The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| APOLLO INVT CORP | COM NEW | 03761U502 | 879 | 106,332 | SH | DFND | 106,332 | 0 | 0 | ||
| ARES CAPITAL CORP | COM | 04010L103 | 5,038 | 361,124 | SH | DFND | 361,124 | 0 | 0 | ||
| BLACKROCK CAP INVT CORP | COM | 092533108 | 1,168 | 478,501 | SH | DFND | 478,501 | 0 | 0 | ||
| FS KKR CAP CORP II | COM | 35952V303 | 2,868 | 195,000 | SH | DFND | 195,000 | 0 | 0 | ||
| FS KKR CAPITAL CORP | COM | 302635206 | 2,379 | 150,016 | SH | DFND | 150,016 | 0 | 0 | ||
| GSV CAP CORP | NOTE 4.750% 3/2 | 36191JAC5 | 599 | 515,000 | SH | DFND | 515,000 | 0 | 0 | ||
| OWL ROCK CAPITAL CORPORATION | COM | 69121K104 | 72 | 5,949 | SH | DFND | 5,949 | 0 | 0 | ||
| PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 2,559 | 303,163 | SH | DFND | 303,163 | 0 | 0 | ||
| PENNANTPARK INVT CORP | COM | 708062104 | 798 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
| SCORPIO TANKERS INC | NOTE 3.000% 5/1 | 80918TAB5 | 2,814 | 3,025,000 | SH | DFND | 3,025,000 | 0 | 0 | ||
| SOLAR CAP LTD | COM | 83413U100 | 8,161 | 514,872 | SH | DFND | 514,872 | 0 | 0 | ||
| SOLAR SR CAP LTD | COM | 83416M105 | 2,250 | 178,599 | SH | DFND | 178,599 | 0 | 0 | ||
| TRIPLEPOINT VENTURE GROWTH B | COM | 89677Y100 | 4,583 | 415,109 | SH | DFND | 415,109 | 0 | 0 | ||
| WHITEHORSE FIN INC | COM | 96524V106 | 5,139 | 524,959 | SH | DFND | 524,959 | 0 | 0 | ||
| WHITING PETE CORP NEW | COM NEW | 966387508 | 674 | 38,965 | SH | DFND | 38,965 | 0 | 0 | ||