-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T7vWNyd/P+u+M2qrFjKBfORcc219BQiCO90hvMsXz8abRlB+K11OFbCfd6WAq4MU 8rw/ytBWnYtjDAgu3bigBw== 0000835412-00-000027.txt : 20001211 0000835412-00-000027.hdr.sgml : 20001211 ACCESSION NUMBER: 0000835412-00-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001130 FILED AS OF DATE: 20001208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TMS INC /OK/ CENTRAL INDEX KEY: 0000835412 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911098155 STATE OF INCORPORATION: OK FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 033-22780-NY FILM NUMBER: 786016 BUSINESS ADDRESS: STREET 1: 206 WEST SIXTH AVENUE STREET 2: P O BOX 1358 CITY: STILLWATER STATE: OK ZIP: 74076 BUSINESS PHONE: 4053770880 MAIL ADDRESS: STREET 1: 206 W. 6TH AVE. , P.O. BOX 1358 CITY: STILLWATER STATE: OK ZIP: 74076-1358 FORMER COMPANY: FORMER CONFORMED NAME: TMS INC DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: ALLEN DANA CENTRAL INDEX KEY: 0001109349 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 63 PELICAN LANE CITY: REDWOOD STATE: CA ZIP: 94065 BUSINESS PHONE: 4053770880 MAIL ADDRESS: STREET 1: POST OFFICE BOX 1358 CITY: STILLWATER STATE: OK ZIP: 74076-1358 4 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP (X) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Allen, Dana R. 63 Pelican Lane Redwood City, CA 94065 USA 2. Issuer Name and Ticker or Trading Symbol TMS, Inc./TMSS 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year November 2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner ( ) Officer (give title below) (X) Other (specify below) > 5% owner 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
_______________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially owned ______________________________________________________________________________________________________________________ 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect |Transaction |Transaction |or Disposed of (D) |Securities |ect |Beneficial Ownership |Date |Code | |Beneficially |(D)or | | | | | |(A)|/ | |Owned at |Indir | | |Code |V |Amount |(D) |Price |End of Month |ect(I) | | ______________________________________________________________________________________________________________________ Common Stock, $.05 par value |11/30/00 |S | |832,450 |D |.25 |0 |D | | - ----------------------------------------------------------------------------------------------------------------------- ______________________________________________________________________________________________________________________ ______________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned ______________________________________________________________________________________________________________________ 1.Title of |2.Con- |3. |4. |5.Number |6.Date |7.Title |8.Price |9.Number |10. |11.Nature Derivative |of De |Exer |and Amount of Security |version |Transaction |Transaction |rivative |cisable and | of |of Deri |of Deriva |Dir |Indirect |Secu |Underlying |or Exer |Date | | |rities |Expiration |Securities |vative |tive |ect |Beneficial |Acqui |cise | | | | red(A) |Date(Month/ | |Secu |Securities |(D)| |or Dis |Owner |ship |Price | | | |posed |Day/Year) | |rity |Benefi |or |of |of(D) |Deriva- |(Month/ | | | |Date |Expi |Title |Amount |ficially |Ind rat- |or |tive |Day/ | | | (A)|/ |Exer- |ion | |Number |Owned at |ire |Secu- |Year) | | | (D) |cisa- |Date | |of |End of |ct |Shares |rity | |Code |V | |ble | | | |Month |(I) ________________________________________________________________________________________________________________________ Common | | | | | | | | | | |0 | | Stock | | | | | | | | | | | | | - -------------------------------------------------------------------------------------------------------------------------- | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - - ------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: SIGNATURE OF REPORTING PERSON /s/ Dana R. Allen November 30, 2000
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