-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mn07vyDLFxdYvfpRe8ufb1/3ANu3EiQ7Hs9W0pEW6CFgf/b8Vhb4JeAmeyYwQdkQ /PayXpFewqC4g74I0P1Zhw== 0001222402-07-000117.txt : 20071211 0001222402-07-000117.hdr.sgml : 20071211 20071211175818 ACCESSION NUMBER: 0001222402-07-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071207 FILED AS OF DATE: 20071211 DATE AS OF CHANGE: 20071211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARFIELD JON E CENTRAL INDEX KEY: 0001181676 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16393 FILM NUMBER: 071299945 MAIL ADDRESS: STREET 1: 1255 COTTINGHAM RO HOME CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BMC SOFTWARE INC CENTRAL INDEX KEY: 0000835729 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742126120 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2101 CITYWEST BLVD CITY: HOUSTON STATE: TX ZIP: 77042-2827 BUSINESS PHONE: 7139188800 MAIL ADDRESS: STREET 1: 2101 CITYWEST BLVD CITY: HOUSTON STATE: TX ZIP: 77042-2827 4 1 bar426.xml X0202 4 2007-12-07 0 0000835729 BMC SOFTWARE INC BMC 0001181676 BARFIELD JON E 2101 CITYWEST BLVD. HOUSTON TX 770422827 1 0 0 0 Common Stock 2007-12-07 4 M 0 40000 17.2350 A 45697 D Common Stock 2007-12-07 4 M 0 30000 13.9800 A 75697 D Common Stock 2007-12-07 4 M 0 30000 14.7300 A 105697 D Common Stock 2007-12-07 4 M 0 30000 14.9750 A 135697 D Common Stock 2007-12-07 4 M 0 30000 20.5650 A 165697 D Common Stock 2007-12-07 4 M 0 30000 26.1250 A 195697 D Common Stock 2007-12-07 4 S 0 190000 34.8096 D 5697 D NE Director Stock Option (right to buy) 20.5650 2007-12-07 4 M 0 30000 0 D 2006-08-23 2015-08-23 Common Stock 30000 0 D Nonemployee Director Stock Option (right to buy) 17.2350 2007-12-07 4 M 0 40000 0 D 2011-08-27 Common Stock 40000 0 D Nonemployee Director Stock Option (right to buy) 13.9800 2007-12-07 4 M 0 30000 0 D 2012-08-29 Common Stock 30000 0 D Nonemployee Director Stock Option (right to buy) 14.7300 2007-12-07 4 M 0 30000 0 D 2004-08-21 2013-08-21 Common Stock 30000 0 D Nonemployee Director Stock Option (right to buy) 14.9750 2007-12-07 4 M 0 30000 0 D 2005-08-24 2014-08-24 Common Stock 30000 0 D Nonemployee Director Stock Option (right to buy) 26.1250 2007-12-07 4 M 0 30000 0 D 2016-08-22 Common Stock 30000 0 D Stock option grant under BMC Software, Inc. 1994 Employee Incentive Plan. Automatic grant of stock option under BMC Software, Inc. 1994 Nonemployee Directors Stock Option Plan, a 16b-3 plan. Grant of stock option under BMC Software, Inc. 2002 Nonemployee Director Stock Option Plan, a 16b-3 Plan. Option becomes exercisable in increments of 6.25% at the end of each three month period following grant date. Option grant vests 25% per year. Stock option grant under BMC Software, Inc. 2002 Nonemployee Director Stock Option Plan, a 16b-3 Plan. The date exercisable was previously reported as 08/24/2004. Such options shall vest fully after one year provided that if the subsequent annual meeting of stockholders is held prior to the one year anniversary of the 2006 Annual Meeting such options shall vest on the date of such meeting. By: Christopher C. Chaffin, Attorney-in-Fact for 2007-12-10 -----END PRIVACY-ENHANCED MESSAGE-----