0001140361-23-043407.txt : 20230908 0001140361-23-043407.hdr.sgml : 20230908 20230908185143 ACCESSION NUMBER: 0001140361-23-043407 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230906 FILED AS OF DATE: 20230908 DATE AS OF CHANGE: 20230908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lux Catherine N. CENTRAL INDEX KEY: 0001853879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17196 FILM NUMBER: 231246401 MAIL ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MGP INGREDIENTS INC CENTRAL INDEX KEY: 0000835011 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-BEER, WINE & DISTILLED ALCOHOLIC BEVERAGES [5180] IRS NUMBER: 480531200 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1300 MAIN ST CITY: ATCHISON STATE: KS ZIP: 66002 BUSINESS PHONE: 9133671480 MAIL ADDRESS: STREET 1: 1300 MAIN STREET CITY: ATCHISON STATE: KS ZIP: 66002 FORMER COMPANY: FORMER CONFORMED NAME: MIDWEST GRAIN PRODUCTS INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml X0508 4 2023-09-06 0000835011 MGP INGREDIENTS INC MGPI 0001853879 Lux Catherine N. 5050 KEMPER AVENUE ST. LOUIS MO 63139 true true Member of 10% holder group false Common Stock 2023-09-06 4 S 0 5900 115.323 D 645289 I By Trusts Common Stock 2023-09-06 4 S 0 500 116.021 D 644789 I By Trusts Common Stock 2023-09-06 4 S 0 100 116.82 D 644689 I By Trusts Common Stock 2023-09-07 4 S 0 5200 113.78 D 639489 I By Trusts Common Stock 2023-09-07 4 S 0 1200 114.517 D 638289 I By Trusts Common Stock 2023-09-07 4 S 0 100 115.63 D 638189 I By Trusts The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.750 to $115.730, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.790 to $116.560, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.340 to $114.320, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.360 to $114.920, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (4) to this Form 4. The shares in this transaction were sold by the CNL 2013 Irrevocable Trust dated April 2, 2013 ("CNL Trust"), of which Catherine Lux is a co-trustee. Catherine Lux also shares voting power as co-trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated 9/16/2005 ("Lux 2005 Catherine Trust"). As a result, the 623,458 shares beneficially owned by the Lux 2005 Catherine Trust are included in the aggregate indirect ownership of the reporting person. Accordingly, following these transactions Catherine Lux may be deemed to hold shared voting and dispositive power with respect to the 623,458 shares owned by the CNL Trust and the 14,731 shares owned by the Lux 2005 Catherine Trust. The Reporting Person may be deemed to be part of a group due to the entry by certain persons into a Shareholders Agreement dated April 1, 2021 as previously disclosed on the Reporting Person's Form 3/A filing with respect to MGPI dated October 7, 2021. The Reporting Person disclaims beneficial ownership of the shares of the Issuer's common stock reported herein, except to the extent of her pecuniary interest therein. /s/ Catherine Lux 2023-09-08