0001235110-21-000032.txt : 20211007 0001235110-21-000032.hdr.sgml : 20211007 20211007161208 ACCESSION NUMBER: 0001235110-21-000032 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210401 FILED AS OF DATE: 20211007 DATE AS OF CHANGE: 20211007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaplan Caroline Lux CENTRAL INDEX KEY: 0001853834 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-17196 FILM NUMBER: 211312519 MAIL ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63139 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux QSST LRD dated September 16, 2005 CENTRAL INDEX KEY: 0001853652 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-17196 FILM NUMBER: 211312516 BUSINESS ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63139 BUSINESS PHONE: 314-772-2626 MAIL ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63139 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caroline L. Kaplan Revocable Trust dated December 16, 2009 CENTRAL INDEX KEY: 0001853706 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-17196 FILM NUMBER: 211312512 BUSINESS ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63139 BUSINESS PHONE: 314-772-2626 MAIL ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63139 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux dated September 16, 2005 CENTRAL INDEX KEY: 0001853812 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-17196 FILM NUMBER: 211312517 BUSINESS ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63139 BUSINESS PHONE: 314-772-2626 MAIL ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63139 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lux Leslie CENTRAL INDEX KEY: 0001853819 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-17196 FILM NUMBER: 211312520 MAIL ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63169 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated September 16, 2005 CENTRAL INDEX KEY: 0001854819 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-17196 FILM NUMBER: 211312515 BUSINESS ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63139 BUSINESS PHONE: 314-772-2626 MAIL ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63139 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lux Donn S. CENTRAL INDEX KEY: 0001853861 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-17196 FILM NUMBER: 211312521 MAIL ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63139 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lux Children Irrevocable Trust dated May 24, 2012 CENTRAL INDEX KEY: 0001853885 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-17196 FILM NUMBER: 211312513 BUSINESS ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63169 BUSINESS PHONE: 314-772-2626 MAIL ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63169 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Luxco 2017 Irrevocable Trust dated June 19, 2017 CENTRAL INDEX KEY: 0001853907 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-17196 FILM NUMBER: 211312518 BUSINESS ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63139 BUSINESS PHONE: 314-772-2626 MAIL ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63139 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ann S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated September 16, 2005 CENTRAL INDEX KEY: 0001854210 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-17196 FILM NUMBER: 211312514 BUSINESS ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63169 BUSINESS PHONE: 314-772-2626 MAIL ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MGP INGREDIENTS INC CENTRAL INDEX KEY: 0000835011 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-BEER, WINE & DISTILLED ALCOHOLIC BEVERAGES [5180] IRS NUMBER: 480531200 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1300 MAIN ST CITY: ATCHISON STATE: KS ZIP: 66002 BUSINESS PHONE: 9133671480 MAIL ADDRESS: STREET 1: 1300 MAIN STREET CITY: ATCHISON STATE: KS ZIP: 66002 FORMER COMPANY: FORMER CONFORMED NAME: MIDWEST GRAIN PRODUCTS INC DATE OF NAME CHANGE: 19920703 3/A 1 edgar.xml PRIMARY DOCUMENT X0206 3/A 2021-04-01 2021-04-05 0 0000835011 MGP INGREDIENTS INC MGPI 0001853861 Lux Donn S. 5050 KEMPER AVENUE ST. LOUIS MO 63139 0 0 1 1 Member of 10% holder group 0001853819 Lux Leslie 5050 KEMPER AVENUE ST. LOUIS MO 63139 0 0 1 1 Member of 10% owner group 0001853834 Kaplan Caroline Lux 5050 KEMPER AVENUE ST. LOUIS MO 63139 0 0 1 1 Member of 10% owner group 0001853907 Luxco 2017 Irrevocable Trust dated June 19, 2017 5050 KEMPER AVENUE ST. LOUIS MO 63139 0 0 1 1 Member of 10% owner group 0001853812 Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux dated September 16, 2005 5050 KEMPER AVENUE ST. LOUIS MO 63139 0 0 1 1 Member of 10% owner group 0001853652 Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux QSST LRD dated September 16, 2005 5050 KEMPER AVENUE ST. LOUIS MO 63139 0 0 1 1 Member of 10% owner group 0001854819 Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated September 16, 2005 5050 KEMPER AVENUE