-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DHTNR+Blb7XtP38Mur4bdUIRwJjfiWbQeDHdOuVxcnZLJYrdCGgbwz5NPvrlFTIn YKvSI7HBWs3SzEcmuFFi2A== 0001179110-03-009086.txt : 20031022 0001179110-03-009086.hdr.sgml : 20031022 20031022151134 ACCESSION NUMBER: 0001179110-03-009086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031021 FILED AS OF DATE: 20031022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRASER DAVID G CENTRAL INDEX KEY: 0001181546 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21342 FILM NUMBER: 03951810 BUSINESS ADDRESS: STREET 1: 500 WIND RIVER WAY CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: 5107484100 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WIND RIVER SYSTEMS INC CENTRAL INDEX KEY: 0000833829 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942873391 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 500 WIND RIVER WAY CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: 5107484100 MAIL ADDRESS: STREET 1: 500 WIND RIVER WAY CITY: ALAMEDA STATE: CA ZIP: 94501 4 1 edgar.xml FORM 4 - X0201 4 2003-10-21 0 0000833829 WIND RIVER SYSTEMS INC WIND 0001181546 FRASER DAVID G 500 WIND RIVER WAY ALAMEDA CA 94501 0 1 0 0 Senior V.P., Products Common Stock 11501 D Non-Qualified Stock Option (right to buy) 6.92 2003-10-21 4 A 0 40000 0 A 2003-10-21 2008-10-21 Common Stock 40000 40000 D Non-Qualified Stock Option (right to buy) 6.92 2003-10-21 4 A 0 23019 0 A 2003-10-21 2008-10-21 Common Stock 23019 23019 D Non-Qualified Stock Option (right to buy) 6.92 2003-10-21 4 A 0 25000 0 A 2003-10-21 2008-10-21 Common Stock 25000 25000 D Non-Qualified Stock Option (right to buy) 6.92 2003-10-21 4 A 0 2850 0 A 2003-10-21 2008-10-21 Common Stock 2850 2850 D Non-Qualified Stock Option (right to buy) 6.92 2003-10-21 4 A 0 30000 0 A 2004-08-21 2008-10-21 Common Stock 30000 30000 D Non-Qualified Stock Option (right to buy) 6.92 2003-10-21 4 A 0 52500 0 A 2003-10-21 2008-10-21 Common Stock 52500 52500 D Non-Qualified Stock Option (right to buy) 6.92 2003-10-21 4 A 0 2850 0 A 2003-10-21 2008-10-21 Common Stock 2850 2850 D Non-Qualified Stock Option (right to buy) 6.92 2003-10-21 4 A 0 18907 0 A 2003-10-21 2008-10-21 Common Stock 18907 18907 D Non-Qualified Stock Option (right to buy) 6.92 2003-10-21 4 A 0 22500 0 A 2003-10-21 2008-10-21 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy) 6.92 2003-10-21 4 A 0 22500 0 A 2003-10-21 2008-10-21 Common Stock 22500 22500 D Grant of option to purchase common stock issued in connection with the reporting person's election to participate in the Wind River Systems, Inc. Offer to Exchange Certain Outstanding Options for New Options Program pursuant to the Schedule TO originally filed by Wind River Systems, Inc. with the Securities and Exchange Commission on March 21, 2003. This option to purchase shares of common stock vests as follows: a portion of the shares vest on the date of grant, the balance of the shares vest at 1/48 per month thereafter. This option to purchase shares of common stock vests as follows: 50% of the shares vest on 8/21/04, the balance of the shares vest on 8/21/06. This option to purchase shares of common stock vests as follows: 100% of the shares vest on the date of grant. By: /s/ Michael W. Zellner, Attorney-in-Fact for David G. Fraser 2003-10-22 -----END PRIVACY-ENHANCED MESSAGE-----