0001140361-16-079426.txt : 20160912
0001140361-16-079426.hdr.sgml : 20160912
20160912105518
ACCESSION NUMBER: 0001140361-16-079426
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160908
FILED AS OF DATE: 20160912
DATE AS OF CHANGE: 20160912
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RESOURCE AMERICA, INC.
CENTRAL INDEX KEY: 0000083402
STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799]
IRS NUMBER: 720654145
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CRESCENT DRIVE, SUITE 203
STREET 2: NAVY YARD CORPORATE CENTER
CITY: PHILADELPHIA
STATE: PA
ZIP: 19112
BUSINESS PHONE: 215-546-5005
MAIL ADDRESS:
STREET 1: ONE CRESCENT DRIVE, SUITE 203
STREET 2: NAVY YARD CORPORATE CENTER
CITY: PHILADELPHIA
STATE: PA
ZIP: 19112
FORMER COMPANY:
FORMER CONFORMED NAME: RESOURCE AMERICA INC
DATE OF NAME CHANGE: 20061214
FORMER COMPANY:
FORMER CONFORMED NAME: RESOURCE AMERICA LLC
DATE OF NAME CHANGE: 20060928
FORMER COMPANY:
FORMER CONFORMED NAME: RESOURCE AMERICA INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FELDMAN ALAN F
CENTRAL INDEX KEY: 0001230064
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-04408
FILM NUMBER: 161880383
MAIL ADDRESS:
STREET 1: RESOURCE AMERICA
STREET 2: 1845 WALNUT ST
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
4
1
doc1.xml
FORM 4
X0306
4
2016-09-08
1
0000083402
RESOURCE AMERICA, INC.
REXI
0001230064
FELDMAN ALAN F
1845 WALNUT STREET, 18TH FLOOR
PHILADELPHIA
PA
19103
0
1
0
0
Senior Vice President
Common Stock
2016-09-08
4
D
0
382267
D
0
D
Common Stock
2016-09-08
4
D
0
44199
D
0
I
By 401(K) Plan Account
Common Stock
2016-09-08
4
D
0
100
D
0
I
As UTMA Custodian for Son
Stock Option
8.14
2016-09-08
4
D
0
5000
D
2009-05-21
2019-05-21
Common Stock
5000
0
D
In connection with the merger (the "Merger") of the Issuer with and into Regent Acquisition Inc. ("Regent"), a subsidiary of C-III Capital Partners LLC ("C-III"), pursuant to that certain Agreement and Plan of Merger dated as of May 22, 2016, by and among the Issuer, C-III and Regent, the Reporting Person received $9.78 in cash for each share of common stock and each restricted stock award and deferred stock unit award of the Issuer owned by the Reporting Person. In connection with the Merger, stock options held by the Reporting Person became fully vested (to the extent not vested) and were cancelled and converted into the right to receive an amount in cash equal to the product of (1) the total number of shares of Issuer common stock subject to such option multiplied by (2) the excess, if any, of $9.78 over the exercise price per share of such option. Any option that had an exercise price per share that equaled or exceeded $9.78 was cancelled for no consideration.
The reporting person disclaims beneficial ownership of these shares.
Alan F. Feldman
2016-09-12