ST. LOUIS MO 63139 0 0 1 1 Member of 10% owner group 0001854210 Ann S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated September 16, 2005 5050 KEMPER AVENUE ST. LOUIS MO 63139 0 0 1 1 Member of 10% owner group 0001853885 Lux Children Irrevocable Trust dated May 24, 2012 5050 KEMPER AVENUE ST. LOUIS MO 63139 0 0 1 1 Member of 10% owner group 0001853706 Caroline L. Kaplan Revocable Trust dated December 16, 2009 5050 KEMPER AVENUE ST. LOUIS MO 63139 0 0 1 1 Member of 10% owner group Common Stock 3962911 I By Donn S. Lux Common Stock 27731 I By Leslie P. Lux Common Stock 27731 I By Caroline Lux Kaplan Common Stock 1763771 D Common Stock 771688 D Common Stock 152805 D Common Stock 623458 D Common Stock 623458 D Common Stock 27731 D Common Stock 27731 D Donn S. Lux may be deemed to hold sole voting and dispositive power with respect to the 3,935,180 shares held by the Luxco 2017 Irrevocable Trust dated June 19, 2017, the Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux dated September 16, 2005, the Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux QSST LRD dated September 16, 2005, the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated September 16, 2005 and the Ann S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated September 16, 2005, and shared voting and dispositive power over the 27,731 shares held by the Lux Children Irrevocable Trust dated May 24, 2012. Donn S. Lux is the spouse of Michele B. Lux. Leslie P. Lux may be deemed to hold shared voting and dispositive power over the 27,731 shares held by the Lux Children Irrevocable Trust dated May 24, 2012. Leslie P. Lux is the spouse of Paul S. Lux. Caroline Lux Kaplan may be deemed to hold sole voting power and dispositive power with respect to the 27,731 Shares held by the Caroline L. Kaplan Revocable Trust dated December 16, 2009. These securities are beneficially owned by Luxco 2017 Irrevocable Trust dated June 19, 2017. Donn S. Lux is the sole investment trustee of this trust. These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux dated September 16, 2005. Donn S. Lux is the sole trustee of this trust. These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux QSST LRD dated September 16, 2005. Donn S. Lux is the sole trustee of this trust. These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated September 16, 2005. Donn S. Lux is the sole trustee of this trust. These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated September 16, 2005. Donn S. Lux is the sole family assets trustee of this trust. These securities are beneficially owned by Lux Children Irrevocable Trust dated May 24, 2012. Donn S. Lux and Leslie P. Lux are the trustees of this trust. These securities are beneficially owned by Caroline L. Kaplan Revocable Trust dated December 16, 2009. Caroline Lux Kaplan is the sole trsutee of this trust. This is form 1 of 2. The Reporting Persons included herein and the reporting persons included in the Form 3/A of even date herewith filed by Paul S. Lux and other group members (collectively with the Reporting Persons included herein, the "Lux Reporting Persons") may be demed to be part of a group, due to the entry by such parties into a Shareholders Agreement dated April 1, 2021. Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer's common stock reported herein, except to the extent of their pecuniary interest therein. On April 1, 2021, an aggregate of 5,007,828 shares of the Issuer's common stock were issued to the Lux Reporting Persons pursuant to the closing of transactions contemplated by an Agreement and Plan of Merger by and among the Lux Reporting Persons, the Issuer and other parties. The acquisitions of these shares by the Lux Reporting Persons were reported on Forms 3 filed on April 5, 2021. On September 21, 2021, the final purchase price adjustment was completed, and an additional aggregate of 1,373 shares of the Issuer's common stock were allocated to the Lux Reporting Persons. Pursuant to Dilorenzo v. Murphy, 322 F. Supp. 2d 479 (S.D.N.Y. 2004), these additional shares are deemed acquired as of the date of the closing of the merger, and this Form 3/A reflects the total number of shares acquired by each of the reporting persons. /s/ Donn S. Lux, individually, as investment trustee of the Luxco 2017 Irrevocable Trust dated 6/19/2017 and as family assets trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated 9/16/2005 2021-10-06 /s/ Donn S. Lux, as trustee of the the Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux dated 9/16/2005 and the Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux QSST LRD dated 9/16/2005 2021-10-06 /s/ Donn S. Lux, as trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005 and as co-trustee of the Lux Children Irrevocable Trust dated 5/24/2012 2021-10-06 /s/ Leslie P. Lux, individually and as co-trustee of the Lux Children Irrevocable Trust dated 5/24/2012 2021-10-06 /s/ Caroline Lux Kaplan, individually and as trustee of the Caroline L. Kaplan Revocable Trust dated 12/16/2009 2021-10-06