0001140361-14-036325.txt : 20140923
0001140361-14-036325.hdr.sgml : 20140923
20140923161308
ACCESSION NUMBER: 0001140361-14-036325
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140922
FILED AS OF DATE: 20140923
DATE AS OF CHANGE: 20140923
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RESOURCE AMERICA, INC.
CENTRAL INDEX KEY: 0000083402
STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799]
IRS NUMBER: 720654145
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE CRESCENT DRIVE, SUITE 203
STREET 2: NAVY YARD CORPORATE CENTER
CITY: PHILADELPHIA
STATE: PA
ZIP: 19112
BUSINESS PHONE: 215-546-5005
MAIL ADDRESS:
STREET 1: ONE CRESCENT DRIVE, SUITE 203
STREET 2: NAVY YARD CORPORATE CENTER
CITY: PHILADELPHIA
STATE: PA
ZIP: 19112
FORMER COMPANY:
FORMER CONFORMED NAME: RESOURCE AMERICA INC
DATE OF NAME CHANGE: 20061214
FORMER COMPANY:
FORMER CONFORMED NAME: RESOURCE AMERICA LLC
DATE OF NAME CHANGE: 20060928
FORMER COMPANY:
FORMER CONFORMED NAME: RESOURCE AMERICA INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COHEN EDWARD E
CENTRAL INDEX KEY: 0001228769
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-04408
FILM NUMBER: 141116215
MAIL ADDRESS:
STREET 1: RESOURCE AMERICA INC
STREET 2: 1845 WALNUT ST
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
4
1
doc1.xml
FORM 4
X0306
4
2014-09-22
0
0000083402
RESOURCE AMERICA, INC.
REXI
0001228769
COHEN EDWARD E
1845 WALNUT STREET, 18TH FLOOR
PHILADELPHIA
PA
19103
1
0
0
0
Common Stock
2014-09-22
4
M
0
142157
5.1
A
623566
D
Common Stock
2014-09-22
4
M
0
514706
5.10
A
1487313
I
By Foundation
Common Stock
779039
I
By Partnership
Common Stock
46250
I
By Trust
Common Stock
46250
I
By Trust
Common Stock
24821
I
By 401K Plan Account
Warrants to purchase common stock
5.1
2014-09-22
4
M
0
142157
0
D
2009-09-29
2014-09-29
Common Stock
142157
0
D
Warrants to purchase common stock
5.1
2014-09-22
4
M
0
514706
0
D
2009-09-29
2014-09-29
Common Stock
514706
0
I
By Foundation
The reporting person acquired common stock purchase warrants on 9/29/09 as part of a private placement by the issuer of senior notes with detachable warrants.
The reporting person is a trustee of Arete Foundation, a charitable foundation. The reporting person disclaims beneficial ownership of these securities.
The reporting person and his spouse are the sole shareholders, officers and directors of the corporate general partner of Solomon Investment Partnership, L.P., a limited partnership, and are the sole limited partners of the partnership.
Edward E. Cohen
2014-09-23