-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IFXwloFnlJNA7LOZvFyvyUFtva4721L3IiabADm08wAgaCOkBQV+BQEfeizKzo/i BRwmXg+y3hhM1RVuGwDesg== 0001181431-09-035869.txt : 20090720 0001181431-09-035869.hdr.sgml : 20090719 20090720213714 ACCESSION NUMBER: 0001181431-09-035869 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090716 FILED AS OF DATE: 20090720 DATE AS OF CHANGE: 20090720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES HARVEY C CENTRAL INDEX KEY: 0001197650 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33061 FILM NUMBER: 09954060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WIND RIVER SYSTEMS INC CENTRAL INDEX KEY: 0000833829 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942873391 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 500 WIND RIVER WAY CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: 5107484100 MAIL ADDRESS: STREET 1: 500 WIND RIVER WAY CITY: ALAMEDA STATE: CA ZIP: 94501 4 1 rrd248717.xml FORM 4 X0303 4 2009-07-16 1 0000833829 WIND RIVER SYSTEMS INC WIND 0001197650 JONES HARVEY C 500 WIND RIVER WAY ALAMEDA CA 94501 1 0 0 0 Non-Qualified Stock Option (right to buy) 8.14 2009-07-16 4 D 0 15000 D 2018-04-01 Common Stock 15000 0 D Non-Qualified Stock Option (right to buy) 9.94 2009-07-16 4 D 0 15000 D 2017-04-01 Common Stock 15000 0 D Non-Qualified Stock Option (right to buy) 11.07 2009-07-16 4 D 0 15000 D 2014-04-01 Common Stock 15000 0 D Non-Qualified Stock Option (right to buy) 8.38 2009-07-16 4 D 0 50000 D 2014-02-01 Common Stock 50000 0 D Restricted Stock Units 2009-07-16 4 D 0 18000 D Common Stock 18000 0 D The option is fully vested. Pursuant to the Merger Agreement between the Issuer and Intel Corporation dated June 4, 2009 (the "Merger Agreement"), the option was cancelled in exchange for a cash payment of $50,400.00, which represents the difference between $11.50 and the exercise price of the option per share. Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $23,400.00, which represents the difference between $11.50 and the exercise price of the option per share. Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $6,450.00, which represents the difference between $11.50 and the exercise price of the option per share. Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $156,000.00, which represents the difference between $11.50 and the exercise price of the option per share. Each restricted stock unit represents a contingent right to receive one share of WIND common stock. Pursuant to the provisions of the 2005 Equity Incentive Plan and the Merger Agreement, the restricted stock units vested in full upon the effectiveness of the merger. Not applicable. Pursuant to the Merger Agreement, the restricted stock units were cancelled in exchange for a cash payment of $207,000.00, which represents $11.50 for each outstanding unit. /s/ Jane Bone, by power of attorney 2009-07-20 -----END PRIVACY-ENHANCED MESSAGE-----