The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| APOLLO INVT CORP | COM NEW | 03761U502 | 1,857 | 106,332 | SH | DFND | 106,332 | 0 | 0 | ||
| ARES CAP CORP | COM | 04010L103 | 5,496 | 294,701 | SH | DFND | 294,701 | 0 | 0 | ||
| FS KKR CAPITAL CORP | COM | 302635107 | 3,681 | 600,539 | SH | DFND | 600,539 | 0 | 0 | ||
| GSV CAP CORP | NOTE 4.750% 3/2 | 36191JAC5 | 3,710 | 3,915,000 | SH | DFND | 3,915,000 | 0 | 0 | ||
| PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 1,585 | 130,163 | SH | DFND | 130,163 | 0 | 0 | ||
| SCORPIO TANKERS INC | NOTE 3.000% 5/1 | 80918TAB5 | 2,462 | 2,000,000 | SH | DFND | 2,000,000 | 0 | 0 | ||
| SOLAR CAP LTD | COM | 83413U100 | 5,920 | 287,109 | SH | DFND | 287,109 | 0 | 0 | ||
| SOLAR SR CAP LTD | COM | 83416M105 | 2,528 | 143,634 | SH | DFND | 143,634 | 0 | 0 | ||
| SUTTER ROCK CAP CORP | COM | 86944Q100 | 419 | 64,010 | SH | DFND | 64,010 | 0 | 0 | ||
| TRIPLEPOINT VENTURE GROWTH B | COM | 89677Y100 | 3,099 | 217,903 | SH | DFND | 217,903 | 0 | 0 | ||
| WHITEHORSE FIN INC | COM | 96524V106 | 4,053 | 295,854 | SH | DFND | 295,854 | 0 | 0 | ||
| ARES COML REAL ESTATE CORP | COM | 04013V108 | 3,735 | 235,775 | SH | DFND | 1 | 235,775 | 0 | 0 | |
| BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 7,630 | 205,000 | SH | DFND | 1 | 205,000 | 0 | 0 | |
| BROOKFIELD PROPERTY PARTRS L | UNIT LTD PARTN | G16249107 | 4,113 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
| HEALTHPEAK PPTYS INC | COM | 42250P103 | 6,894 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| LADDER CAP CORP | CL A | 505743104 | 7,126 | 395,000 | SH | DFND | 1 | 395,000 | 0 | 0 | |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 | 7,072 | 335,000 | SH | DFND | 1 | 335,000 | 0 | 0 | |
| PARK HOTELS RESORTS INC | COM | 700517105 | 5,298 | 204,790 | SH | DFND | 1 | 204,790 | 0 | 0 | |
| SPIRIT RLTY CAP INC NEW | COM NEW | 84860W300 | 7,377 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
| STAG INDL INC | COM | 85254J102 | 5,467 | 173,160 | SH | DFND | 1 | 173,160 | 0 | 0 | |
| STARWOOD PPTY TR INC | COM | 85571B105 | 6,836 | 275,000 | SH | DFND | 1 | 275,000 | 0 | 0 | |
| TPG RE FIN TR INC | COM | 87266M107 | 6,831 | 337,000 | SH | DFND | 1 | 337,000 | 0 | 0 | |
| VENTAS INC | COM | 92276F100 | 6,236 | 108,000 | SH | DFND | 1 | 108,000 | 0 | 0 | |
| WELLTOWER INC | COM | 95040Q104 | 4,907 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |