The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| EQUITY BANCSHARES INC | COM CL A | 29460X109 | 4,055 | 103,278 | SH | DFND | 103,278 | 0 | 0 | ||
| APOLLO INVT CORP | COM | 03761U106 | 1,469 | 270,000 | SH | DFND | 270,000 | 0 | 0 | ||
| ARES CAP CORP | COM | 04010L103 | 6,976 | 405,825 | SH | DFND | 405,825 | 0 | 0 | ||
| BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 3,009 | 510,071 | SH | DFND | 510,071 | 0 | 0 | ||
| CORPORATE CAP TR INC | COM | 219880101 | 552 | 36,171 | SH | DFND | 36,171 | 0 | 0 | ||
| GREAT AJAX CORP | COM | 38983D300 | 1,382 | 101,573 | SH | DFND | 101,573 | 0 | 0 | ||
| GSV CAP CORP | NOTE 4.750% 3/2 | 36191JAC5 | 3,773 | 3,915,000 | SH | DFND | 3,915,000 | 0 | 0 | ||
| KEYW HLDG CORP | NOTE 2.500% 7/1 | 493723AA8 | 5 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
| MONROE CAP CORP | COM | 610335101 | 1,086 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
| OFS CAP CORP | COM | 67103B100 | 1,006 | 84,510 | SH | DFND | 84,510 | 0 | 0 | ||
| PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 2,166 | 164,748 | SH | DFND | 164,748 | 0 | 0 | ||
| PENNANTPARK INVT CORP | COM | 708062104 | 2,418 | 324,149 | SH | DFND | 324,149 | 0 | 0 | ||
| SOLAR CAP LTD | COM | 83413U100 | 3,853 | 180,197 | SH | DFND | 180,197 | 0 | 0 | ||
| SOLAR SR CAP LTD | COM | 83416M105 | 1,889 | 113,034 | SH | DFND | 113,034 | 0 | 0 | ||
| TRIPLEPOINT VENTURE GROWTH B | COM | 89677Y100 | 843 | 62,000 | SH | DFND | 62,000 | 0 | 0 | ||
| WHITEHORSE FIN INC | COM | 96524V106 | 4,193 | 301,636 | SH | DFND | 301,636 | 0 | 0 | ||
| APOLLO COML REAL EST FIN INC | COM | 03762U105 | 4,256 | 225,564 | SH | DFND | 1 | 225,564 | 0 | 0 | |
| ARES COML REAL ESTATE CORP | COM | 04013V108 | 3,294 | 235,775 | SH | DFND | 1 | 235,775 | 0 | 0 | |
| BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 6,358 | 189,746 | SH | DFND | 1 | 189,746 | 0 | 0 | |
| CITY OFFICE REIT INC | COM | 178587101 | 4,390 | 347,834 | SH | DFND | 1 | 347,834 | 0 | 0 | |
| CONDOR HOSPITALITY TR INC | COM NEW | 20676Y403 | 3,210 | 300,313 | SH | DFND | 1 | 300,313 | 0 | 0 | |
| EPR PPTYS | COM SH BEN INT | 26884U109 | 3,631 | 53,084 | SH | DFND | 1 | 53,084 | 0 | 0 | |
| GRANITE PT MTG TR INC | COM | 38741L107 | 4,936 | 256,000 | SH | DFND | 1 | 256,000 | 0 | 0 | |
| GREAT AJAX CORP | COM | 38983D300 | 3,544 | 260,424 | SH | DFND | 1 | 260,424 | 0 | 0 | |
| INDEPENDENCE RLTY TR INC | COM | 45378A106 | 6,017 | 571,423 | SH | DFND | 1 | 571,423 | 0 | 0 | |
| KILROY RLTY CORP | COM | 49427F108 | 2,868 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
| KKR REAL ESTATE FIN TR INC | COM | 48251K100 | 4,538 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
| LADDER CAP CORP | CL A | 505743104 | 4,658 | 275,000 | SH | DFND | 1 | 275,000 | 0 | 0 | |
| MEDEQUITIES RLTY TR INC | COM | 58409L306 | 2,090 | 215,000 | SH | DFND | 1 | 215,000 | 0 | 0 | |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 | 1,985 | 133,111 | SH | DFND | 1 | 133,111 | 0 | 0 | |
| NATIONAL STORAGE AFFILIATES | COM SHS BEN IN | 637870106 | 3,184 | 125,150 | SH | DFND | 1 | 125,150 | 0 | 0 | |
| NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 6,748 | 378,700 | SH | DFND | 1 | 378,700 | 0 | 0 | |
| NEW YORK MTG TR INC | PFD-C CONV | 649604808 | 1,471 | 60,004 | SH | DFND | 1 | 60,004 | 0 | 0 | |
| OMEGA HEALTHCARE INVS INC | COM | 681936100 | 4,536 | 138,420 | SH | DFND | 1 | 138,420 | 0 | 0 | |
| PARK HOTELS RESORTS INC | COM | 700517105 | 3,720 | 113,354 | SH | DFND | 1 | 113,354 | 0 | 0 | |
| PLYMOUTH INDL REIT INC | COM | 729640102 | 3,578 | 230,846 | SH | DFND | 1 | 230,846 | 0 | 0 | |
| PROLOGIS INC | COM | 74340W103 | 6,779 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| SPIRIT MTA REIT | COM SHS BEN IN | 84861U105 | 835 | 72,457 | SH | DFND | 1 | 72,457 | 0 | 0 | |
| SPIRIT RLTY CAP INC NEW | COM | 84860W102 | 4,030 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
| STAG INDL INC | COM | 85254J102 | 4,462 | 162,260 | SH | DFND | 1 | 162,260 | 0 | 0 | |
| TPG RE FIN TR INC | COM | 87266M107 | 4,358 | 217,663 | SH | DFND | 1 | 217,663 | 0 | 0 | |
| UNITI GROUP INC | COM | 91325V108 | 4,558 | 226,182 | SH | DFND | 1 | 226,182 | 0 | 0 | |
| W P CAREY INC | COM | 92936U109 | 4,502 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
| WHEELER REAL ESTATE INVT TR | PFD CNV SER D | 963025606 | 5,539 | 264,019 | SH | DFND | 1 | 264,019 | 0 | 0 | |