0001225208-16-038901.txt : 20160907
0001225208-16-038901.hdr.sgml : 20160907
20160907090502
ACCESSION NUMBER: 0001225208-16-038901
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160902
FILED AS OF DATE: 20160907
DATE AS OF CHANGE: 20160907
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TYCO INTERNATIONAL plc
CENTRAL INDEX KEY: 0000833444
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 000000000
STATE OF INCORPORATION: L2
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE ALBERT QUAY
STREET 2: ALBERT QUAY
CITY: CORK
STATE: L2
ZIP: 00000
BUSINESS PHONE: 609-720-4200
MAIL ADDRESS:
STREET 1: C/O TYCO INTERNATIONAL MANAGEMENT LLC
STREET 2: 9 ROSZEL ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD
DATE OF NAME CHANGE: 20100408
FORMER COMPANY:
FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/
DATE OF NAME CHANGE: 19970715
FORMER COMPANY:
FORMER CONFORMED NAME: ADT LIMITED
DATE OF NAME CHANGE: 19930601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ONEILL BRENDAN R
CENTRAL INDEX KEY: 0001223628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13836
FILM NUMBER: 161872380
MAIL ADDRESS:
STREET 1: C/O IMPERIAL CHEMICAL INDUSTRIES PLC
STREET 2: 20 MANCHESTER SQUARE
CITY: LONDON
STATE: X0
ZIP: W1U 3AN
4
1
doc4.xml
X0306
4
2016-09-02
1
0000833444
TYCO INTERNATIONAL plc
JCI
0001223628
ONEILL BRENDAN R
9 ROSZEL ROAD
PRINCETON
NJ
08540
1
Common Shares
2016-09-02
4
M
0
21087.0000
0.0000
A
38403.0000
D
Deferred Stock Units
2016-09-02
4
M
0
21087.0000
0.0000
D
Common Shares
21087.0000
0.0000
D
Reflects ordinary shares delivered on conversion of deferred stock units ("DSUs") originally granted on multiple dates through September 2008. The number of ordinary shares reflects an adjustment for the 0.955-for-1 consolidation that applied to Tyco ordinary shares and equity awards immediately prior to the merger between Johnson Controls, Inc. and a subsidiary of Tyco International plc on September 2, 2016 (the "Merger").
DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis.
Kevin J. Coen, attorney-in-fact
2016-09-06