0001235110-21-000033.txt : 20211007
0001235110-21-000033.hdr.sgml : 20211007
20211007161318
ACCESSION NUMBER: 0001235110-21-000033
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210401
FILED AS OF DATE: 20211007
DATE AS OF CHANGE: 20211007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lux Michele
CENTRAL INDEX KEY: 0001853910
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312536
MAIL ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Erblich Christopher E.
CENTRAL INDEX KEY: 0001853828
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312535
MAIL ADDRESS:
STREET 1: 5060 N. 40TH STREET, SUITE 250
CITY: PHOENIX
STATE: AZ
ZIP: 85018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lux Catherine N.
CENTRAL INDEX KEY: 0001853879
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312532
MAIL ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CNL 2013 Irrevocable Trust dated April 2, 2013
CENTRAL INDEX KEY: 0001853887
STATE OF INCORPORATION: SD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312529
BUSINESS ADDRESS:
STREET 1: 212 S. MAIN AVENUE, SUITE 145
CITY: SIOUX FALLS
STATE: SD
ZIP: 57104
BUSINESS PHONE: 605-275-1586
MAIL ADDRESS:
STREET 1: 212 S. MAIN AVENUE, SUITE 145
CITY: SIOUX FALLS
STATE: SD
ZIP: 57104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lux Paul S.
CENTRAL INDEX KEY: 0001855012
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312537
MAIL ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PandoTree Trust Company, LLC
CENTRAL INDEX KEY: 0001853929
STATE OF INCORPORATION: SD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312531
BUSINESS ADDRESS:
STREET 1: 212 S. MAIN AVENUE, SUITE 145
CITY: SIOUX FALLS
STATE: SD
ZIP: 57104
BUSINESS PHONE: 605-275-1586
MAIL ADDRESS:
STREET 1: 212 S. MAIN AVENUE, SUITE 145
CITY: SIOUX FALLS
STATE: SD
ZIP: 57104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012
CENTRAL INDEX KEY: 0001853980
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312534
BUSINESS ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
BUSINESS PHONE: 314-772-2626
MAIL ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated September 16, 2005
CENTRAL INDEX KEY: 0001854806
STATE OF INCORPORATION: SD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312530
BUSINESS ADDRESS:
STREET 1: 212 S. MAIN AVENUE, SUITE 145
CITY: SIOUX FALLS
STATE: SD
ZIP: 57104
BUSINESS PHONE: 605-275-1586
MAIL ADDRESS:
STREET 1: 212 S. MAIN AVENUE, SUITE 145
CITY: SIOUX FALLS
STATE: SD
ZIP: 57104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012
CENTRAL INDEX KEY: 0001854972
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312533
BUSINESS ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
BUSINESS PHONE: 314-772-2626
MAIL ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MGP INGREDIENTS INC
CENTRAL INDEX KEY: 0000835011
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-BEER, WINE & DISTILLED ALCOHOLIC BEVERAGES [5180]
IRS NUMBER: 480531200
STATE OF INCORPORATION: KS
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1300 MAIN ST
CITY: ATCHISON
STATE: KS
ZIP: 66002
BUSINESS PHONE: 9133671480
MAIL ADDRESS:
STREET 1: 1300 MAIN STREET
CITY: ATCHISON
STATE: KS
ZIP: 66002
FORMER COMPANY:
FORMER CONFORMED NAME: MIDWEST GRAIN PRODUCTS INC
DATE OF NAME CHANGE: 19920703
3/A
1
edgar.xml
PRIMARY DOCUMENT
X0206
3/A
2021-04-01
2021-04-05
0
0000835011
MGP INGREDIENTS INC
MGPI
0001855012
Lux Paul S.
5050 KEMPER AVENUE
ST. LOUIS
MO
63139
0
0
1
1
Member of 10% owner group
0001853910
Lux Michele
5050 KEMPER AVENUE
ST. LOUIS
MO
63139
0
0
1
1
member of 10% owner group
0001853828
Erblich Christopher E.
5060 N. 40TH STREET
SUITE 250
PHOENIX
AZ
85018
0
0
1
1
Member of 10% owner group
0001853980
Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012
5050 KEMPER AVENUE
ST. LOUIS
MO
63139
0
0
1
1
Member of 10% owner group
0001854972
Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012
5050 KEMPER AVENUE
ST. LOUIS
MO
63139
0
0
1
1
Member of 10% owner group
0001853879
Lux Catherine N.
