0001437749-20-012379.txt : 20200603 0001437749-20-012379.hdr.sgml : 20200603 20200603200106 ACCESSION NUMBER: 0001437749-20-012379 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191004 FILED AS OF DATE: 20200603 DATE AS OF CHANGE: 20200603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VILLIGER WALTER CENTRAL INDEX KEY: 0001113655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36362 FILM NUMBER: 20941647 MAIL ADDRESS: STREET 1: HURDNERSTRASSE 10, POSTFACH 1474 STREET 2: HURDEN CITY: SEITZERLAND STATE: V8 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAVI Holding AG CENTRAL INDEX KEY: 0001603260 STATE OF INCORPORATION: V8 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36362 FILM NUMBER: 20941648 BUSINESS ADDRESS: STREET 1: PARADIESSTRASSE 25 CITY: JONA STATE: V8 ZIP: CH 8645 BUSINESS PHONE: 415 54174759 MAIL ADDRESS: STREET 1: PARADIESSTRASSE 25 CITY: JONA STATE: V8 ZIP: CH 8645 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIOLIFE SOLUTIONS INC CENTRAL INDEX KEY: 0000834365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943076866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3303 MONTE VILLA PARKWAY STREET 2: SUITE 310 CITY: BOTHELL STATE: WA ZIP: 98021 BUSINESS PHONE: 4254011400 MAIL ADDRESS: STREET 1: 3303 MONTE VILLA PARKWAY STREET 2: SUITE 310 CITY: BOTHELL STATE: WA ZIP: 98021 FORMER COMPANY: FORMER CONFORMED NAME: BIOLIFE SOLUTION INC DATE OF NAME CHANGE: 20030113 FORMER COMPANY: FORMER CONFORMED NAME: CRYOMEDICAL SCIENCES INC DATE OF NAME CHANGE: 19920703 4 1 rdgdoc.xml FORM 4 X0306 4 2019-10-04 0000834365 BIOLIFE SOLUTIONS INC BLFS 0001113655 VILLIGER WALTER PARADIESSTRASSE 25 JONA SWITZERLAND CH - 8645 V8 00000 SWITZERLAND 1 0001603260 WAVI Holding AG PARADIESSTRASSE 25 JONA SWITZERLAND CH - 8645 V8 00000 SWITZERLAND 1 Common Stock 2019-10-04 4 S 0 162761 15.36 D 3315586 I By WAVI Holdings AG Common Stock 2020-05-13 4 X 0 1777211 4.75 A 5092797 I By WAVI Holdings AG Common Stock 2020-05-13 4 S 0 566561 14.90 D 4526236 I By WAVI Holdings AG Common Stock 2020-05-13 4 X 0 550000 1.75 A 5076236 I By WAVI Holdings AG Common Stock 2020-05-13 4 S 0 64597 14.90 D 5011639 I By WAVI Holdings AG Warrants (Right to Buy) 4.75 2020-05-13 4 X 0 1777211 D 2014-03-25 2021-03-25 Common Stock 1777211 0 I By WAVI Holdings AG Warrants (Right to Buy) 1.75 2020-05-13 4 X 0 550000 D 2016-05-12 2021-05-12 Common Stock 550000 0 I By WAVI Holdings AG On May 13, 2020, WAVI Holding AG ("WAVI"), an entity wholly owned by Walter Villiger (together, the "reporting person"), exercised an in-the-money warrant to purchase 1,777,211 shares of common stock, par value $0.001 per share (the "Common Stock"), of Biolife Solutions, Inc. (the "Company") with an exercise price of $4.75 per share pursuant to Rule 16b-6 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting person exercised the warrant on a cashless basis pursuant to the terms of the warrant, resulting in the Company's withholding of 566,561 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,210,650 shares. On May 13, 2020, the reporting person exercised an in-the-money warrant to purchase 550,000 shares of Common Stock of the Company with an exercise price of $1.75 per share pursuant to Rule 16b-6 under the Exchange Act. The reporting person exercised the warrant on a cashless basis pursuant to the terms of the warrant, resulting in the Company's withholding of 64,597 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 485,403 shares. The warrants were issued to WAVI in March 2014 in connection with the conversion of outstanding promissory notes and interest accrued thereon for units consisting of common stock and warrants. The warrants were issued to WAVI in May 2016 as partial consideration of a loan transaction. /s/ Walter Villiger 2020-06-03