0000083402-14-000037.txt : 20140623 0000083402-14-000037.hdr.sgml : 20140623 20140602171719 ACCESSION NUMBER: 0000083402-14-000037 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140529 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20140602 DATE AS OF CHANGE: 20140602 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RESOURCE AMERICA, INC. CENTRAL INDEX KEY: 0000083402 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 720654145 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-04408 FILM NUMBER: 14885078 BUSINESS ADDRESS: STREET 1: ONE CRESCENT DRIVE, SUITE 203 STREET 2: NAVY YARD CORPORATE CENTER CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 215-546-5005 MAIL ADDRESS: STREET 1: ONE CRESCENT DRIVE, SUITE 203 STREET 2: NAVY YARD CORPORATE CENTER CITY: PHILADELPHIA STATE: PA ZIP: 19112 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCE AMERICA INC DATE OF NAME CHANGE: 20061214 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCE AMERICA LLC DATE OF NAME CHANGE: 20060928 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCE AMERICA INC DATE OF NAME CHANGE: 19920703 8-K 1 votingresults2014.htm 8-K VOTING RESULTS Voting Results 2014



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
                        
FORM 8-K
 
CURRENT REPORT

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 29, 2014

Resource America, Inc.
(Exact name of registrant as specified in its charter)


Delaware
 
0-4408
 
72-0654145
(State of other jurisdiction
 
(Commission
 
(IRS Employer
of incorporation)
 
file number)
 
Identification No.)
 
 
 
 
 
One Crescent Drive, Suite 203
Navy Yard Corporate Center
Philadelphia, PA
 
 
 
19112
(Address of principal executive
 
 
 
(Zip Code)
offices)
 
 
 
 

Registrant's telephone number, including area code: 215-546-5005

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))






Item 5.07    Submission of Matters to a Vote of Security Holders
At our Annual Meeting of Stockholders held on May 29, 2014, our stockholders: (i) re-elected two directors, Messrs. Carlos C. Campbell and Hersh Kozlov, to serve three-year terms expiring at our annual meeting of stockholders in 2017; (ii) approved a proposal to adopt our Amended and Restated Omnibus Equity Compensation Plan; (iii) approved, in an advisory vote, our 2013 compensation program for our named executive officers; and (iv) ratified the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2014.
The voting results were as follows:
Election of Directors
 
Shares For

 
Shares Withheld

 
Broker Non-Votes

Mr. Campbell
 
9,943,966

 
4,941,815

 
4,328,074

Mr. Kozlov
 
11,550,087

 
3,335,694

 
4,328,074


A proposal to adopt our Amended and Restated Omnibus Equity Compensation Plan:
Shares For
 
Shares Against
 
Abstentions
11,931,938
 
2,864,685
 
89,156

A proposal to approve, in an advisory vote, our 2013 compensation program for our named executive officers:
Shares For
 
Shares Against
 
Abstentions
10,684,240
 
4,110,509
 
91,031

A proposal to ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2014:
Shares For
 
Shares Against
 
Abstentions
19,172,674
 
19,727
 
21,453








SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. 
 
Resource America, Inc.
 
 
Date: June 2, 2014
/s/ Michael S. Yecies   
 
Michael S. Yecies
 
Senior Vice President, Chief Legal Officer & Secretary