0001140361-23-037104.txt : 20230731
0001140361-23-037104.hdr.sgml : 20230731
20230731172713
ACCESSION NUMBER: 0001140361-23-037104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230727
FILED AS OF DATE: 20230731
DATE AS OF CHANGE: 20230731
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kaplan Caroline Lux
CENTRAL INDEX KEY: 0001853834
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17196
FILM NUMBER: 231128578
MAIL ADDRESS:
STREET 1: 5050 KEMPER AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63139
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MGP INGREDIENTS INC
CENTRAL INDEX KEY: 0000835011
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-BEER, WINE & DISTILLED ALCOHOLIC BEVERAGES [5180]
IRS NUMBER: 480531200
STATE OF INCORPORATION: KS
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1300 MAIN ST
CITY: ATCHISON
STATE: KS
ZIP: 66002
BUSINESS PHONE: 9133671480
MAIL ADDRESS:
STREET 1: 1300 MAIN STREET
CITY: ATCHISON
STATE: KS
ZIP: 66002
FORMER COMPANY:
FORMER CONFORMED NAME: MIDWEST GRAIN PRODUCTS INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
X0508
4
2023-07-27
0000835011
MGP INGREDIENTS INC
MGPI
0001853834
Kaplan Caroline Lux
5050 KEMPER AVENUE
ST. LOUIS
MO
63139
true
true
Member of 10% holder group
false
Common Stock
2023-07-27
4
S
0
3128
112.56
D
648061
I
By Trusts
Common Stock
2023-07-27
4
S
0
2546
113.81
D
645515
I
By Trusts
Common Stock
2023-07-27
4
S
0
1200
114.48
D
644315
I
By Trusts
Common Stock
2023-07-27
4
S
0
126
115.38
D
644189
I
By Trusts
Common Stock
2023-07-28
4
S
0
500
113.32
D
643689
I
By Trusts
Common Stock
2023-07-28
4
S
0
6348
113.98
D
637341
I
By Trusts
Common Stock
2023-07-28
4
S
0
152
114.74
D
637189
I
By Trusts
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.17 to $113.09, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.19 to $114.13, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.24 to $114.81, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.21 to $115.47, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (4) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.66 to $113.51, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (5) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.67 to $114.59, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (6) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.73 to $114.75, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (7) to this Form 4.
The shares in this transaction were sold by the Caroline L. Kaplan Revocable Trust dated 12/16/2009 ("Kaplan Trust"), of which Caroline L. Kaplan is the sole trustee. Caroline L. Kaplan is also now the sole trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005 ("Lux 2005 Caroline Trust"). As a result, the 623,458 shares beneficially owned by the Lux 2005 Caroline Trust are now included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to the shares owned by the Kaplan Trust and the Lux 2005 Caroline Trust.
The Reporting Person may be deemed to be part of a group due to the entry by certain persons into a Shareholders Agreement dated April 1, 2021 as previously disclosed on the Reporting Person's Form 3/A filing with respect to MGPI dated October 7, 2021. The Reporting Person disclaims beneficial ownership of the shares of the Issuer's common stock reported herein, except to the extent of his pecuniary interest therein.
/s/ Caroline L. Kaplan
2023-07-31