-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KUa8tJiA9tvnfT+c1HUhKnJkoQg+WQKxbvPKqCPHc1uWC+GdAatzucQk/LmzD421 73D4YiCbBYg+bveOMoem1w== 0000835951-98-000005.txt : 19980714 0000835951-98-000005.hdr.sgml : 19980714 ACCESSION NUMBER: 0000835951-98-000005 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980630 FILED AS OF DATE: 19980713 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ATI NETWORKS INC /CO/ CENTRAL INDEX KEY: 0000835951 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 841089801 STATE OF INCORPORATION: CO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 033-22832-D FILM NUMBER: 98664851 BUSINESS ADDRESS: STREET 1: 460 CEDAR STREET CITY: FOND DU LAC STATE: WI ZIP: 54935 MAIL ADDRESS: STREET 1: 460 CEDAR STREET CITY: FOND DU LAC STATE: WI ZIP: 54935 FORMER COMPANY: FORMER CONFORMED NAME: WATERFORD INTERNATIONAL INC DATE OF NAME CHANGE: 19980710 COMPANY DATA: COMPANY CONFORMED NAME: THATCHER MARK T ESQ /FA CENTRAL INDEX KEY: 0001039791 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] OWNER STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 460 MAIN CITY: LEWISTON STATE: ME ZIP: 04240 BUSINESS PHONE: 207-784-9185 5 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16 Form 4 or Form 5 obligations may continue. See Instructions 1(b) 1. Name and Address of Reporting Person OSHKOSH TRUCK CORP. 2307 Oregon Street Oshkosh, WI 54935 US 2. Issuer Name and Ticker or Trading Symbol ATI NETWORKS, INC. 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year July 1, 1998 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director (X) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 10% Owner 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
__________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned __________________________________________________________________________________________________________________________________ 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of | |7.Nature of Indirect | Transaction | or Disposed of (D) | Securities |6.Dir | Beneficial Ownership | | | | Beneficially |ect | | | | | | | | Owned at End |(D)or | | | | | | A/| | of Issuer's |Indir | | Date |Code|V| Amount | D | Price | Fiscal Year |ect(I)| __________________________________________________________________________________________________________________________________ COMMON STOCK (voting) |07/1/ |D | |600,000*** |A |$5.00 |600,000 |D |N/A |98 | | | | | | | | - ---------------------------------------------------------------------------------------------------------------------------------- __________________________________________________________________________________________________________________________________ __________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned ___________________________________________________________________________________________________________________________________ 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | |Deriva- | | | |Date |Expir| | |ficially |Ind| |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | |rity |Date |Code|V| Amount | |ble | | | |Year |(I)| ___________________________________________________________________________________________________________________________________ Explanation of Responses *** These shares were acquired in a transaction of equity swap or instrument with similar characteristics at a price of $5.00 per share. - ----------------------------- SIGNATURE OF REPORTING PERSON /s/ OSHKOSH TRUCK CORP. DATE JULY 1, 1998 -----END PRIVACY-ENHANCED MESSAGE-----