5050 KEMPER AVENUE
ST. LOUIS
MO
63139
0
0
1
1
Member of 10% owner group
0001853929
PandoTree Trust Company, LLC
212 S. MAIN AVENUE
SUITE 145
SIOUX FALLS
SD
57104
0
0
1
1
Member of 10% owner group
0001854806
Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated September 16, 2005
212 S. MAIN AVENUE
SUITE 145
SIOUX FALLS
SD
57104
0
0
1
1
Member of 10% owner group
0001853887
CNL 2013 Irrevocable Trust dated April 2, 2013
212 S. MAIN AVENUE
SUITE 145
SIOUX FALLS
SD
57104
0
0
1
1
Member of 10% owner group
Common Stock
990828
I
By Paul S. Lux
Common Stock
367370
I
By Michele B, Lux
Common Stock
367370
I
By Christopher E. Erblich
Common Stock
651189
I
By Catherine N. Lux
Common Stock
651189
I
By PandoTree Trust Company, LLC
Common Stock
183685
D
Common Stock
183685
D
Common Stock
623458
D
Common Stock
27731
D
Paul S. Lux may be deemed to hold shared voting and dispositive power over the 367,370 shares held by the Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012 and the Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012. Paul S. Lux also may be deemed to have a pecuniary interest in an additional 623,458 shares held by the Ann S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated September 16, 2005. Paul S. Lux is the spouse of Leslie P. Lux.
Michele B. Lux may be deemed to hold shared voting and dispositive power over the 367,370 shares held by the Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012 and the Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012. Michele B. Lux is the spouse of Donn S. Lux.
Christopher E. Erblich may be deemed to hold shared voting and dispositive power over the 367,370 shares held by the Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012 and the Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012.
Catherine N. Lux may be deemed to hold shared voting power and dispositive power with respect to the 651,189 Shares held by the Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated September 16, 2005 and the CNL 2013 Irrevocable Trust dated April 2, 2013.
PandoTree Trust Company, LLC may be deemed to hold shared voting power and dispositive power with respect to the 651,189 Shares held by the Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated September 16, 2005 and the CNL 2013 Irrevocable Trust dated April 2, 2013.
These securities are beneficially owned by Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012. Paul S. Lux, Michele B. Lux and Christopher E. Erblich are the trustees of this trust.
These securities are beneficially owned by Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012. Paul S. Lux, Michele B. Lux and Christopher E. Erblich are the trustees of this trust.
These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated September 16, 2005. Catherine N. Lux and PandoTree Trust Company, LLC are the trustees of this trust.
These securities are beneficially owned by CNL 2013 Irrevocable Trust dated April 2, 2013. Catherine N. Lux and PandoTree Trust Company, LLC are the trustees of this trust.
This is form 2 of 2. The Reporting Persons included herein and the reporting persons included in the Form 3/A of even date herewith filed by Donn S. Lux and other group members (collectively with the Reporting Persons included herein, the "Lux Reporting Persons") may be demed to be part of a group, due to the entry by such parties into a Shareholders Agreement dated April 1, 2021.
Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer's common stock reported herein, except to the extent of their pecuniary interest therein.
On April 1, 2021, an aggregate of 5,007,828 shares of the Issuer's common stock were issued to the Lux Reporting Persons pursuant to the closing of transactions contemplated by an Agreement and Plan of Merger by and among the Lux Reporting Persons, the Issuer and other parties. The acquisitions of these shares by the Lux Reporting Persons were reported on Forms 3 filed on April 5, 2021. On September 21, 2021, the final purchase price adjustment was completed, and an additional aggregate of 1,373 shares of the Issuer's common stock were allocated to the Lux Reporting Persons. Pursuant to Dilorenzo v. Murphy, 322 F. Supp. 2d 479 (S.D.N.Y. 2004), these additional shares are deemed acquired as of the date of the closing of the merger, and this Form 3/A reflects the total number of shares acquired by each of the reporting persons.
/s/ Paul S. Lux, individually and as trustee of the co-trustee of the Andrew Broddon Lux Luxco Irrevocable Trust dated 7/30/2012 and the Philip Donn Lux Luxco Irrevocable Trust dated 7/30/2012
2021-10-06
/s/ Michele B. Lux, individually and as co-trustee of the Andrew Broddon Lux Luxco Irrevocable Trust dated 7/30/2012 and the Philip Donn Lux Luxco Irrevocable Trust dated 7/30/2012
2021-10-06
/s/ Christopher E. Erblich, individually and as co-trustee of the Andrew Broddon Lux Luxco Irrevocable Trust dated 7/30/2012 and the Philip Donn Lux Luxco Irrevocable Trust dated 7/30/2012
2021-10-06
/s/ Catherine N. Lux, individually and as co-trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated 9/16/2005 and the
CNL 2013 Irrevocable Trust dated 4/2/2013
2021-10-06
/s/ Alyssa M. Rosendahl, Trust Officer of PandoTree Trust Company LLC, co-trustee of theAnn S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated 9/16/2005 and the
CNL 2013 Irrevocable Trust dated 4/2/2013
2021-10-06