10-Q/A 1 d10qa.txt MONY LIFE INSURANCE COMPANY OF AMERICA ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------- FORM 10-Q/A ----------------- [X]QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2002 [_]TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-65423 MONY LIFE INSURANCE COMPANY OF AMERICA (Exact name of Registrant as specified in its charter) Arizona 86-0222062 (State or other jurisdiction (I.R.S. of incorporation or Employer Identification organization) No.) 1740 Broadway New York, New York 10019 (212) 708-2000 (Address, including zip code, and telephone number, including area code, of Registrant's principal executive offices) Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [_] As of June 30, 2002, there were 6,021 holders of the Registrant's guaranteed interest account with market value adjustment contracts. ----------------- ================================================================================ Explanatory Note: The purpose of this amendment is to include as exhibits to the Company's Form 10-Q for the quarterly period ended June 30, 2002 (the "Original Form 10-Q") the certifications required by Section 906 of the Sarbanes-Oxley Act of 2002, which were inadvertently omitted from the Original Form 10-Q. The filing of these certifications is effected by adding a new Item 6--Exhibits and Reports on 8-K--under Part II--Other Information--and appending the certifications as exhibits to this Amendment. Except for this addition of a new Part II, Item 6 and Exhibits 99.1 and 99.2, the Original Filing remains unchanged. PART II OTHER INFORMATION Item 6. Exhibits and Reports on 8-K (a) Exhibits 99.1 Certification of Michael I. Roth pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 99.2 Certification of Richard Daddario pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. (b) Reports on 8-K None. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. MONY LIFE INSURANCE COMPANY OF AMERICA By: /s/ RICHARD DADDARIO ----------------------------- Richard Daddario Vice President and Controller (Authorized Signatory and Principal Financial Officer) Date: November 12, 2002