The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| APOLLO INVT CORP | COM NEW | 03761U502 | 1,319 | 106,332 | SH | DFND | 106,332 | 0 | 0 | ||
| ARES CAP CORP | COM | 04010L103 | 9,121 | 585,450 | SH | DFND | 585,450 | 0 | 0 | ||
| BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 4,173 | 788,871 | SH | DFND | 788,871 | 0 | 0 | ||
| FS KKR CAPITAL CORP | COM | 302635107 | 2,332 | 450,190 | SH | DFND | 450,190 | 0 | 0 | ||
| GREAT AJAX CORP | COM | 38983D300 | 1,577 | 130,878 | SH | DFND | 130,878 | 0 | 0 | ||
| GSV CAP CORP | NOTE 4.750% 3/2 | 36191JAC5 | 3,428 | 3,915,000 | SH | DFND | 3,915,000 | 0 | 0 | ||
| GSV CAP CORP | COM | 36191J101 | 2,181 | 417,793 | SH | DFND | 417,793 | 0 | 0 | ||
| KEYW HLDG CORP | NOTE 2.500% 7/1 | 493723AA8 | 5 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
| MONROE CAP CORP | COM | 610335101 | 925 | 96,339 | SH | DFND | 96,339 | 0 | 0 | ||
| OFS CAP CORP | COM | 67103B100 | 896 | 84,510 | SH | DFND | 84,510 | 0 | 0 | ||
| PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 2,357 | 203,698 | SH | DFND | 203,698 | 0 | 0 | ||
| PENNANTPARK INVT CORP | COM | 708062104 | 2,965 | 465,402 | SH | DFND | 465,402 | 0 | 0 | ||
| SOLAR CAP LTD | COM | 83413U100 | 3,920 | 204,297 | SH | DFND | 204,297 | 0 | 0 | ||
| SOLAR SR CAP LTD | COM | 83416M105 | 2,172 | 143,634 | SH | DFND | 143,634 | 0 | 0 | ||
| TPG SPECIALTY LENDING INC | COM | 87265K102 | 488 | 27,000 | SH | DFND | 27,000 | 0 | 0 | ||
| TRIPLEPOINT VENTURE GROWTH B | COM | 89677Y100 | 675 | 62,000 | SH | DFND | 62,000 | 0 | 0 | ||
| WHITEHORSE FIN INC | COM | 96524V106 | 4,331 | 340,489 | SH | DFND | 340,489 | 0 | 0 | ||
| APOLLO COML REAL EST FIN INC | COM | 03762U105 | 5,891 | 353,615 | SH | DFND | 1 | 353,615 | 0 | 0 | |
| ARES COML REAL ESTATE CORP | COM | 04013V108 | 3,075 | 235,775 | SH | DFND | 1 | 235,775 | 0 | 0 | |
| BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 7,168 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
| BRIXMOR PPTY GROUP INC | COM | 11120U105 | 4,407 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
| CITY OFFICE REIT INC | COM | 178587101 | 3,565 | 347,834 | SH | DFND | 1 | 347,834 | 0 | 0 | |
| CONDOR HOSPITALITY TR INC | COM NEW | 20676Y403 | 2,069 | 300,313 | SH | DFND | 1 | 300,313 | 0 | 0 | |
| EPR PPTYS | COM SH BEN INT | 26884U109 | 4,482 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
| GRANITE PT MTG TR INC | COM | 38741L107 | 6,056 | 335,884 | SH | DFND | 1 | 335,884 | 0 | 0 | |
| GREAT AJAX CORP | COM | 38983D300 | 3,361 | 278,944 | SH | DFND | 1 | 278,944 | 0 | 0 | |
| HCP INC | COM | 40414L109 | 2,374 | 85,000 | SH | DFND | 1 | 85,000 | 0 | 0 | |
| INDEPENDENCE RLTY TR INC | COM | 45378A106 | 3,076 | 335,032 | SH | DFND | 1 | 335,032 | 0 | 0 | |
| ISHARES TR | U.S. REAL ES ETF | 464287739 | 5,995 | 80,000 | SH | DFND | 1 | 80,000 | 0 | 0 | |
| KILROY RLTY CORP | COM | 49427F108 | 2,515 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
| KKR REAL ESTATE FIN TR INC | COM | 48251K100 | 5,936 | 310,000 | SH | DFND | 1 | 310,000 | 0 | 0 | |
| LADDER CAP CORP | CL A | 505743104 | 6,188 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
| MEDEQUITIES RLTY TR INC | COM | 58409L306 | 1,471 | 215,000 | SH | DFND | 1 | 215,000 | 0 | 0 | |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 | 4,020 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
| NATIONAL STORAGE AFFILIATES | COM SHS BEN IN | 637870106 | 566 | 21,376 | SH | DFND | 1 | 21,376 | 0 | 0 | |
| NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 5,381 | 378,700 | SH | DFND | 1 | 378,700 | 0 | 0 | |
| NEW YORK MTG TR INC | PFD-C CONV | 649604808 | 1,332 | 60,004 | SH | DFND | 1 | 60,004 | 0 | 0 | |
| PARK HOTELS RESORTS INC | COM | 700517105 | 2,945 | 113,354 | SH | DFND | 1 | 113,354 | 0 | 0 | |
| PROLOGIS INC | COM | 74340W103 | 5,872 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| SPIRIT MTA REIT | COM SHS BEN IN | 84861U105 | 517 | 72,457 | SH | DFND | 1 | 72,457 | 0 | 0 | |
| SPIRIT RLTY CAP INC NEW | COM NEW | 84860W300 | 3,878 | 110,023 | SH | DFND | 1 | 110,023 | 0 | 0 | |
| STAG INDL INC | COM | 85254J102 | 4,037 | 162,260 | SH | DFND | 1 | 162,260 | 0 | 0 | |
| TPG RE FIN TR INC | COM | 87266M107 | 5,667 | 310,000 | SH | DFND | 1 | 310,000 | 0 | 0 | |
| VENTAS INC | COM | 92276F100 | 2,637 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
| W P CAREY INC | COM | 92936U109 | 4,574 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
| WELLTOWER INC | COM | 95040Q104 | 2,776 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
| Equity Bancshares | COM | 29460X109 | 3,641 | 103,278 | SH | DFND | 103,278 | 0 | 0 | ||
| Presidio Bank | COM | 74101A100 | 4,062 | 194,832 | SH | DFND | 194,832 | 0 | 0 | ||