The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APOLLO INVT CORP | COM NEW | 03761U502 | 1,610 | 106,332 | SH | DFND | 106,332 | 0 | 0 | ||
ARES CAP CORP | COM | 04010L103 | 7,845 | 457,701 | SH | DFND | 457,701 | 0 | 0 | ||
BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 2,271 | 379,107 | SH | DFND | 379,107 | 0 | 0 | ||
FS KKR CAPITAL CORP | COM | 302635107 | 2,119 | 350,189 | SH | DFND | 350,189 | 0 | 0 | ||
GREAT AJAX CORP | COM | 38983D300 | 1,111 | 80,878 | SH | DFND | 80,878 | 0 | 0 | ||
GSV CAP CORP | NOTE 4.750% 3/2 | 36191JAC5 | 3,904 | 3,915,000 | SH | DFND | 3,915,000 | 0 | 0 | ||
GSV CAP CORP | COM | 36191J101 | 3,167 | 417,793 | SH | DFND | 417,793 | 0 | 0 | ||
KEYW HLDG CORP | NOTE 2.500% 7/1 | 493723AA8 | 5 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
MONROE CAP CORP | COM | 610335101 | 826 | 68,057 | SH | DFND | 68,057 | 0 | 0 | ||
OFS CAP CORP | COM | 67103B100 | 458 | 38,962 | SH | DFND | 38,962 | 0 | 0 | ||
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 2,609 | 203,698 | SH | DFND | 203,698 | 0 | 0 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 3,617 | 523,402 | SH | DFND | 523,402 | 0 | 0 | ||
SCORPIO TANKERS INC | NOTE 3.000% 5/1 | 80918TAB5 | 1,773 | 2,000,000 | SH | DFND | 2,000,000 | 0 | 0 | ||
SOLAR CAP LTD | COM | 83413U100 | 4,094 | 196,442 | SH | DFND | 196,442 | 0 | 0 | ||
SOLAR SR CAP LTD | COM | 83416M105 | 2,465 | 143,634 | SH | DFND | 143,634 | 0 | 0 | ||
TRIPLEPOINT VENTURE GROWTH B | COM | 89677Y100 | 888 | 64,536 | SH | DFND | 64,536 | 0 | 0 | ||
WHITEHORSE FIN INC | COM | 96524V106 | 4,647 | 327,252 | SH | DFND | 327,252 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 6,436 | 353,615 | SH | DFND | 1 | 353,615 | 0 | 0 | |
ARES COML REAL ESTATE CORP | COM | 04013V108 | 3,581 | 235,775 | SH | DFND | 1 | 235,775 | 0 | 0 | |
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 10,022 | 290,000 | SH | DFND | 1 | 290,000 | 0 | 0 | |
BRIXMOR PPTY GROUP INC | COM | 11120U105 | 6,430 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
CITY OFFICE REIT INC | COM | 178587101 | 4,241 | 375,000 | SH | DFND | 1 | 375,000 | 0 | 0 | |
CONDOR HOSPITALITY TR INC | COM NEW | 20676Y403 | 2,992 | 332,402 | SH | DFND | 1 | 332,402 | 0 | 0 | |
EPR PPTYS | COM SH BEN INT | 26884U109 | 5,383 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
GRANITE PT MTG TR INC | COM | 38741L107 | 7,723 | 415,884 | SH | DFND | 1 | 415,884 | 0 | 0 | |
GREAT AJAX CORP | COM | 38983D300 | 3,833 | 278,944 | SH | DFND | 1 | 278,944 | 0 | 0 | |
HCP INC | COM | 40414L109 | 4,369 | 139,598 | SH | DFND | 1 | 139,598 | 0 | 0 | |
KKR REAL ESTATE FIN TR INC | COM | 48251K100 | 6,206 | 310,000 | SH | DFND | 1 | 310,000 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 6,860 | 403,059 | SH | DFND | 1 | 403,059 | 0 | 0 | |
MEDICAL PPTYS TRUST INC | COM | 58463J304 | 4,628 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 4,228 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
NEW YORK MTG TR INC | PFD-C CONV | 649604808 | 1,492 | 60,004 | SH | DFND | 1 | 60,004 | 0 | 0 | |
SPIRIT RLTY CAP INC NEW | COM NEW | 84860W300 | 6,953 | 175,000 | SH | DFND | 1 | 175,000 | 0 | 0 | |
STAG INDL INC | COM | 85254J102 | 5,134 | 173,160 | SH | DFND | 1 | 173,160 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 6,146 | 275,000 | SH | DFND | 1 | 275,000 | 0 | 0 | |
TPG RE FIN TR INC | COM | 87266M107 | 6,076 | 310,000 | SH | DFND | 1 | 310,000 | 0 | 0 | |
VENTAS INC | COM | 92276F100 | 2,871 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
W P CAREY INC | COM | 92936U109 | 5,483 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
WELLTOWER INC | COM | 95040Q104 | 4,656 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
Equity Bancshares | COM | 29460X109 | 2,980 | 103,278 | SH | DFND | 103,278 | 0 | 0 | ||
Presidio Bank | COM | 74101A100 | 5,085 | 194,832 | SH | DFND | 194,832 | 0 | 0 |