FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
AMERICAN STANDARD COMPANIES INC [ ASD ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/03/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, $.01 par value(1) | 11/03/2004 | M | 5,001 | A | $18.86 | 5,001 | D | |||
Common Stock, $.01 Par Value(1) | 11/03/2004 | M | 5,001 | A | $19.9 | 10,002 | D | |||
Common Stock, $.01 par value | 11/03/2004 | S | 5,001 | D | $38.2 | 5,001 | D | |||
Common Stock, $.01 par value | 11/03/2004 | S | 300 | D | $38.23 | 4,701 | D | |||
Common Stock, $.01 par value | 11/03/2004 | S | 3,000 | D | $38.22 | 1,701 | D | |||
Common Stock, $.01 par value | 11/03/2004 | S | 700 | D | $38.33 | 1,001 | D | |||
Common Stock, $.01 par value | 11/03/2004 | S | 1,001 | D | $38.35 | 0 | D | |||
Common Stock, $.01 par value | 1,487.35 | I | DCP(2) | |||||||
Common Stock, $.01 par value | 11,307 | I | By Trust(3) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Exercise of Option(1) | $18.86 | 11/03/2004 | M | 5,001 | 03/01/2002(4) | 03/01/2011 | Common Stock, $.01 par value | 5,001 | $0.00(5) | 0 | D | ||||
Exercise of Options(1) | $19.9 | 11/03/2004 | M | 5,001 | 02/07/2003(6) | 02/07/2012 | Common Stock, $.01 par value | 5,001 | $0.00(5) | 5,001 | D |
Explanation of Responses: |
1. Shares reflect a three-for-one stock split effective May 27, 2004, exempt pursuant to Rule 16a-9. |
2. Represents shares held under the Company's Deferred Compensation Plan. |
3. Represents shares of stock awarded to Directors' Compensation Plan as to which Director exercises voting rights, but not right to dispose until directorship terminates. |
4. Original grant of 15,000 options became exercisable in three equal installments beginning March 1, 2002. |
5. Issued in connection with director services. |
6. Original grant of 15,000 options becam exercisable in three equal installments beginning February 7, 2003. |
Remarks: |
/s/ Edward E. Hagenlocker (By M. Cresitello by Power of Attorney) | 11/04/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |