0001235110-21-000032.txt : 20211007
0001235110-21-000032.hdr.sgml : 20211007
20211007161208
ACCESSION NUMBER: 0001235110-21-000032
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210401
FILED AS OF DATE: 20211007
DATE AS OF CHANGE: 20211007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kaplan Caroline Lux
CENTRAL INDEX KEY: 0001853834
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312519
MAIL ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux QSST LRD dated September 16, 2005
CENTRAL INDEX KEY: 0001853652
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312516
BUSINESS ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
BUSINESS PHONE: 314-772-2626
MAIL ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Caroline L. Kaplan Revocable Trust dated December 16, 2009
CENTRAL INDEX KEY: 0001853706
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312512
BUSINESS ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
BUSINESS PHONE: 314-772-2626
MAIL ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux dated September 16, 2005
CENTRAL INDEX KEY: 0001853812
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312517
BUSINESS ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
BUSINESS PHONE: 314-772-2626
MAIL ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lux Leslie
CENTRAL INDEX KEY: 0001853819
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312520
MAIL ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63169
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated September 16, 2005
CENTRAL INDEX KEY: 0001854819
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312515
BUSINESS ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
BUSINESS PHONE: 314-772-2626
MAIL ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lux Donn S.
CENTRAL INDEX KEY: 0001853861
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312521
MAIL ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lux Children Irrevocable Trust dated May 24, 2012
CENTRAL INDEX KEY: 0001853885
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312513
BUSINESS ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63169
BUSINESS PHONE: 314-772-2626
MAIL ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63169
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Luxco 2017 Irrevocable Trust dated June 19, 2017
CENTRAL INDEX KEY: 0001853907
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312518
BUSINESS ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
BUSINESS PHONE: 314-772-2626
MAIL ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ann S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated September 16, 2005
CENTRAL INDEX KEY: 0001854210
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 211312514
BUSINESS ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63169
BUSINESS PHONE: 314-772-2626
MAIL ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63169
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MGP INGREDIENTS INC
CENTRAL INDEX KEY: 0000835011
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-BEER, WINE & DISTILLED ALCOHOLIC BEVERAGES [5180]
IRS NUMBER: 480531200
STATE OF INCORPORATION: KS
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1300 MAIN ST
CITY: ATCHISON
STATE: KS
ZIP: 66002
BUSINESS PHONE: 9133671480
MAIL ADDRESS:
STREET 1: 1300 MAIN STREET
CITY: ATCHISON
STATE: KS
ZIP: 66002
FORMER COMPANY:
FORMER CONFORMED NAME: MIDWEST GRAIN PRODUCTS INC
DATE OF NAME CHANGE: 19920703
3/A
1
edgar.xml
PRIMARY DOCUMENT
X0206
3/A
2021-04-01
2021-04-05
0
0000835011
MGP INGREDIENTS INC
MGPI
0001853861
Lux Donn S.
5050 KEMPER AVENUE
ST. LOUIS
MO
63139
0
0
1
1
Member of 10% holder group
0001853819
Lux Leslie
5050 KEMPER AVENUE
ST. LOUIS
MO
63139
0
0
1
1
Member of 10% owner group
0001853834
Kaplan Caroline Lux
5050 KEMPER AVENUE
ST. LOUIS
MO
63139
0
0
1
1
Member of 10% owner group
0001853907
Luxco 2017 Irrevocable Trust dated June 19, 2017
5050 KEMPER AVENUE
ST. LOUIS
MO
63139
0
0
1
1
Member of 10% owner group
0001853812
Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux dated September 16, 2005
5050 KEMPER AVENUE
ST. LOUIS
MO
63139
0
0
1
1
Member of 10% owner group
0001853652
Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux QSST LRD dated September 16, 2005
5050 KEMPER AVENUE
ST. LOUIS
MO
63139
0
0
1
1
Member of 10% owner group
0001854819
Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated September 16, 2005
5050 KEMPER AVENUE
ST. LOUIS
MO
63139
0
0
1
1
Member of 10% owner group
0001854210
Ann S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated September 16, 2005
5050 KEMPER AVENUE
ST. LOUIS
MO
63139
0
0
1
1
Member of 10% owner group
0001853885
Lux Children Irrevocable Trust dated May 24, 2012
5050 KEMPER AVENUE
ST. LOUIS
MO
63139
0
0
1
1
Member of 10% owner group
0001853706
Caroline L. Kaplan Revocable Trust dated December 16, 2009
5050 KEMPER AVENUE
ST. LOUIS
MO
63139
0
0
1
1
Member of 10% owner group
Common Stock
3962911
I
By Donn S. Lux
Common Stock
27731
I
By Leslie P. Lux
Common Stock
27731
I
By Caroline Lux Kaplan
Common Stock
1763771
D
Common Stock
771688
D
Common Stock
152805
D
Common Stock
623458
D
Common Stock
623458
D
Common Stock
27731
D
Common Stock
27731
D
Donn S. Lux may be deemed to hold sole voting and dispositive power with respect to the 3,935,180 shares held by the Luxco 2017 Irrevocable Trust dated June 19, 2017, the Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux dated September 16, 2005, the Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux QSST LRD dated September 16, 2005, the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated September 16, 2005 and the Ann S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated September 16, 2005, and shared voting and dispositive power over the 27,731 shares held by the Lux Children Irrevocable Trust dated May 24, 2012. Donn S. Lux is the spouse of Michele B. Lux.
Leslie P. Lux may be deemed to hold shared voting and dispositive power over the 27,731 shares held by the Lux Children Irrevocable Trust dated May 24, 2012. Leslie P. Lux is the spouse of Paul S. Lux.
Caroline Lux Kaplan may be deemed to hold sole voting power and dispositive power with respect to the 27,731 Shares held by the Caroline L. Kaplan Revocable Trust dated December 16, 2009.
These securities are beneficially owned by Luxco 2017 Irrevocable Trust dated June 19, 2017. Donn S. Lux is the sole investment trustee of this trust.
These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux dated September 16, 2005. Donn S. Lux is the sole trustee of this trust.
These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux QSST LRD dated September 16, 2005. Donn S. Lux is the sole trustee of this trust.
These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated September 16, 2005. Donn S. Lux is the sole trustee of this trust.
These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated September 16, 2005. Donn S. Lux is the sole family assets trustee of this trust.
These securities are beneficially owned by Lux Children Irrevocable Trust dated May 24, 2012. Donn S. Lux and Leslie P. Lux are the trustees of this trust.
These securities are beneficially owned by Caroline L. Kaplan Revocable Trust dated December 16, 2009. Caroline Lux Kaplan is the sole trsutee of this trust.
This is form 1 of 2. The Reporting Persons included herein and the reporting persons included in the Form 3/A of even date herewith filed by Paul S. Lux and other group members (collectively with the Reporting Persons included herein, the "Lux Reporting Persons") may be demed to be part of a group, due to the entry by such parties into a Shareholders Agreement dated April 1, 2021.
Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer's common stock reported herein, except to the extent of their pecuniary interest therein.
On April 1, 2021, an aggregate of 5,007,828 shares of the Issuer's common stock were issued to the Lux Reporting Persons pursuant to the closing of transactions contemplated by an Agreement and Plan of Merger by and among the Lux Reporting Persons, the Issuer and other parties. The acquisitions of these shares by the Lux Reporting Persons were reported on Forms 3 filed on April 5, 2021. On September 21, 2021, the final purchase price adjustment was completed, and an additional aggregate of 1,373 shares of the Issuer's common stock were allocated to the Lux Reporting Persons. Pursuant to Dilorenzo v. Murphy, 322 F. Supp. 2d 479 (S.D.N.Y. 2004), these additional shares are deemed acquired as of the date of the closing of the merger, and this Form 3/A reflects the total number of shares acquired by each of the reporting persons.
/s/ Donn S. Lux, individually, as investment trustee of the Luxco 2017 Irrevocable Trust dated 6/19/2017 and as family assets trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated 9/16/2005
2021-10-06
/s/ Donn S. Lux, as trustee of the the Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux dated 9/16/2005 and the Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux QSST LRD dated 9/16/2005
2021-10-06
/s/ Donn S. Lux, as trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005 and as co-trustee of the Lux Children Irrevocable Trust dated 5/24/2012
2021-10-06
/s/ Leslie P. Lux, individually and as co-trustee of the
Lux Children Irrevocable Trust dated 5/24/2012
2021-10-06
/s/ Caroline Lux Kaplan, individually and as trustee of the
Caroline L. Kaplan Revocable Trust dated 12/16/2009
2021-10-06