0001437749-20-012378.txt : 20200603 0001437749-20-012378.hdr.sgml : 20200603 20200603200040 ACCESSION NUMBER: 0001437749-20-012378 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190117 FILED AS OF DATE: 20200603 DATE AS OF CHANGE: 20200603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GIRSCHWEILER THOMAS CENTRAL INDEX KEY: 0001273547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36362 FILM NUMBER: 20941644 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taurus4757 GmbH CENTRAL INDEX KEY: 0001603397 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36362 FILM NUMBER: 20941645 BUSINESS ADDRESS: STREET 1: WISSMANNSTRASSE 15 CITY: ZURICH STATE: V8 ZIP: CH 8057 BUSINESS PHONE: 414 43620406 MAIL ADDRESS: STREET 1: WISSMANNSTRASSE 15 CITY: ZURICH STATE: V8 ZIP: CH 8057 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIOLIFE SOLUTIONS INC CENTRAL INDEX KEY: 0000834365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943076866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3303 MONTE VILLA PARKWAY STREET 2: SUITE 310 CITY: BOTHELL STATE: WA ZIP: 98021 BUSINESS PHONE: 4254011400 MAIL ADDRESS: STREET 1: 3303 MONTE VILLA PARKWAY STREET 2: SUITE 310 CITY: BOTHELL STATE: WA ZIP: 98021 FORMER COMPANY: FORMER CONFORMED NAME: BIOLIFE SOLUTION INC DATE OF NAME CHANGE: 20030113 FORMER COMPANY: FORMER CONFORMED NAME: CRYOMEDICAL SCIENCES INC DATE OF NAME CHANGE: 19920703 4 1 rdgdoc.xml FORM 4 X0306 4 2019-01-17 0000834365 BIOLIFE SOLUTIONS INC BLFS 0001273547 GIRSCHWEILER THOMAS C/O BIOLIFE SOLUTIONS, INC. 3303 MONTE VILLA PARKWAY, SUITE 310 BOTHELL WA 98021 1 1 0001603397 Taurus4757 GmbH ROOSSTRASSE 53 CH-8832 WOLLERAU ZURICH V8 CH-8057 SWITZERLAND 1 Common Stock 2019-01-17 4 M 0 10714 1.261 A 1535391 I By Taurus4757 GmbH Common Stock 2019-10-04 4 S 0 162760 15.36 D 1372631 I By Taurus4757 GmbH Common Stock 2020-05-13 4 X 0 1544194 4.75 A 2916825 I By Taurus4757 GmbH Common Stock 2020-05-13 4 S 0 492277 14.90 D 2424548 I By Taurus4757 GmbH Common Stock 2020-05-22 4 S 0 476191 10.50 D 1948357 I By Taurus4757 GmbH Stock Option (Right to Buy) 1.261 2019-01-17 4 M 0 10714 0 D 2010-02-27 2019-02-26 Common Stock 10714 0 D Warrants (Right to Buy) 4.75 2020-05-13 4 X 0 1544194 D 2014-03-25 2021-03-25 Common Stock 1544194 0 I By Taurus4757 GmbH The shares of common stock, par value $0.001 per share (the "Common Stock") were issued to Taurus457 GmbH ("Taurus"), an entity wholly owned by Thomas Girschweiler (together with Taurus, the "reporting person") a director and 10% shareholder of Biolife Solutions, Inc. (the "Company"), upon exercise of the warrants held by the reporting person. On May 13, 2020, the reporting person exercised an in-the-money warrant to purchase 1,544,194 shares of Common Stock of the Company for $4.75 per share pursuant to Rule 16b-6 under the Securities Exchange Act of 1934, as amended. The reporting person exercised the warrant on a cashless basis pursuant to the terms of the warrant, resulting in the Company's withholding of 492,277 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,051,197 shares. The warrants were issued to Taurus in March 2014 in connection with conversion of outstanding promissory notes and interest accrued thereon for units consisting of common stock and warrants. /s/ Thomas Girschweiler 2020-06-03