0000921895-19-002367.txt : 20190905 0000921895-19-002367.hdr.sgml : 20190905 20190905163712 ACCESSION NUMBER: 0000921895-19-002367 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190903 FILED AS OF DATE: 20190905 DATE AS OF CHANGE: 20190905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Velan Capital, L.P. CENTRAL INDEX KEY: 0001785731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23143 FILM NUMBER: 191077564 BUSINESS ADDRESS: STREET 1: 5348 VEGAS DR, UNIT 733 CITY: LAS VEGAS STATE: NV ZIP: 89108 BUSINESS PHONE: 678-580-2769 MAIL ADDRESS: STREET 1: 1055 POWERS PLACE, SUITE B CITY: ALPHARETTA STATE: GA ZIP: 30009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altiva Management Inc. CENTRAL INDEX KEY: 0001772491 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23143 FILM NUMBER: 191077565 BUSINESS ADDRESS: STREET 1: 5348 VEGAS DR., UNIT 733 CITY: LAS VEGAS STATE: NV ZIP: 89108 BUSINESS PHONE: 404-664-3629 MAIL ADDRESS: STREET 1: 1055B POWERS PLACE STREET 2: SUITE 810 CITY: ALPHARETTA STATE: GA ZIP: 30009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VENKATARAMAN BALAJI CENTRAL INDEX KEY: 0001114916 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23143 FILM NUMBER: 191077566 MAIL ADDRESS: STREET 1: FIRST HORIZON PHARMACEUTICAL CORP STREET 2: 660 HEMBREE PKWY STE 106 CITY: ROSWELL STATE: GA ZIP: 30076 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROGENICS PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000835887 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133379479 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WORLD TRADE CENTER STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 646-975-2500 MAIL ADDRESS: STREET 1: ONE WORLD TRADE CENTER STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 4 1 form412274002_09052019.xml OWNERSHIP DOCUMENT X0306 4 2019-09-03 0 0000835887 PROGENICS PHARMACEUTICALS INC PGNX 0001785731 Velan Capital, L.P. 1055 POWERS PLACE, SUITE B ALPHARETTA GA 30009 0 0 1 1 See Explanation of Responses 0001772491 Altiva Management Inc. 1055B POWERS PLACE ALPHARETTA GA 30009 0 0 1 1 See Explanation of Responses 0001114916 VENKATARAMAN BALAJI 1055B POWERS PLACE ALPHARETTA GA 30009 0 0 1 1 See Explanation of Responses Common Stock, $0.0013 par value 2019-09-03 4 P 0 277424 4.3937 A 7696096 D Common Stock, $0.0013 par value 2019-09-04 4 P 0 243614 4.5093 A 7939710 D This Form 4 is filed jointly by Velan Capital, L.P. ("Velan Capital"), Altiva Management Inc. ("Altiva"), and Balaji Venkataraman (collectively, the "Reporting Persons"). The Reporting Persons may be deemed to be members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 1(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, the Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Securities owned directly by Velan Capital. Each of Altiva, as the general partner of Velan Capital, and Mr. Venkataraman, as the sole shareholder of Altiva, may be deemed to beneficially own the securities owned directly by Velan Capital. Velan Capital, L.P.; By: Altiva Management Inc., its general partner; By: /s/ Stephanie P. Cooper, President and Secretary 2019-09-05 Altiva Management Inc.; By: /s/ Stephanie P. Cooper, President and Secretary 2019-09-05 /s/ Balaji Venkataraman 2019-09-05