0001144204-14-041666.txt : 20140707 0001144204-14-041666.hdr.sgml : 20140707 20140707125622 ACCESSION NUMBER: 0001144204-14-041666 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20140707 FILED AS OF DATE: 20140707 DATE AS OF CHANGE: 20140707 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIAGEO PLC CENTRAL INDEX KEY: 0000835403 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-10691 FILM NUMBER: 14962589 BUSINESS ADDRESS: STREET 1: LAKESIDE DRIVE STREET 2: PARK ROYAL CITY: LONDON STATE: X0 ZIP: NW10 7HQ BUSINESS PHONE: 442089786000 MAIL ADDRESS: STREET 1: LAKESIDE DRIVE STREET 2: PARK ROYAL CITY: LONDON STATE: X0 ZIP: NW10 7HQ FORMER COMPANY: FORMER CONFORMED NAME: GRAND METROPOLITAN PUBLIC LIMITED CO DATE OF NAME CHANGE: 19971218 6-K 1 v383317_6k.htm FORM 6-K

List identifying information required to be furnished

by Diageo plc pursuant to Rule 13a-16 or 15d-16 of

The Securities Exchange Act 1934

1 – 30 June 2014

 

 

Information Required by/when

 

Public Announcements/Press The Stock Exchange, London

 

 

Announcement

Company notified of transactions in respect of the Diageo Share Incentive Plan and Ms Mahlan and persons discharging managerial responsibility (‘PDMRs’) inform the Company of their interests therein.

Dr Humer and Mr Ho inform the Company of their beneficial interests. (10 June 2014)

 

 

Announcement

Company announces total voting rights for April 2014.

(30 June 2014)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 OF THE

SECURITIES EXCHANGE ACT OF 1934

 

For the month of June 2014

 

Commission File Number: 001-10691

 

DIAGEO plc

(Translation of registrant’s name into English)

 


Lakeside Drive, Park Royal, London NW10 7HQ

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

 

Form 20-F .......X..... Form 40-F ..........

 

Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ..................

 

Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ..................

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.

 

  Diageo plc
  (Registrant)
   
 Date: 7 July 2014 By:  /s/ V Cooper
    Name: V Cooper
Title: Senior Company Secretarial Assistant

  

 

EX-99.1 2 v383317_ex99-1.htm EXHIBIT 99.1

Company Diageo PLC  
TIDM DGE
Headline Director/PDMR Shareholding
Released 16:06 10-Jun-2014
Number 41604-B448

 

TO: Regulatory Information Service                                       
   
  PR Newswire                                                          
   
RE: PARAGRAPH 3.1.4 OF THE DISCLOSURE AND TRANSPARENCY RULES             

 

The notifications listed below were all received under Paragraph 3.1.2 of the Disclosure and Transparency Rules.

 

Diageo plc (the "Company") announces that:

 

1.It received notification on 10 June 2014 of the following allocations of ordinary shares of 28 101/108 pence each in the Company ("Ordinary Shares") under the Diageo Share Incentive Plan (the "Plan"), namely:

 

(i) the following director of the Company was allocated Ordinary Shares on 10 June 2014 under the Plan, by Diageo Share Ownership Trustees Limited (the "Trustee"):

 

Name of Director     Number of Ordinary Shares
   
D Mahlan 10

  

(ii) the following Persons Discharging Managerial Responsibilities ("PDMR") were allocated Ordinary Shares on 10 June 2014 under the Plan, by the Trustee:

 

Name of PDMR   Number of Ordinary Shares           
   
N Blazquez      10
   
D Gosnell       10
   
A Morgan        10
   
S Moriarty     10
   
L Wood      9

  

The number of Ordinary Shares allocated comprises those purchased on behalf of the employee using an amount which the employee has chosen to have deducted from salary ("Sharepurchase") and those awarded to the employee by the Company ("Sharematch") on the basis of one Sharematch Ordinary Share for every two Sharepurchase Ordinary Shares.

 

 
 

 

The Sharepurchase Ordinary Shares were purchased and the Sharematch Ordinary Shares were awarded at a price per share of £18.84.

 

The Ordinary Shares are held by the Trustee and in the name of the Trustee. Sharepurchase Ordinary Shares can normally be sold at any time. Sharematch Ordinary Shares cannot normally be disposed of for a period of three years after the award date.

 

2.It received notification on 10 June 2014 that Dr FB Humer, a director of the Company, had purchased 440 Ordinary Shares on 10 June 2014 under an arrangement with the Company, whereby he has agreed to use an amount of £ 8,000 each month, net of tax, from his director's fees to purchase Ordinary Shares. Dr Humer has agreed to retain the Ordinary Shares while he remains a director of the Company.

 

The Ordinary Shares were purchased at a price per share of £18.84.

 

3.It received notification on 26 May 2014 that Ho KwonPing, a director of the Company, had received 103 Ordinary shares as a participant in the Diageo Dividend Reinvestment Plan.

 

As a result of the above transactions, interests of directors and PDMRs in the Company's Ordinary Shares and American Depository Shares ("ADS")* (excluding options, awards under the Company's LTIPs and interests as potential beneficiaries of the Company's Employee Benefit Trusts) are as follows:

 

Name of Director Number of Ordinary Shares
   
Ho KwonPing 4,103
   
Dr FB Humer 53,197
   
D Mahlan 228,048 (of which 136,789 are held as ADS)
   
Name of PDMR Number of Ordinary Shares
   
N Blazquez 72,665
   
D Gosnell 172,541
   
A Morgan 163,592
   
S Moriarty 36,111
   
L Wood 2,391

  

V Cooper

 

Senior Company Secretarial Assistant

 

10 June 2014

 

*1 ADS is the equivalent of 4 Ordinary Shares.

 

 

 
 

 

Company Diageo PLC  
TIDM DGE
Headline Total Voting Rights
Released 14:52 30-Jun-2014
Number 41452-1FD4

 

TO: Regulatory Information Service                                        
   
  PR Newswire                                                           
   
RE: Paragraph 5.6.1 of the Disclosure and Transparency Rules              

 

Diageo plc - Voting Rights and Capital

 

In conformity with Paragraph 5.6.1 of the Disclosure and Transparency Rules, Diageo plc (the "Company") would like to notify the market of the following:

 

The Company's issued capital consists of 2,754,218,534 ordinary shares of 28 101/108 pence each ("Ordinary Shares") with voting rights, which includes 242,225,941Ordinary Shares held in Treasury.

 

Therefore, the total number of voting rights in the Company is 2,511,992,593 and this figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company under the FCA's Disclosure and Transparency Rules.

 

C Matthews

 

Assistant Company Secretary

 

 

30 June 2014

 

 

 

 

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