0001127602-13-020238.txt : 20130612
0001127602-13-020238.hdr.sgml : 20130612
20130612193406
ACCESSION NUMBER: 0001127602-13-020238
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130610
FILED AS OF DATE: 20130612
DATE AS OF CHANGE: 20130612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BMC SOFTWARE INC
CENTRAL INDEX KEY: 0000835729
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 742126120
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2101 CITYWEST BLVD
CITY: HOUSTON
STATE: TX
ZIP: 77042-2827
BUSINESS PHONE: 7139188800
MAIL ADDRESS:
STREET 1: 2101 CITYWEST BLVD
CITY: HOUSTON
STATE: TX
ZIP: 77042-2827
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goddard David Stephen Jr
CENTRAL INDEX KEY: 0001449039
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16393
FILM NUMBER: 13909899
MAIL ADDRESS:
STREET 1: 2101 CITYWEST BLVD.
CITY: HOUSTON
STATE: TX
ZIP: 77042
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-06-10
0000835729
BMC SOFTWARE INC
BMC
0001449039
Goddard David Stephen Jr
2101 CITYWEST BLVD.
HOUSTON
TX
77042
1
Senior VP, Business Operations
Common Stock
2013-06-10
4
M
0
934
45.20
A
95559
D
Common Stock
2013-06-10
4
F
0
392
45.20
D
95167
D
Common Stock
2013-06-11
4
S
0
4825
45.15
D
90342
D
Performance-based Market Stock Units
2013-06-10
4
D
0
3314
0
D
Common Stock
3314
5182
D
Performance-based Market Stock Units
2013-06-10
4
M
0
934
0
D
Common Stock
934
4248
D
Due to vesting of Performance-based Market Stock Unit ("MSU") awarded 6/6/2011, shares were withheld for payment of required tax withholding obligation pursuant to an exempt (under Rule 16b-3(e)) disposition to the Company.
The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2012.
Each performance-based market stock unit (MSU) represents the right to receive, following vesting, up to 150% of one share of BMC common stock. The actual number of shares of BMC common stock acquired upon vesting of the performance-based MSUs can range from 0% to 150% of the number of MSUs awarded and is contingent upon the achievement of pre-established performance metrics, as approved by BMC's Compensation Committee. One half of the performance-based MSUs are subject to vesting two years after the award date, and one half are subject to vesting three years after the award date.
Unless earlier forfeited under the terms of the performance-based MSU award agreement, each performance-based MSU converts into up to 150% of one share of BMC common stock based upon performance vesting. One half of the performance-based MSUs will vest based upon performance over a two year period ending two years after the award date, and one half of the performance-based MSUs will vest based upon performance over a three year period ending three years after the award date.
Christopher C. Chaffin, Attorney-in-Fact for David Stephen Goddard, Jr.
2013-06-12