0001140361-14-036077.txt : 20140919 0001140361-14-036077.hdr.sgml : 20140919 20140919160619 ACCESSION NUMBER: 0001140361-14-036077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140917 FILED AS OF DATE: 20140919 DATE AS OF CHANGE: 20140919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RESOURCE AMERICA, INC. CENTRAL INDEX KEY: 0000083402 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 720654145 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE CRESCENT DRIVE, SUITE 203 STREET 2: NAVY YARD CORPORATE CENTER CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 215-546-5005 MAIL ADDRESS: STREET 1: ONE CRESCENT DRIVE, SUITE 203 STREET 2: NAVY YARD CORPORATE CENTER CITY: PHILADELPHIA STATE: PA ZIP: 19112 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCE AMERICA INC DATE OF NAME CHANGE: 20061214 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCE AMERICA LLC DATE OF NAME CHANGE: 20060928 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCE AMERICA INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COHEN JONATHAN Z CENTRAL INDEX KEY: 0001168756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-04408 FILM NUMBER: 141112160 MAIL ADDRESS: STREET 1: 1845 WALNUT STREET, 10TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 doc1.xml FORM 4 X0306 4 2014-09-17 0 0000083402 RESOURCE AMERICA, INC. REXI 0001168756 COHEN JONATHAN Z 1845 WALNUT STREET, 18TH FLOOR PHILADELPHIA PA 19103 1 1 0 0 CEO & President Common Stock 2014-09-17 4 M 0 78431 5.10 A 1691612 D Common Stock 2014-09-17 4 F 0 43357 9.2257 D 1648255 D Common Stock 972607 I By Foundation Common Stock 46250 I By Trust Common Stock 55861 I By 401K Plan Account Warrants to purchase common stock 5.10 2014-09-17 4 M 0 78431 0 D 2009-09-29 2014-09-29 Common Stock 78431 0 D Warrants to purchase common stock 5.10 2009-09-29 2014-09-29 Common Stock 514706 514706 I By Foundation The reporting person acquired common stock purchase warrants on 9/29/09 as part of a private placement by the issuer of senior notes with detachable warrants. 145,718 shares remain subject to vesting. The reporting person is a trustee of Arete Foundation, a charitable foundation. The reporting person disclaims beneficial ownership of these securities. The reporting person disclaims beneficial ownership of these shares. Jonathan Z. Cohen 2014-09-19