The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| APOLLO INVT CORP | COM NEW | 03761U502 | 718 | 106,332 | SH | DFND | 106,332 | 0 | 0 | ||
| ARES CAPITAL CORP | COM | 04010L103 | 3,893 | 361,124 | SH | DFND | 361,124 | 0 | 0 | ||
| BLACKROCK CAP INVT CORP | COM | 092533108 | 994 | 451,807 | SH | DFND | 451,807 | 0 | 0 | ||
| FS KKR CAPITAL CORP | COM | 302635107 | 3,684 | 1,228,065 | SH | DFND | 1,228,065 | 0 | 0 | ||
| GSV CAP CORP | NOTE 4.750% 3/2 | 36191JAC5 | 3,691 | 3,915,000 | SH | DFND | 3,915,000 | 0 | 0 | ||
| OWL ROCK CAPITAL CORPORATION | COM | 69121K104 | 2,020 | 175,000 | SH | DFND | 175,000 | 0 | 0 | ||
| PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 1,473 | 303,163 | SH | DFND | 303,163 | 0 | 0 | ||
| PENNANTPARK INVT CORP | COM | 708062104 | 648 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
| SCORPIO TANKERS INC | NOTE 3.000% 5/1 | 80918TAB5 | 2,585 | 3,025,000 | SH | DFND | 3,025,000 | 0 | 0 | ||
| SOLAR CAP LTD | COM | 83413U100 | 5,993 | 514,872 | SH | DFND | 514,872 | 0 | 0 | ||
| SOLAR SR CAP LTD | COM | 83416M105 | 1,734 | 178,599 | SH | DFND | 178,599 | 0 | 0 | ||
| SUTTER ROCK CAP CORP | COM | 86944Q100 | 375 | 64,010 | SH | DFND | 64,010 | 0 | 0 | ||
| TRIPLEPOINT VENTURE GROWTH B | COM | 89677Y100 | 2,383 | 415,109 | SH | DFND | 415,109 | 0 | 0 | ||
| WHITEHORSE FIN INC | COM | 96524V106 | 3,717 | 524,959 | SH | DFND | 524,959 | 0 | 0 | ||
| ARES COML REAL ESTATE CORP | COM | 04013V108 | 1,648 | 235,775 | SH | DFND | 1 | 235,775 | 0 | 0 | |
| EPR PPTYS | COM SH BEN INT | 26884U109 | 1,211 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| KILROY RLTY CORP | COM | 49427F108 | 1,592 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
| STAG INDL INC | COM | 85254J102 | 3,900 | 173,160 | SH | DFND | 1 | 173,160 | 0 | 0 | |
| STARWOOD PPTY TR INC | COM | 85571B105 | 2,819 | 275,000 | SH | DFND | 1 | 275,000 | 0 | 0 | |
| TPG RE FIN TR INC | COM | 87266M107 | 906 | 165,000 | SH | DFND | 1 | 165,000 | 0 | 0 | |
| VENTAS INC | COM | 92276F100 | 2,894 | 108,000 | SH | DFND | 1 | 108,000 | 0 | 0 | |