-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DFDg4tMjzXhMQefpGAuUlG3hM7ntVc+Sajq3z2EqMq1nLwqMoMkY0BLfDj0LmXyX AoMYQYL/P++lOUJeRi2FpA== 0000835345-96-000016.txt : 19961008 0000835345-96-000016.hdr.sgml : 19961008 ACCESSION NUMBER: 0000835345-96-000016 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960630 FILED AS OF DATE: 19961007 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTIVE BANCORP INC CENTRAL INDEX KEY: 0000835345 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 222942769 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-17515 FILM NUMBER: 96640211 BUSINESS ADDRESS: STREET 1: 158 PHILADELPHIA AVE CITY: EGG HARBOR CITY STATE: NJ ZIP: 08215 BUSINESS PHONE: 6096251110 MAIL ADDRESS: STREET 1: C/O BERNARD BERKMAN 158 PHILADELPHIA AVE STREET 2: PO BOX 316 CITY: EGG HARBOR CITY STATE: NJ ZIP: 08215 10-K/A 1 AMENDMENT NO. 1 TO FORM 10-K 6/30/96 ================================================================================ - -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A - AMENDMENT NO. 1 (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 1996 OR [ ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from __________ to __________ Commission File number 0-17515 COLLECTIVE BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 22-2942769 (State or other jurisdiction of (IRS Employer incorporation or organization) Identification No.) 716 West White Horse Pike Cologne , New Jersey 08213 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (609) 625-1110 Securities Registered Pursuant to Section 12(b) of the Act: None Securities Registered Pursuant to Section 12(g) of the Act: Common stock, par value $.01 per share Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ] Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K/A or any amendment to this Form 10-K/A. [X] The aggregate market value of the voting stock held by non-affiliates of the registrant was $536,059,755 as of August 31, 1996. The number of shares outstanding of common stock, par value $.01 per share, was 20,421,324 shares as of August 31, 1996. DOCUMENTS INCORPORATED BY REFERENCE Proxy Statement dated September 18, 1996 - Parts I, III and IV 1996 Annual Report to Stockholders for the fiscal year ended June 30, 1996 - - Parts I, II and IV - -------------------------------------------------------------------------------- ================================================================================ Page 39 of the Form 10-K of Collective Bancorp, Inc. for the fiscal year ended June 30, 1996 is hereby amended to indicate that Exhibit (3)(ii) is incorporated by reference to the Form 10-K for the year ended June 30, 1995. Part IV Item 14. Exhibits, Financial Statement Schedules, and Reports on Form 8-K (a)1. Financial Statements The following information is included in Collective's 1996 Annual Report to stockholders, portions of which are incorporated herein by reference: Statements of Consolidated Financial Condition at June 30, 1996 and 1995 Statements of Consolidated Operations for the years ended June 30, 1996, 1995, and 1994 Statements of Consolidated Stockholders' Equity for the years ended June 30, 1996, 1995, and 1994 Statements of Consolidated Cash Flows for the years ended June 30, 1996, 1995, and 1994 Notes to Consolidated Financial Statements Independent Auditors' Report 2. Financial Statement Schedules Schedule II - Valuation and Qualifying Accounts for the years ended June 30, 1996, 1995, and 1994 All other financial statement schedules are omitted because of the absence of the conditions under which they are required or because the required information is set forth in the consolidated financial statements or notes thereto. 3. Exhibits (2) Agreement and Plan of Merger by and between Collective Bancorp, Inc., CBAC Corp. and Continental Bancorporation dated as of the 21st day of May 1996, which is incorporated herein by reference to Exhibit 7.2 of Schedule 13D as filed with the Securities and Exchange Commission on June 12, 1996. (3) (i) Certificate of incorporation, as amended through October 25, 1993 - (ii) By-Laws, as amended January 20, 1995 - See Exhibit (3)(ii) to Annual Report on Form 10-K for the year ended June 30, 1995, which is incorporated herein by reference. (10) Material Contracts (iii)(A)(1) Executive Compensation Program, incorporated by reference to Exhibit 10.1 to the Form S-4 as filed with the Securities and Exchange Commission on June 22, 1988. (iii)(A)(2) Employment agreement, Thomas H. Hamilton, dated December 20, 1993, incorporated by reference to the above-referenced Form 10-K for the year ended June 30, 1994. (iii)(A)(3) Employment agreement, Thomas H. Hamilton, dated December 20, 1993, incorporated by reference to the above-referenced Form 10-K for the year ended June 30, 1994. 39 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. COLLECTIVE BANCORP, INC. BERNARD H. BERKMAN - -------------------------------------- Bernard H. Berkman October 7, 1996 Executive Vice President & Chief Accounting Officer
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