0001140361-23-043407.txt : 20230908
0001140361-23-043407.hdr.sgml : 20230908
20230908185143
ACCESSION NUMBER: 0001140361-23-043407
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230906
FILED AS OF DATE: 20230908
DATE AS OF CHANGE: 20230908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lux Catherine N.
CENTRAL INDEX KEY: 0001853879
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 231246401
MAIL ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MGP INGREDIENTS INC
CENTRAL INDEX KEY: 0000835011
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-BEER, WINE & DISTILLED ALCOHOLIC BEVERAGES [5180]
IRS NUMBER: 480531200
STATE OF INCORPORATION: KS
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1300 MAIN ST
CITY: ATCHISON
STATE: KS
ZIP: 66002
BUSINESS PHONE: 9133671480
MAIL ADDRESS:
STREET 1: 1300 MAIN STREET
CITY: ATCHISON
STATE: KS
ZIP: 66002
FORMER COMPANY:
FORMER CONFORMED NAME: MIDWEST GRAIN PRODUCTS INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
X0508
4
2023-09-06
0000835011
MGP INGREDIENTS INC
MGPI
0001853879
Lux Catherine N.
5050 KEMPER AVENUE
ST. LOUIS
MO
63139
true
true
Member of 10% holder group
false
Common Stock
2023-09-06
4
S
0
5900
115.323
D
645289
I
By Trusts
Common Stock
2023-09-06
4
S
0
500
116.021
D
644789
I
By Trusts
Common Stock
2023-09-06
4
S
0
100
116.82
D
644689
I
By Trusts
Common Stock
2023-09-07
4
S
0
5200
113.78
D
639489
I
By Trusts
Common Stock
2023-09-07
4
S
0
1200
114.517
D
638289
I
By Trusts
Common Stock
2023-09-07
4
S
0
100
115.63
D
638189
I
By Trusts
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.750 to $115.730, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.790 to $116.560, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.340 to $114.320, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.360 to $114.920, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (4) to this Form 4.
The shares in this transaction were sold by the CNL 2013 Irrevocable Trust dated April 2, 2013 ("CNL Trust"), of which Catherine Lux is a co-trustee. Catherine Lux also shares voting power as co-trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated 9/16/2005 ("Lux 2005 Catherine Trust"). As a result, the 623,458 shares beneficially owned by the Lux 2005 Catherine Trust are included in the aggregate indirect ownership of the reporting person. Accordingly, following these transactions Catherine Lux may be deemed to hold shared voting and dispositive power with respect to the 623,458 shares owned by the CNL Trust and the 14,731 shares owned by the Lux 2005 Catherine Trust.
The Reporting Person may be deemed to be part of a group due to the entry by certain persons into a Shareholders Agreement dated April 1, 2021 as previously disclosed on the Reporting Person's Form 3/A filing with respect to MGPI dated October 7, 2021. The Reporting Person disclaims beneficial ownership of the shares of the Issuer's common stock reported herein, except to the extent of her pecuniary interest therein.
/s/ Catherine Lux
2023-09-08