0001140361-14-036325.txt : 20140923 0001140361-14-036325.hdr.sgml : 20140923 20140923161308 ACCESSION NUMBER: 0001140361-14-036325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140922 FILED AS OF DATE: 20140923 DATE AS OF CHANGE: 20140923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RESOURCE AMERICA, INC. CENTRAL INDEX KEY: 0000083402 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 720654145 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE CRESCENT DRIVE, SUITE 203 STREET 2: NAVY YARD CORPORATE CENTER CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 215-546-5005 MAIL ADDRESS: STREET 1: ONE CRESCENT DRIVE, SUITE 203 STREET 2: NAVY YARD CORPORATE CENTER CITY: PHILADELPHIA STATE: PA ZIP: 19112 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCE AMERICA INC DATE OF NAME CHANGE: 20061214 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCE AMERICA LLC DATE OF NAME CHANGE: 20060928 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCE AMERICA INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COHEN EDWARD E CENTRAL INDEX KEY: 0001228769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-04408 FILM NUMBER: 141116215 MAIL ADDRESS: STREET 1: RESOURCE AMERICA INC STREET 2: 1845 WALNUT ST CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 doc1.xml FORM 4 X0306 4 2014-09-22 0 0000083402 RESOURCE AMERICA, INC. REXI 0001228769 COHEN EDWARD E 1845 WALNUT STREET, 18TH FLOOR PHILADELPHIA PA 19103 1 0 0 0 Common Stock 2014-09-22 4 M 0 142157 5.1 A 623566 D Common Stock 2014-09-22 4 M 0 514706 5.10 A 1487313 I By Foundation Common Stock 779039 I By Partnership Common Stock 46250 I By Trust Common Stock 46250 I By Trust Common Stock 24821 I By 401K Plan Account Warrants to purchase common stock 5.1 2014-09-22 4 M 0 142157 0 D 2009-09-29 2014-09-29 Common Stock 142157 0 D Warrants to purchase common stock 5.1 2014-09-22 4 M 0 514706 0 D 2009-09-29 2014-09-29 Common Stock 514706 0 I By Foundation The reporting person acquired common stock purchase warrants on 9/29/09 as part of a private placement by the issuer of senior notes with detachable warrants. The reporting person is a trustee of Arete Foundation, a charitable foundation. The reporting person disclaims beneficial ownership of these securities. The reporting person and his spouse are the sole shareholders, officers and directors of the corporate general partner of Solomon Investment Partnership, L.P., a limited partnership, and are the sole limited partners of the partnership. Edward E. Cohen 2014-09-23