0001437749-20-012379.txt : 20200603
0001437749-20-012379.hdr.sgml : 20200603
20200603200106
ACCESSION NUMBER: 0001437749-20-012379
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191004
FILED AS OF DATE: 20200603
DATE AS OF CHANGE: 20200603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VILLIGER WALTER
CENTRAL INDEX KEY: 0001113655
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36362
FILM NUMBER: 20941647
MAIL ADDRESS:
STREET 1: HURDNERSTRASSE 10, POSTFACH 1474
STREET 2: HURDEN
CITY: SEITZERLAND
STATE: V8
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WAVI Holding AG
CENTRAL INDEX KEY: 0001603260
STATE OF INCORPORATION: V8
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36362
FILM NUMBER: 20941648
BUSINESS ADDRESS:
STREET 1: PARADIESSTRASSE 25
CITY: JONA
STATE: V8
ZIP: CH 8645
BUSINESS PHONE: 415 54174759
MAIL ADDRESS:
STREET 1: PARADIESSTRASSE 25
CITY: JONA
STATE: V8
ZIP: CH 8645
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BIOLIFE SOLUTIONS INC
CENTRAL INDEX KEY: 0000834365
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 943076866
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3303 MONTE VILLA PARKWAY
STREET 2: SUITE 310
CITY: BOTHELL
STATE: WA
ZIP: 98021
BUSINESS PHONE: 4254011400
MAIL ADDRESS:
STREET 1: 3303 MONTE VILLA PARKWAY
STREET 2: SUITE 310
CITY: BOTHELL
STATE: WA
ZIP: 98021
FORMER COMPANY:
FORMER CONFORMED NAME: BIOLIFE SOLUTION INC
DATE OF NAME CHANGE: 20030113
FORMER COMPANY:
FORMER CONFORMED NAME: CRYOMEDICAL SCIENCES INC
DATE OF NAME CHANGE: 19920703
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-10-04
0000834365
BIOLIFE SOLUTIONS INC
BLFS
0001113655
VILLIGER WALTER
PARADIESSTRASSE 25
JONA SWITZERLAND CH - 8645
V8
00000
SWITZERLAND
1
0001603260
WAVI Holding AG
PARADIESSTRASSE 25
JONA SWITZERLAND CH - 8645
V8
00000
SWITZERLAND
1
Common Stock
2019-10-04
4
S
0
162761
15.36
D
3315586
I
By WAVI Holdings AG
Common Stock
2020-05-13
4
X
0
1777211
4.75
A
5092797
I
By WAVI Holdings AG
Common Stock
2020-05-13
4
S
0
566561
14.90
D
4526236
I
By WAVI Holdings AG
Common Stock
2020-05-13
4
X
0
550000
1.75
A
5076236
I
By WAVI Holdings AG
Common Stock
2020-05-13
4
S
0
64597
14.90
D
5011639
I
By WAVI Holdings AG
Warrants (Right to Buy)
4.75
2020-05-13
4
X
0
1777211
D
2014-03-25
2021-03-25
Common Stock
1777211
0
I
By WAVI Holdings AG
Warrants (Right to Buy)
1.75
2020-05-13
4
X
0
550000
D
2016-05-12
2021-05-12
Common Stock
550000
0
I
By WAVI Holdings AG
On May 13, 2020, WAVI Holding AG ("WAVI"), an entity wholly owned by Walter Villiger (together, the "reporting person"), exercised an in-the-money warrant to purchase 1,777,211 shares of common stock, par value $0.001 per share (the "Common Stock"), of Biolife Solutions, Inc. (the "Company") with an exercise price of $4.75 per share pursuant to Rule 16b-6 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting person exercised the warrant on a cashless basis pursuant to the terms of the warrant, resulting in the Company's withholding of 566,561 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,210,650 shares.
On May 13, 2020, the reporting person exercised an in-the-money warrant to purchase 550,000 shares of Common Stock of the Company with an exercise price of $1.75 per share pursuant to Rule 16b-6 under the Exchange Act. The reporting person exercised the warrant on a cashless basis pursuant to the terms of the warrant, resulting in the Company's withholding of 64,597 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 485,403 shares.
The warrants were issued to WAVI in March 2014 in connection with the conversion of outstanding promissory notes and interest accrued thereon for units consisting of common stock and warrants.
The warrants were issued to WAVI in May 2016 as partial consideration of a loan transaction.
/s/ Walter Villiger
2020-06-03