-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SFaF0rM3Uz6Sb7JIj2jtLUrPL+tcHqa1MLFS0vrYN4z4S0mw9i1uejWU02OTIBkP 72+TmZCcxn06tLRhmudEpA== 0000950123-02-007638.txt : 20020809 0000950123-02-007638.hdr.sgml : 20020809 20020809142924 ACCESSION NUMBER: 0000950123-02-007638 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020809 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN STANDARD COMPANIES INC CENTRAL INDEX KEY: 0000836102 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 133465896 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11415 FILM NUMBER: 02724518 BUSINESS ADDRESS: STREET 1: ONE CENTENNIAL AVENUE STREET 2: P O BOX 6820 CITY: PISCATAWAY STATE: NJ ZIP: 08855-6820 BUSINESS PHONE: 7329806000 MAIL ADDRESS: STREET 1: ONE CENTENNIAL AVENUE STREET 2: P O BOX 6820 CITY: PISCATAWAY STATE: NJ ZIP: 08855-6820 FORMER COMPANY: FORMER CONFORMED NAME: ASI HOLDING CORP DATE OF NAME CHANGE: 19941114 8-K 1 y62763e8vk.htm AMERICAN STANDARD COMPANIES INC AMERICAN STANDARD COMPANIES INC
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549




FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): August 9, 2002


AMERICAN STANDARD COMPANIES INC.
(Exact name of registrant as specified in its charter)


         
Delaware   1-11415   13-3465896

 
 
(State or other jurisdiction of
incorporation or organization)
  (Commission File No.)   (I.R.S. Employer
Identification No.)
 

One Centennial Avenue, P.O. Box 6820, Piscataway, NJ   08855-6820

 
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code:     (732) 980-6000

 


ITEM 9.     REGULATION FD DISCLOSURE
ITEM 7.     EXHIBITS
SIGNATURES
EXHIBIT INDEX
EX-99.1: STATEMENT OF PRINCIPAL EXECUTIVE OFFICER
EX-99.2: STATEMENT OF PRINCIPAL FINANCIAL OFFICER


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ITEM 9.    REGULATION FD DISCLOSURE

                   On August 9, 2002, Frederic M. Poses, principal executive officer, and G. Peter D’Aloia, principal financial officer, of American Standard Companies Inc. submitted sworn statements to the Securities and Exchange Commission, pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934 (Order No. 4-460) issued June 27, 2002.

                   A copy of the statements are attached as Exhibit 99.1 and Exhibit 99.2.

Limitation on Incorporation by Reference

                   In accordance with general instruction B.2 of Form 8-K, the information in this report and the attached exhibits is furnished pursuant to Item 9 and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities of that section.

ITEM 7.     EXHIBITS

99.1        Statement Under Oath of Principal Executive Officer dated August 9, 2002.
 
99.2        Statement Under Oath of Principal Financial Officer dated August 9, 2002.

SIGNATURES

                    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

         
    AMERICAN STANDARD COMPANIES INC.
         
    By:   /s/ RICHARD S. PARADISE
     
    Name:     Richard S. Paradise
    Title:     Vice President and Controller
DATE: August 9, 2002        


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EXHIBIT INDEX

     
Exhibit    
Number                        Description
     
99.1   Statement Under Oath of Principal Executive Officer dated August 9, 2002.
99.2   Statement Under Oath of Principal Financial Officer dated August 9, 2002.

  EX-99.1 3 y62763exv99w1.htm EX-99.1: STATEMENT OF PRINCIPAL EXECUTIVE OFFICER EX-99.1: STATEMENT OF PRINCIPAL EXECUTIVE OFFICER

 

Exhibit 99.1

Statement under Oath of Principal Executive Officer
Regarding Facts and Circumstances Relating
To Exchange Act Filings of
American Standard Companies Inc.

         I, Frederic M. Poses, state and attest that:

  (1)   To the best of my knowledge, based upon a review of the covered reports of American Standard Companies Inc., and, except as corrected or supplemented in a subsequent covered report:

    No covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
 
    No covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

  (2)   I have reviewed the contents of this statement with the American Standard Companies Inc. audit committee.
 
  (3)   In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:

    The Annual Report on Form 10-K for the year ended December 31, 2001 of American Standard Companies Inc.;
 
    All reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of American Standard Companies Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and
 
    Any amendments to any of the foregoing.

     
/s/ Frederic M. Poses
Frederic M. Poses
August 9, 2002
  Subscribed and sworn to
before me this 9th day of
August, 2002.
    /s/ Mary Jane Mahoney
   
    Mary Jane Mahoney
Notary Public of New Jersey
    My Commission Expires August 8, 2004

EX-99.2 4 y62763exv99w2.htm EX-99.2: STATEMENT OF PRINCIPAL FINANCIAL OFFICER EX-99.2: STATEMENT OF PRINCIPAL FINANCIAL OFFICER

 

Exhibit 99.2

Statement under Oath of Principal Financial Officer
Regarding Facts and Circumstances Relating
To Exchange Act Filings of
American Standard Companies Inc.

         I, G. Peter D’Aloia, state and attest that:

  (1)   To the best of my knowledge, based upon a review of the covered reports of American Standard Companies Inc., and, except as corrected or supplemented in a subsequent covered report:

    No covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
 
    No covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

  (2)   I have reviewed the contents of this statement with the American Standard Companies Inc. audit committee.
 
  (3)   In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:

    The Annual Report on Form 10-K for the year ended December 31, 2001 of American Standard Companies Inc.;
 
    All reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of American Standard Companies Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and
 
    Any amendments to any of the foregoing.

     
/s/ G. Peter D’Aloia
G. Peter D’Aloia
August 9, 2002
  Subscribed and sworn to
before me this 9th day of
August, 2002.
    /s/ Mary Jane Mahoney
   
    Mary Jane Mahoney
Notary Public of New Jersey
    My Commission Expires August 8, 2004

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