-08-06 4 S 0 3400 37.32 D 260791 D Common Stock, $.01 par value 2007-08-06 4 S 0 500 37.33 D 260291 D Common Stock, $.01 par value 2007-08-06 4 S 0 100 37.34 D 260191 D Common Stock, $.01 par value 2007-08-06 4 S 0 100 37.35 D 260091 D Common Stock, $.01 par value 2007-08-06 4 S 0 600 37.37 D 259491 D Common Stock, $.01 par value 2007-08-06 4 S 0 100 37.38 D 259391 D Common Stock, $.01 par value 2007-08-06 4 S 0 400 37.39 D 258991 D Common Stock, $.01 par value 2007-08-06 4 S 0 2900 37.49 D 256091 D Common Stock, $.01 par value 2007-08-06 4 S 0 2700 37.50 D 253391 D Common Stock, $.01 par value 2007-08-06 4 S 0 1300 37.51 D 252091 D Common Stock, $.01 par value 2007-08-06 4 S 0 3700 37.53 D 248391 D Exercise of Stock Option 9.05 2007-08-06 4 M 0 10800 0.00 D 2000-10-06 2009-10-06 Common Stock, $.01 par value 10800 965755 D Exercise of Stock Option 9.05 2007-08-06 4 M 0 89200 0.00 D 2000-10-06 2009-10-06 Common Stock, $.01 par value 89200 876555 D Transaction executed pursuant to a Rule 10b5-1 Plan. Stock option exercise price reflects an adjustment exempt pursuant to Rule 16a-9, pursuant to the terms of the 2002 Omnibus Incentive Plan to account for the dividend of shares of WABCO Holdings Inc. (effective July 31, 2007) to the company's shareholders in connection with the spinoff of the company's vehicle control systems business. Original grant of 3,000,000 options became exercisable in three equal installments beginning October 6, 2000. Under the terms of the grant, these options will expire upon the earlier of October 6, 2009 or 90 days after the date of Mr. Poses? retirement. Issued in connection with employment. First of two Forms filed today reporting a transaction on August 6, 2007. In prior Form 4 filings, reports permitted aggregating trades on the same date at multiple prices using a weighted average sale price. Pursuant to recent SEC guidance, each trade at a particular sale price must now be identified separately. Transactions on this Form are pursuant to a Rule 10b5-1 Trading Plan. Frederic M. Poses (By M. Cresitello by Power of Attorney) 2007-08-08 -----END PRIVACY-ENHANCED MESSAGE-----