0001140361-13-039495.txt : 20131024 0001140361-13-039495.hdr.sgml : 20131024 20131024164442 ACCESSION NUMBER: 0001140361-13-039495 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20131024 DATE AS OF CHANGE: 20131024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RESOURCE AMERICA, INC. CENTRAL INDEX KEY: 0000083402 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 720654145 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE CRESCENT DRIVE, SUITE 203 STREET 2: NAVY YARD CORPORATE CENTER CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 215-546-5005 MAIL ADDRESS: STREET 1: ONE CRESCENT DRIVE, SUITE 203 STREET 2: NAVY YARD CORPORATE CENTER CITY: PHILADELPHIA STATE: PA ZIP: 19112 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCE AMERICA INC DATE OF NAME CHANGE: 20061214 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCE AMERICA LLC DATE OF NAME CHANGE: 20060928 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCE AMERICA INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elliott Thomas C CENTRAL INDEX KEY: 0001332163 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-04408 FILM NUMBER: 131168569 MAIL ADDRESS: STREET 1: 1845 WALNUT STREET, SUITE 1000 CITY: PHILADELPHIA STATE: PA ZIP: 19103 5 1 doc1.xml FORM 5 X0306 5 2012-12-31 0 0 0 0000083402 RESOURCE AMERICA, INC. REXI 0001332163 Elliott Thomas C 1845 WALNUT STREET, 18TH FLOOR PHILADELPHIA PA 19103 0 1 0 0 SVP & CFO Common Stock 2012-12-27 5 G 0 2809 0 D 83490 D Common Stock 2012-12-27 5 G 0 2809 0 A 2809 I As UTMA Custodian for daughter Common Stock 39653 I By 401K Plan Account Transfer to Uniform Transfers to Minors Act account. The reporting person disclaims beneficial ownership of these shares. 32,256 shares remain subject to vesting schedules. On September 30, 2013, the issuer changed its fiscal year-end from September 30 to December 31, effective for the year ended December 31, 2012. This report is being filed to report transactions that occurred during the transition period from September 30, 2012 through December 31, 2012. Thomas C. Elliott 2013-10-24